aml specialist

Dal دال

<div>
 
 
 Job Description: Compliance &amp; AML Specialist
 
 
 
 
 Location:
 
 Riyadh, Saudi Arabia (In-Office)
 
 
 
 Company:
 
 Dal
 
 
 
 Job Type:
 
 Full-Time
 
 
 
 Nationality:
 
 Saudi
 
 
 
 
 
 
 About Us
 
 
 
 Dal is a Saudi-born SaaS RegTech company powering the financial sector with advanced compliance and governance solutions. We combine regulatory expertise with modern technology to deliver products like AML, KYC, CRM, and risk management&mdash;built to help Financial Institutions and FinTechs launch, grow, and stay compliant with ease.
 
 
 
 
 
 Our platform is designed as a one-stop shop: scalable, API-driven, and built to integrate seamlessly with the Saudi financial ecosystem.
 
 
 
 
 
 At Dal, we&rsquo;re not just offering services&mdash;we&rsquo;re building technology that enables institutions to move confidently and keep pace with Vision 2030.
 
 
 
 
 
 
 
 
 
 Job Purpose:
 
 
 
 
 
 
 To support the Compliance function in ensuring the institution adheres to all Capital Market Authority (CMA) regulations and internal policies. This role is ideal for a developing professional who will assist in monitoring, advising, and implementing compliance controls across the business, gaining valuable experience in the Saudi capital market.
 
 
 
 
 
 
 
 
 
 Key Responsibilities:
 
 
 
 
 
 
 Regulatory Monitoring &amp; Support:
 
 <ul>
 <li>
 Assist in tracking and analyzing new and amended regulations issued by the CMA, SAMA, and Tadawul.
 </li>
 <li>
 Help ensure that business activities and client communications align with the
 
 CMA's Rules on Securities Business
 
 .
 </li>
 </ul>
 
 Compliance Monitoring &amp; Testing:
 
 <ul>
 <li>
 Conduct routine compliance monitoring and surveillance activities under the guidance of the Head of Compliance.
 </li>
 <li>
 Assist in reviewing marketing materials, client agreements, and trade transactions for compliance with regulations.
 </li>
 <li>
 Help monitor for potential market abuse and insider trading by running surveillance reports and escalating anomalies.
 </li>
 </ul>
 
 Policy &amp; Procedure Implementation:
 
 <ul>
 <li>
 Assist in the maintenance and updating of the compliance manual and related policies.
 </li>
 <li>
 Help implement compliance controls and ensure they are being followed by the business units.
 </li>
 <li>
 Support the management of the Conflicts of Interest register.
 </li>
 </ul>
 
 Reporting &amp; Administration:
 
 <ul>
 <li>
 Assist in the preparation of standard regulatory reports and filings for the CMA.
 </li>
 <li>
 Help maintain accurate and organized compliance records, including training logs, breach registers, and monitoring reports.
 </li>
 <li>
 Support the preparation of compliance reports for management.
 </li>
 </ul>
 
 AML/CFT Support:
 
 <ul>
 <li>
 Work closely with the AML team to conduct client due diligence and screening.
 </li>
 <li>
 Assist in the monitoring and reporting of suspicious transactions as per Saudi AML/CFT regulations.
 </li>
 </ul>
 
 Training &amp; Awareness:
 
 <ul>
 <li>
 Assist in developing and delivering basic compliance training sessions to staff.
 </li>
 <li>
 Help promote a culture of compliance within the organization.
 </li>
 </ul>
 
 
 
 
 
 
 
 
 Qualifications &amp; Experience
 
 
 
 
 Must-Have:
 
 
 <ul>
 <li>
 
 Education:
 
 Bachelor&rsquo;s degree in Finance, Law, Business Administration, or a related field.
 </li>
 <li>
 
 Certifications:
 
 
 Highly Desired:
 
 Progress toward or willingness to obtain the
 
 CMA Certification (CME-1)
 
 &amp;
 
 (CME-2)
 
 </li>
 <li>
 
 Experience:
 
 </li>
 <li>
 2 to 5 years of experience in a compliance, risk, or audit role within a financial institution.
 </li>
 <li>
 
