Swissquote

<div><prepare, review="" and="" submit="" digital="" account="" applications,="" physical="" opening="" forms="" (individual,="" joint,="" corporate="" accounts),="" partnership="" agreements="" (introducing="" brokers="" &amp;="" money="" managers)="" carry-out="" customer="" due="" diligence="" reports="" (background-checks="" cross="" verifying="" the="" client="" s="" company="" identity,="" personal="" profile,="" its="" nature="" net-worth),<="" <ul=""><li>Handles complex onboarding cases including clients with complex structures, financial institutions, asset managers, and PEPs,</li><li>Attends to the sales requests/queries regarding their clients and the required KYC documents,</li><li>Coordinate and follow up with Compliance in Switzerland on account-opening clarifications and outstanding queries,</li><li>Update KYC records and perform enhanced or customer due diligence as required or instructed,</li><li>Maintains and keeps records of documents,</li><li>Arranges contracts/documents for shipment to Switzerland.</li></prepare,></div>

Navigating complex client onboarding and due diligence, a Compliance Associate partners closely with sales teams and Swiss compliance counterparts to ensure regulatory accuracy for diverse clients, including financial institutions and PEPs. The role involves updating KYC records, resolving queries, and keeping meticulous documentation, making a direct impact on secure client relationships.

Compliance Associate

KYC (Know Your Customer)

Customer Due Diligence

Enhanced Due Diligence

Compliance Coordination

Document Management

Client Onboarding

AML (Anti-Money Laundering)

Financial Institution Compliance

PEP (Politically Exposed Persons) Screening

Regulatory Compliance

Join Swissquote and explore exciting career opportunities. They're hiring for various roles with options for remote or on-site work. Apply today and become part of their innovative team.

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