The role sits within the High Net Worth (HNW) Collateral Monitoring Operations team, focused on managing and mitigating risk related to securities-based lending products. The position involves monitoring collateral, ensuring compliance with credit policies and regulations, and coordinating with internal teams to maintain accurate reporting and controls.
Key Responsibilities:
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Review and approve collateral releases and dividend payments
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Monitor loan positions and verify data against underwriting records
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Address over-limit situations by coordinating with financial advisors and branches
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Support audits by providing required documentation and data
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Identify and mitigate regulatory and operational risks
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Handle escalations from internal stakeholders
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Collaborate with cross-functional teams and IT to improve processes
Key Requirements:
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Bachelor’s degree (finance/business/economics preferred) or relevant experience
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Background in banking/finance; securities-based lending experience is a plus
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Strong analytical, problem-solving, and organizational skills
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Proficiency in MS Office (Excel, Word, Outlook)
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Ability to multitask in a fast-paced, high-pressure environment
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Excellent communication and attention to detail