 Essential:
 
 Exposure to the Saudi capital market and a foundational understanding of CMA regulations.
 </li>
 <li>
 Experience in a brokerage, asset management, or investment bank is preferred.
 </li>
 </ul>
 
 
 
 
 
 
 
 
 
 
 
 What We Offer
 
 
 <ul>
 <li>
 
 Competitive Package:
 
 Attractive salary, potential equity participation, and high-tier health insurance coverage.
 </li>
 <li>
 
 High Growing Potential:
 
 A unique opportunity to build and lead the security function in a fast-growing fintech/regtech startup.
 </li>
 <li>
 
 Impact &amp; Purpose:
 
 Direct influence on safeguarding products trusted by leading financial institutions in Saudi Arabia.
 </li>
 <li>
 
 Culture First:
 
 A collaborative, fast-paced, and learning-driven environment &mdash; because culture eats strategy for breakfast.
 </li>
 </ul>
 
 
</div>

Compliance & AML Specialist

PwC India

<div>
 
 
 Job Title: Specialist / Associate / Senior Associate &ndash; Captive Market
 
 
 
 
 Location: Bangalore
 
 
 
 
 Department: Financial Crime Compliance
 
 
 
 
 
 
 
 About the Role
 
 
 
 Join our Financial Crime Compliance team within PwC, where we help global financial institutions manage their regulatory obligations and strengthen their AML and financial crime frameworks. As an Associate or Senior Associate, you will play a key role in delivering high-quality advisory and managed service projects focused on Anti-Money Laundering (AML), Know Your Customer (KYC) remediation, and Transaction Monitoring (TM).
 
 
 You will work with global banks, investment firms, and financial service providers to assess risks, enhance compliance controls, and ensure adherence to evolving regulatory expectations.
 
 
 
 
 
 
 Key Responsibilities
 
 
 <ol>
 <li>
 Support the delivery of client engagements related to AML, KYC, sanctions, and transaction monitoring.
 </li>
 <li>
 Conduct customer due diligence (CDD), enhanced due diligence (EDD), and periodic reviews as part of KYC remediation programs.
 </li>
 <li>
 Review alerts, investigate transactions, and escalate potential suspicious activities in accordance with client policies.
 </li>
 <li>
 Assist in the design and enhancement of AML / FCC frameworks, policies, and procedures.
 </li>
 <li>
 Analyze regulatory requirements and assess their impact on clients&rsquo; compliance processes.
 </li>
 <li>
 Prepare clear, well-structured documentation and reports for internal and client stakeholders.
 </li>
 <li>
 Collaborate with cross-functional teams (legal, compliance, operations, and technology) across geographies.
 </li>
 </ol>
 
 
 
 
 
 Additional Responsibilities for Senior Associate Level:
 
 
 <ol>
 <li>
 Lead small teams or workstreams within large engagements, ensuring high-quality delivery and adherence to project timelines.
 </li>
 <li>
 Review and quality-check work completed by Associates and provide constructive feedback.
 </li>
 <li>
 Manage client communications and contribute to stakeholder updates and presentations.
 </li>
 <li>
 Support the development of proposals, methodologies, and training materials for financial crime engagements.
 </li>
 <li>
 Contribute to thought leadership and knowledge sharing on emerging FCC trends, technologies, and regulations.
 </li>
 </ol>
 
 
 
 
 
 Required Qualifications and Experience
 
 
 <ul>
 <li>
 Bachelor&rsquo;s or Master&rsquo;s degree in Finance, Business, Economics, Law, or related field.
 </li>
 <li>
 
 3+ years of experience
 
 in AML / KYC / Transaction Monitoring roles within global banks or consulting firms.
 </li>
 <li>
 Solid understanding of global AML regulations (e.g., FATF, OFAC, EU 5AMLD/6AMLD, UK FCA, MAS, HKMA).
 </li>
 <li>
 Hands-on experience in:
 </li>
 <li>
 KYC onboarding and periodic reviews (corporate and institutional clients preferred).
 </li>
 <li>
 Transaction monitoring, alert investigation, and escalation.
 </li>
 <li>
 Name screening and sanctions review processes.
 </li>
 <li>
 Familiarity with FCC tools and systems (Actimize, Mantas, Fircosoft, LexisNexis, etc.) is desirable.
 </li>
 <li>
 Strong analytical and report-writing skills with attention to detail.
 </li>
 <li>
 Excellent communication, presentation, and stakeholder management skills.
 </li>
 </ul>
 
