Roles and responsibilities
- Ensure compliance with Companies Act, corporate laws, and other relevant regulations.
- Monitor and interpret changes in RBI circulars, NBFC Master Directions, Companies Act, and advise management accordingly.
- Manage RBI filings, including monthly returns, quarterly NBS returns, FPC filings, and statutory compliance updates.
- Maintain statutory books including registers of members, directors, and secretaries.
- Assist in the drafting and review of company policies, shareholder agreements, and resolutions.
- Manage internal and external audits related to secretarial and compliance functions.
- Support in corporate restructuring, capital infusion, share transfers, or change in management/shareholding.
- Ensure timely submission of Annual reports and other statutory returns.
Skills and experience
Educational Qualifications:
- Bachelor’s or Master’s degree in Finance, Economics, or Business.
- Additional certifications such as MBA, CFA, or FRM are preferred.
Technical Skills:
- Practical experience with Loan Origination System (LOS) and Loan Management System (LMS), Familiarity with credit risk models and data analytics tools.
- Regulatory & Compliance Knowledge: Strong understanding of RBI guidelines, NBFC norms, and lending-related regulations, Proven experience in compliance functions within a regulated financial environment.
- Work Experience: Minimum 2 years of experience in an NBFC or Bank, with a focus on compliance and credit operations.
- Soft Skills: Excellent verbal and written communication skills, High level of attention to detail and ability to manage tasks under pressure.
- Good to Have: Exposure to debt listing procedures and related compliance documentation is an added advantage
Job Type: Full-time
Pay: ₹83,000.00 - ₹120,000.00 per month
Application Question(s):
- Experience with Loan Origination System (LOS) and Loan Management System (LMS)? ( Min 4 year)
- Experience in an NBFC or Bank, with a focus on compliance and credit operations? ( Min 3 year)
- Understanding of RBI guidelines, NBFC norms, and lending-related regulations?
- Familiarity with credit risk models and data analytics tools? ?
Work Location: In person