COMPLIANCE AND AML ANALYST

BRIEF DESCRIPTION OF WORKS

• PERFORM AML CHECKS AND ONGOING TRANSACTION MONITORING.
• MANAGE AND RESOLVE AML-RELATED INQUIRIES PROMPTLY.
• COMPLETE CLIENT DUE DILIGENCE SEARCHES WITH IDENTIFYING AND VERIFYING CLIENT'S IDENTITY (INCLUDING DATA COLLECTION, IDENTIFICATION, VERIFICATION, POLITICALLY EXPOSED PERSON/SANCTIONS LIST CHECK)
• RESPONSIBLE FOR VERIFICATION OF CLIENT DATA TO BE ADDED TO THE INTERNAL SYSTEMS TO BE IN LINE WITH CLIENT DOCUMENTATION.
• COMPLETING AD HOC COMPLIANCE TASKS AS REQUIRED.
• MONITOR TRANSACTIONS AND CLIENT BEHAVIOR FOR UNUSUAL OR SUSPICIOUS ACTIVITY AND RAISE APPROPRIATE ESCALATIONS.
• WORK WITH CROSS-FUNCTIONAL TEAMS TO RESOLVE DOCUMENTATION OR COMPLIANCE-RELATED QUERIES.
• MANAGE THE COMPLIANCE SUPPORT INBOX AND RESPOND TO INTERNAL AND EXTERNAL STAKEHOLDERS IN A TIMELY MANNER.
• SUPPORT THE HEAD OF COMPLIANCE WITH INTERNAL REVIEWS, AUDITS, AND REGULATORY REPORTING WHERE REQUIRED.
• DESIGN AND DELIVER AML TRAINING SESSIONS.
• PRIORITIZE CLEARING PENDING ALERTS FOR TIMELY CLOSURE.
• MAINTAIN DOCUMENTATION, LOGS, AND TRACKERS FOR AUDIT AND COMPLIANCE PURPOSES.
• ENSURE ADHERENCE TO SLA TIMELINES AND COMPLIANCE PROTOCOLS.
• WILLINGNESS TO WORK FLEXIBLE HOURS.

EXPERIENCE REQUIRED

• 1 - 2 YEARS’ EXPERIENCE IN A REGULATED FINANCIAL INSTITUTION IN A COMPLIANCE OR COMPLIANCE-RELATED ROLE, PREFERABLY WITHIN INSURANCE BROKER.
• KNOWLEDGE OF CBUAE REGULATORY FRAMEWORKS, INCLUDING AML/CFT GUIDELINES AND RELEVANT LEGISLATION.
• STRONG ATTENTION TO DETAIL, CRITICAL THINKING, AND COMMUNICATION SKILLS.
• SELF-MOTIVATED AND ABLE TO WORK INDEPENDENTLY IN A FAST-PACED, COLLABORATIVE ENVIRONMENT.
• PROBLEM-SOLVING ATTITUDE.

QUALIFICATION REQUIREMENTS OR EQUIVALENT

• 1+ YEARS’ EXPERIENCE IN A REGULATED FINANCIAL INSTITUTION IN A COMPLIANCE OR COMPLIANCE-RELATED ROLE.
• BACHELOR’S DEGREE IN BUSINESS ADMINISTRATION, FINANCE, ACCOUNTING OR OPERATIONS.
• CAMS – AN ADVANTAGE / AML COMPLIANCE RELATED CERTIFICATION.

Job Types: Full-time, Permanent