 
 
 
 
 Preferred Certifications
 
 
 <ul>
 <li>
 CAMS (Certified Anti-Money Laundering Specialist), CFE, or equivalent FCC qualification.
 </li>
 </ul>
 
 
</div>

Senior Associate-Captive Market

Azentio Software

A leading financial services software provider in Dubai seeks an experienced Anti-Money Laundering & Fraud Specialist Solutions Architect. This role will support go-to-market efforts across the Middle East & Africa and Asia-Pacific regions. Candidates should have over 8 years of experience in AML compliance and fraud risk management, along with strong technical knowledge of relevant solutions. The position offers a full-time employment model with opportunities for travel.

Dubai-based AML & Fraud Solutions Architect - MEA/APAC

Dubai Investments PJSC

Overview:Working with the AML Officer and various departments within DIP, to ensure adherence to AML-CFT policies, procedures, and controls to facilitate the identification and reporting of suspicious transactions or activities. Responsibilities:AML Compliance Management<ul><li>Monitor customer transactions across DIP to conduct periodic risk assessments to look out for suspicious transactions/activities.</li><li>Conduct customer due diligence and enhanced due diligence to verify customer information, documentation, types of activity, and risk profiles.</li><li>Coordinate with AML Officer and internal departments in the preparation of AML status reports on issues relating to compliance and ensure that same is provided to the relevant regulatory authorities in a timely manner.</li><li>Maintain accurate and up-to-date records and trackers for Money Laundering or Suspicious Transaction activities, with supporting documentation for Management review and retention.</li><li>Ensure adherence to AML/CFT policies, procedures, and controls to comply with applicable laws and regulations.</li><li>Adhere to the defined compliance processes across the business for conducting due diligence, whistleblowing, and cooperating with the corrective actions and investigations.</li><li>Facilitate in providing mandatory Compliance and AML Training sessions to new joiners and existing employees within DIP to enhance/update their understanding of AML policies and procedures.</li><li>Monitor regulations or guidelines issued by UAE Supervisory Authorities (Ministry of Economy, Financial Intelligence Unit, etc.) and ensure their integration into the organization&#x27;s processes.</li></ul>

AML Focal Point - UAE National

Citi

<div>The AML Compliance Analyst is a developing professional role. Applies specialty area knowledge in monitoring, assessing, analyzing and/or evaluating processes and data. Identifies policy gaps and formulates policies. Interprets data and makes recommendations. Researches and interprets factual information. Identifies inconsistencies in data or results, defines business issues and formulates recommendations on policies, procedures or practices. Integrates established disciplinary knowledge within own specialty area with basic understanding of related industry practices. Good understanding of how the team interacts with others in accomplishing the objectives of the area. Develops working knowledge of industry practices and standards. Limited but direct impact on the business through the quality of the tasks/services provided. Impact of the job holder is restricted to own team. 
 
Responsibilities:<ul><li>
Enhance and implement of best -in-class AML Compliance policies and practices.</li><li>
Provide expert advice on AML Compliance policies to the AML/Financial Crime Support teams and the business.</li><li>
Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance reporting capabilities and recommend corrective actions while satisfying regulatory and audit commitments. Further, assess and identify emerging risks and recommend / drive program enhancements.</li><li>
Identify and escalate unusual activity or cases that fail to meet Citi and line of business guidelines to appropriate management or business partners. Advise management on next steps.</li><li>
Create, develop and deliver relevant training to business and functional partners.</li><li>
Additional duties as assigned.</li><li>
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.</li></ul>
Qualifications:<ul><li>
0-2 years experience in AML, knowledge of AML regulations preferred, proficiency with MS office, verbal/written skills, analytical skills</li><li>
Consistently demonstrates clear and concise written and verbal communication skills</li><li>
Work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization</li><li>
Knowledge of the laws applicable to money laundering, including the Bank Secrecy Act, The USA PATRIOT Act, US Treasury AML guidelines, OFAC requirements, and Suspicious Activity Reporting requirements Good project management and organizational skills and capability to handle multiple projects at one time Knowledge of AML requirements applicable to banks</li></ul>
Education:<ul><li>
Bachelor&rsquo;s/University degree or equivalent experience</li></ul>
-
Job Family Group:
Compliance
-
Job Family:
AML Core
-
Time Type:
Full time
-
Most Relevant Skills
Business Acumen, Credible Challenge, Laws and Regulations, Management Reporting, Policy and Procedure, Program Management, Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment, Risk Remediation.
-
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.
-
Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law. 
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. 
 
