Qureos Mentor

Vaishali Securities Ltd

Department: Compliance / Legal &amp; Regulatory AffairsReports To: Head of Compliance / CEO / Board of DirectorsKey Responsibilities&middot; Regulatory Liaison:1. - Act as the Single Point of Contact (SPOC) between the NBFC and regulators (RBI, CICs, Ombudsman, etc.).2. - Handle all official communications and queries from the RBI regarding inspections, audits, and compliance matters.&middot; Grievance Redressal:3. - Receive, record, and address customer complaints in line with RBI Fair Practices Code.4. - Ensure timely resolution of complaints within regulatory timelines (e.g., 30 days).5. - Prepare periodic reports on grievance status for submission to regulators and management.&middot; Compliance Monitoring:6. - Ensure company policies and practices are in full compliance with RBI guidelines for NBFCs, including KYC/AML, CIC reporting, and digital lending norms.7. - Serve as the official liaison with Credit Information Companies (CICs) for credit data reporting.8. - Oversee accurate and timely submission of regulatory returns (DNBS filings, CIR submissions, statutory reports).&middot; Audit &amp; Inspections:9. - Facilitate internal and external audits, as well as RBI inspections.10. - Provide required documentation, explanations, and data to auditors and regulators.&middot; Policy Development &amp; Training:11. - Assist in drafting and updating compliance-related policies.12. - Train staff (customer service, operations, collections) on grievance handling and compliance protocols.&middot; Reporting:13. - Prepare reports for the Board/Audit Committee on compliance status, customer complaints, and regulatory interactions.14. - Maintain comprehensive documentation of all communications with RBI and other regulators.Qualifications&middot; Education:15. - Bachelor&rsquo;s Degree in Law, Finance, Business Administration, or a related field.16. - Preferred: Master&rsquo;s Degree (MBA / LLM / Chartered Accountant / Company Secretary).&middot; Experience:17. - Minimum 5&ndash;7 years of experience in compliance, legal, audit, or regulatory affairs, preferably in NBFCs, banks, or fintech companies.18. - Prior experience in direct liaison with regulators (RBI, SEBI, IRDAI, etc.) is highly desirable.&middot; Skills &amp; Knowledge:19. - Strong knowledge of RBI NBFC Master Directions, Fair Practices Code, KYC/AML regulations, and Digital Lending Guidelines.20. - Excellent communication skills, both written and verbal, in English and local language.21. - Strong problem-solving and decision-making abilities.22. - Ability to coordinate across departments (Finance, Legal, Operations, IT).&middot; Other Requirements:23. - High integrity, attention to detail, and ability to maintain confidentiality.24. - Must be available as an official public contact point (name and contact details published on the NBFC&rsquo;s website as per RBI requirement).25. - Willingness to attend meetings with regulators (RBI, CICs, Ombudsman) as needed.Job Type: Full-timePay: &#8377;40,000.00 - &#8377;80,000.00 per monthBenefits:<ul><li>Commuter assistance</li><li>Health insurance</li><li>Internet reimbursement</li><li>Leave encashment</li><li>Paid sick time</li><li>Work from home</li></ul>Application Question(s):<ul><li>Current CTC?</li><li>Expected CTC?</li><li>Can You Join Immediately, if yes then how many days?</li></ul>Experience:<ul><li>in legal and regulation compliances: 5 years (Required)</li></ul>Work Location: In person

Legal and Compliance Officer ( Immediate Joiner)

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Vaishali Securities Ltd

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Legal and Compliance Officer ( Immediate Joiner)