Regulatory & Exam Management Analyst - Associate

Position Overview

Job Title Regulatory & Exam Management Analyst

Corporate Title Analyst - Associate

Location New York, NY

[ ALL ROLES TO BE CONSIDERED]

Overview

We are seeking an Entry Level Regulatory & Exam Management Analyst to support the coordination and management of regulatory examinations, inquiries, and governance activities across Equities, Fixed Income, Treasury, and Capital Markets businesses.

This role offers hands on exposure to U.S. financial regulators, including FINRA, the Federal Reserve Bank, the Securities and Exchange Commission (SEC), and state regulators, and provides an excellent foundation for a career in regulatory affairs, compliance, or risk management within financial services. The position is focused on execution, coordination, documentation, and governance support rather than regulatory decision making.

The role also provides exposure to the use of technology enabled tools, including AI assisted documentation, tracking, and workflow solutions, to support efficient and effective regulatory engagement.

What We Offer You

• A diverse and inclusive environment that embraces change, innovation, and collaboration
• A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
• Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
• Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
• Educational resources, matching gift and volunteer programs

What You’ll Do

• Regulatory Exam & Inquiry Support Assist with coordinating, supporting, and organizing regulatory exams and inquiries from FINRA, the Federal Reserve, the SEC, and state regulators—including annual, recurring, and ad-hoc reviews across Equities, Fixed Income, Sales Practices, Treasury, and Capital Markets—by managing information requests, supporting materials, and submission packages
• Response Coordination & Tracking Manage trackers to monitor regulatory requests, deadlines, ownership, and response status; coordinate with internal stakeholders to gather required documentation and data; and review materials for completeness, accuracy, and consistency before submission
• Stakeholder Interaction Collaborate with teams across Compliance, Legal, Operations, Treasury, Technology, Risk, and business areas to support regulatory activities, including preparing for regulatory meetings by developing agendas, materials, and tracking follow-up action items
• Documentation, Governance & Process Support Support the drafting and maintenance of regulatory exam documentation—including chronologies, summaries, templates, and records—in compliance with confidentiality, information-security, and record-management requirements; and contribute to process improvements and responsible use of technology-enabled and AI-assisted tools for regulatory tracking, documentation, and governance

Skills You’ll Need

• Bachelor’s degree in Finance, Economics, Business, Accounting, Risk Management, or a related field
• Strong AI capabilities
• Strong attention to detail and organizational skills and ability to manage multiple tasks and deadlines in a fast paced, highly regulated environment
• Strong written and verbal communication skills
• Proficiency in Microsoft Excel, PowerPoint, Word, and Outlook, including the ability to develop clear, well structured presentations and summary materials for meetings and senior stakeholders

Skills That Will Help You Excel

• Internship or entry level experience in compliance, risk, audit, regulatory affairs, or financial services
• Exposure to securities markets, financial regulation, or regulatory examinations
• Interest in regulatory oversight, governance, or control functions
• Demonstrated interest in leveraging technology and AI enabled tools to support regulatory coordination, documentation, and process improvement
• Familiarity with data organization, trackers, workflow tools, or presentation materials used to support regulatory or compliance activities

Expectations

It is the Bank’s expectation that employees hired into this role will work in the New York, NY office in accordance with the Bank’s hybrid working model.

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.

The salary range for this position in New York City is $70,000 to $129,500. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.