Compliance Officer

Franklin Templeton is setting up a new entity in the UAE to be regulated by the UAE Securities and Commodities Authority (SCA), leading to the creation of a registered Compliance Officer & MLRO position. The position will be a part of the larger EMEA Compliance team of the Franklin Templeton group. The team specialises in regulatory compliance across jurisdictions, with primary focus on asset management. Working with Franklin Templeton provides an opportunity to collaborate with global experts, shaping local fund structures, and gaining exposure to strategic projects across the region.

The role will also require the individual to spend a considerable proportion of time in supporting the activities carried out by Franklin Templeton across the region including its DIFC operations leading to being a regional subject matter expert.

This is an opportunity for an enthusiastic, proactive thinking individual who will ideally have a sound working knowledge of the SCA and DFSA regulatory framework within the asset management industry.

Core Responsibilities

• Fulfil Compliance Officer, MLRO & Risk Officer responsibilities for the UAE entity.
• Maintain a robust compliance framework in line with regulatory requirements and market practice.
• Advise senior management and staff on compliance laws and standards.
• Develop and deliver compliance training and coordinate with HR and Risk teams.
• Develop and maintain written compliance and risk policies.

Strategic Responsibilities

• Advise on development of new products, processes, establishment of new business and client relationships Implement and report on risk monitoring programmes.
• Develop strong partnerships with the business units
• Build strategic relationships with regulators, industry bodies and compliance peers.