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Farmley

<p><b>Position:</b> Compliance Officer<br/><b>Location:</b> Noida<br/><b>Experience:</b> 1&ndash;3 years</p><p><b>Job Description:</b><br/>We are looking for a <b>Compliance Officer</b> to manage end-to-end statutory compliance activities. The role involves handling <b>PT, PF, ESIC, CLRA, and LWF</b> registrations, filings, and challan preparation.</p><p><b>Key Responsibilities:</b></p><ul><li>Manage statutory compliance filings and renewals.</li><li>Handle registration, challan generation, and return submissions for PT, PF, ESIC, CLRA, and LWF.</li><li>Maintain compliance records and ensure timely submissions.</li></ul><p><b>Requirements:</b></p><ul><li>Hands-on experience in statutory filings and labour law compliance.</li><li>Good knowledge of government portals (EPFO, ESIC, etc.).</li><li>Strong attention to detail and Excel proficiency.</li></ul><p>Job Type: Full-time</p><p>Pay: &#8377;25,000.00 - &#8377;30,000.00 per month</p><p>Work Location: In person</p>

Compliance Officer

SecurePay

<ul><li>Position: <b>Compliance Officer (Fintech)</b> at <b>SecurePay</b>, Dehradun (Full-time).</li><li>Work directly with founders to ensure <b>regulatory and statutory compliance</b>.</li><li>Oversee <b>RBI, AML/KYC, FIU-IND</b>, and <b>DPDP Act</b> compliance activities.</li><li>Develop and implement a <b>comprehensive compliance framework</b> for fintech operations.</li><li>Conduct <b>audits, risk assessments</b>, and monitor regulatory changes.</li><li>Manage <b>partner bank documentation</b> and ensure timely filings.</li><li>Ensure <b>data protection, cybersecurity</b>, and <b>corporate governance</b> standards.</li><li>Collaborate with internal teams to integrate compliance into business processes.</li><li>Qualification: <b>Bachelor&rsquo;s in Law/Finance/Business</b>; <b>CAMS/CRCM</b> preferred.</li><li>Experience: 2&ndash;5 years in fintech or financial services compliance.</li></ul><p>Job Types: Full-time, Permanent</p><p>Pay: &#8377;300,000.00 - &#8377;600,000.00 per year</p><p>Benefits:</p><ul><li>Food provided</li><li>Provident Fund</li></ul><p>Application Question(s):</p><ul><li>How many years of experience you have as an Compliance officer?</li><li>Current location?</li><li>Mention your current CTC?</li><li>Notice period to be served in current organisation?</li></ul><p>Work Location: In person</p>