View Citi&rsquo;s EEO Policy Statement and the Know Your Rights poster.</div>

Sr. AML Analyst - UAE Nationals Preferred

Shuraa Management And Consultancy LLC

Develop update and maintain the AML policy and standards.• Responsible for the firm&#x27;s compliance with Regulator&#x27;s rules on systems and controls for the prevention of money laundering, financial sanctions, tax invasion and anti-bribery and corruption on all products and services.• Liaise with clients and investors to obtain all AML documentation and undertake assessments and reviews of transactions and client onboarding.• Assist in the identification of rules and regulations on an ongoing basis and assess applicability in relation to Shuraa group of companies.• Assist with monitoring and providing assurance that internal compliance policies and procedures are complied with.• Carrying out compliance risk management with a view to prevention and ensuring first and foremost that external regulations are constantly monitored and adequately translated into internal guidelines, processes, and procedures. • Performing the daily compliance & AML activities assigned. • Supporting in the prior compliance & AML assessment of all innovative projects/products. • Provide support to ensure the adequacy and application of internal processes and procedures in accordance with external and internal regulations by the business and corporate units. • Perform operational activities in connection with legally required activities and preparing reports and communications. • Prepare periodic reports concerning the adequacy of the compliance policies and mechanisms. • Support in assessing transactional due diligence processes and take actions based on the assessment outcomes. • Support in reviewing the establishment or the maintenance of new/existing business relationships.

AML Compliance Officer

Alibaba

<div><div>Basic Infomation<div><div><div>
Department:
Daraz</div><div>
Degree:
Master</div><div>
Work Experience:
6 year</div></div></div></div><div>
Job Description<div>
1.Lead and oversee the development and implementation of AML (Anti-Money Laundering) and financial compliance policies, procedures, and controls for Daraz Pakistan-Karachi operations.
2.Ensure compliance with local and international regulations, including monitoring and reporting suspicious transactions to relevant authorities.
3.Conduct regular risk assessments to identify potential vulnerabilities and propose mitigation strategies in the financial operations.
4.Provide training and guidance to the finance team on AML regulations and compliance best practices, ensuring a culture of compliance within the organization.
5.Collaborate with internal stakeholders and external partners, such as banks and legal advisors, to stay updated on regulatory changes and industry trends.</div></div><div>
Position Requirement<div>
1&#12289;Master's degree in Finance, Law, or a related field, with a focus on compliance or AML.
2&#12289;Minimum of 6 years of experience in financial compliance and AML, preferably in an e-commerce or banking environment.
3&#12289;In-depth knowledge of AML laws and regulations, including local Pakistani AML/CFT requirements and international standards.
4&#12289;Strong analytical skills to investigate complex financial transactions and identify potential money laundering activities.
5&#12289;Excellent communication and interpersonal skills to effectively engage with various teams and external parties.
6&#12289;Proven ability to lead and manage compliance projects, ensuring timely completion and adherence to regulatory standards.
7&#12289;Certification in AML or compliance, such as CAMS (Certified Anti-Money Laundering Specialist) or ICA, is highly desirable.</div></div></div>

Financial Compliance and AML Manager-Financial Compliance and AML Manager-Anti Money Laundering & Compliance

Search 5256+ Aml specialist jobs near you this November. New roles added regularly across leading industries. Apply today.