Fund Operations Analyst

Fund in Midtown, Manhattan is seeking a Fund Operations Analyst for a full-time position!

Responsibilities:

• Support the daily workflows that investment products (ETFs, UCITS, private funds, etc.) running
• Assist in the execution and documentation of the firm’s compliance testing and monitoring program
• Code of Ethics compliance monitoring, including approving / denying requests for personal trading, outside business activities, personal investments
• Assist with oversight of sub-advisers, third-party vendors and service providers
• Assist with fund launches, product lifecycle events across ETFs, UCITS and private funds
• Assist in preparing or reviewing DDQs, fund registration documents, website postings
• Support maintenance of compliance manuals, policy reviews and calendars
• Help prepare and track regulatory filings (e.g., Form ADV, Form PF, UCITS filings, etc.)

Qualifications:

• Bachelor's Degree
• 1-3 years of experience in fund operations or middle/back office finance functions
• Knowledge of the Investment Adviser Act, Investment Company Act of 1940 and/or UCITS preferred
• Strong Excel skills and ability to manage detailed operational data
• Proven ability to manage multiple priorities in a deadline-driven environment
• Insatiable curiosity to learn