Regulatory Reporting Analyst

Job Title

Regulatory Reporting Analyst / Senior Regulatory Reporting Specialist

Location

Stanford, Connecticut (3 days/week in office; remainder remote/hybrid as per policy)

Employment Type

Full-time (3 days in office per week)

Job Summary

The Regulatory Reporting Analyst will be responsible for the hands-on production, preparation, and submission of key regulatory filings, including Call Reports, FR Y-9C, FR Y-9LP, and Y-15M. This role requires strong technical knowledge of regulatory requirements, attention to detail, and the ability to manage reporting cycles under strict deadlines. The individual will work cross-functionally with Finance, Risk, and Treasury to ensure data integrity, compliance, and timely delivery of reports.

Key Responsibilities

• Lead the production of regulatory reports including:
• • Call Reports
• • FR Y-9C (Consolidated Financial Statements)
• • FR Y-9LP (Parent-Only Financials)
• • FR Y-15M (Systemic Risk Report or related schedules)
• Prepare, reconcile, and validate report data to ensure accuracy and compliance with regulatory instructions.
• Gather and analyze source data from Finance, Treasury, Risk, and Operations; identify and resolve discrepancies.
• Perform variance analysis, trend reviews, and reconciliations against the general ledger.
• Maintain clear documentation of reporting methodologies, data sources, and assumptions for audit and regulatory reviews.
• Support internal audit, external audit, and regulatory examinations by providing production schedules, reconciliations, and supporting details.
• Stay current with regulatory changes and update reporting processes as required.
• Drive process improvements and automation to enhance the efficiency and accuracy of report production.

Required Qualifications

• Bachelor’s degree in Accounting, Finance, Economics, or related field; CPA, CFA, or advanced degree a plus.
• 5–7 years of direct experience in the production of regulatory reports with a focus on:
• • Call Reports
• • FR Y-9C
• • FR Y-9LP
• • FR Y-15M (or related systemic risk / liquidity reports)
• Strong knowledge of U.S. banking regulatory frameworks, capital requirements, and liquidity reporting.
• Experience with regulatory reporting tools/systems (e.g., AxiomSL, RegCloud, or similar).
• Advanced Excel skills; familiarity with SQL or BI/reporting tools preferred.
• Excellent attention to detail, strong analytical and problem-solving skills.
• Strong communication skills, with the ability to explain technical reporting requirements to diverse stakeholders.
• Proven ability to manage deadlines and reporting cycles under time pressure.