Compliance Manager - Qualified CA and CS

Role: Pre- IPO Compliance Manager
Location: Kandivali, Mumbai
Experience: 4–8 years in IPO preparation, compliance, and corporate finance
Qualification: CA and CS

Role Overview:
We are looking for an experienced Pre-IPO & Compliance Specialist to manage the complete process of taking a company public. The ideal candidate will have a deep understanding of financial structuring, SEBI compliances, and listing regulations, ensuring that all pre-IPO requirements are met seamlessly.

Key Responsibilities:

• Handle end-to-end IPO readiness process — from financial restructuring to regulatory filings.
• Work closely with merchant bankers, auditors, and legal teams to coordinate IPO documentation.
• Ensure compliance with SEBI (ICDR) Regulations, Companies Act, and Listing Requirements.
• Supervise due diligence, financial restatements, and corporate governance documentation.
• Oversee drafting of DRHP/RHP, board resolutions, and other pre-listing approvals.
• Advise management on capital structure optimization and equity issuance.
• Manage communication with stock exchanges, regulators, and stakeholders.
• Maintain a checklist and timeline for IPO execution and compliance closure.

Skills & Attributes:

• In-depth knowledge of IPO process, SEBI regulations, and corporate governance.
• Strong command over financial reporting standards, secretarial compliance, and legal documentation.
• Excellent coordination and stakeholder management skills.
• Detail-oriented, process-driven, and able to work on tight deadlines.

Job Type: Full-time

Pay: ₹110,000.00 - ₹120,000.00 per month

Work Location: In person