Speshally NHS Pvt Ltd

<p>Position: Company Secretary and Compliance Officer (Secretarial &amp; Legal)</p><p>Location: Mumbai</p><p>Reports to: Managing Director / Board of Directors</p><p>Role Overview</p><p>The Company Secretary, Legal &amp; Compliance Officer will be responsible for ensuring compliance with the provisions of the Companies Act, 2013, SEBI regulations, and all applicable corporate laws. The role also involves supporting the Board of Directors, ensuring good corporate governance practices, handling secretarial audits, managing legal matters, and overseeing compliance with SEBI (LODR &amp; PIT) Regulations as the designated Compliance Officer of the Company.</p><p>This position is key to maintaining statutory compliance, implementing governance processes, safeguarding the Company&rsquo;s legal and regulatory interests, and ensuring investor confidence through transparent and timely disclosures.</p><p>Key Responsibilities</p><p>Secretarial Functions</p><ul><li>Ensure compliance with the Companies Act, 2013, SEBI (LODR) Regulations, 2015, SEBI (PIT) Regulations, and other applicable corporate laws.</li><li>Organize and conduct Board Meetings, Committee Meetings, and Annual General Meetings (AGM), including preparation and circulation of notices, agendas, minutes, and related documentation.</li><li>Draft and vet Board reports, Directors&rsquo; reports, corporate governance reports, and other statutory disclosures for Annual Report.</li><li>Maintain statutory registers, records, and filings with Registrar of Companies (ROC), Ministry of Corporate Affairs (MCA), and Stock Exchanges.</li><li>Coordinate with auditors, regulators, depositories, stock exchanges, and other stakeholders.</li><li>Ensure timely disclosures under SEBI regulations (e.g., shareholding patterns, quarterly results, trading window closures, insider trading compliances).</li><li>Liaise with regulators such as SEBI, ROC, RBI, and stock exchanges for approvals, clarifications, and representations.</li><li>Support in handling secretarial audit, internal audit, and compliance reviews.</li></ul><p>Legal Functions</p><ul><li>Draft, review, and vet contracts, agreements, and legal documents (vendor agreements, service contracts, NDAs, MSAs, lease agreements, etc.).</li><li>Provide legal opinions and advice on matters affecting the Company&rsquo;s operations.</li><li>Manage and monitor litigations, arbitrations, and disputes, including coordination with external counsel.</li><li>Ensure compliance with applicable labor laws, IT laws, intellectual property laws, data privacy regulations, and other relevant legislation.</li><li>Advise management on legal risks and mitigation strategies.</li><li>Maintain repository of legal documentation, contracts, and case records.</li></ul><p>Governance &amp; Advisory</p><ul><li>Act as a key advisor to the Board on corporate governance practices and statutory obligations.</li><li>Implement best practices in compliance, ethics, and business conduct.</li><li>Monitor and strengthen internal compliance systems and processes.</li><li>Support the management in investor relations, due diligence, mergers &amp; acquisitions, and corporate restructuring activities.</li></ul><p>Compliance Officer Functions</p><ul><li>Act as the Compliance Officer under SEBI (LODR) Regulations and SEBI (Prohibition of Insider Trading) Regulations.</li><li>Ensure timely submission of quarterly, half-yearly, and annual compliances with Stock Exchanges and SEBI.</li><li>Monitor trading window closure, insider trading compliances, and maintain structured digital database as per SEBI PIT Regulations.</li><li>Oversee investor grievance redressal and act as the nodal officer for SEBI SCORES, RTA, and stock exchange queries.</li><li>Ensure continuous monitoring of changes in securities laws and advise management on required actions.</li><li>Prepare and submit corporate governance reports, shareholding patterns, statement of investor complaints, and related filings.</li><li>Facilitate communication between the Company and investors, stock exchanges, and other regulators.</li><li>Support in due diligence, fund raising, M&amp;A, and other corporate actions from a compliance standpoint.</li></ul><p>Skills &amp; Competencies</p><ul><li>Strong knowledge of Companies Act, SEBI regulations, FEMA, and corporate governance frameworks.</li><li>Expertise in legal drafting, contract management, and litigation management.</li><li>Excellent communication, drafting, and presentation skills.</li><li>Strong organizational and multitasking abilities.</li><li>High integrity, confidentiality, and stakeholder management skills.</li><li>Ability to work under pressure and meet strict timelines.</li></ul><p>Qualification &amp; Experience</p><p>* Qualified Company Secretary (Member of ICSI)</p><p>* LL.B. degree preferred</p><p>* 8&ndash;12 years of relevant experience in secretarial and legal functions (experience in a listed entity preferred)</p><p>Job Type: Full-time</p><p>Pay: &#8377;1,600,000.00 - &#8377;1,800,000.00 per year</p><p>Work Location: In person</p>

TIRUMALA GROUPS OF COMPANIES

<p>Position: Compliance Officer</p><p>Location: Hadapsar, Pune</p><p>Gender: Male candidate preferred</p><p>Salary Range: Rs. 25,000/- to 35,000/-</p><p>Experience: 5 to 7 years</p><p>Key Responsibilities:</p><p>Manage all compliance with respect to Payroll i.e. PF / ESI / PT / WC / LWF etc</p><p>Candidate should have knowledge of Insurance claims such as ESI /PF/WC etc in case of any site accidents</p><p>Job Type: Full-time</p><p>Pay: &#8377;25,000.00 - &#8377;35,000.00 per month</p><p>Work Location: In person</p>

Equirus

<div><div><h3 class="jobSectionHeader"><b>Job Description:</b></h3>
<div><div><div><div><b>About Equirus</b></div><div></div><div><b><br>
About Equirus Wealth</b></div></div><div></div><div><div><b><br>
Equirus</b> is a leading mid&#8208;market investment bank with strong practices around M&amp;A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.</div><div></div><div><br>
For more details you can visit us at www.equirus.com</div><div></div><div><b><br>
Equirus Wealth</b> is a holistic Wealth Management platform founded in 2018 by a passionate group of seasoned professionals. It was formed with the objective of providing Client Centric, Comprehensive, and Transparent Wealth Management services for Individuals, Families, and Corporates. We specialize in Wealth Management, Mutual Funds, Primary and Secondary Debt, Real Estate, Market Linked Debentures, Alternate Investment Funds, Tax Advisory, Estate Planning, Offshore Products, Unlisted Securities, Portfolio Management Services, Investment Advisory.<br>
<br>
<br>
</div><div>For more details you can visit us at https://www.equiruswealth.com/</div></div></div><div></div><div><div><b><br>
Position / Role Title</b><br>
</div><div><div><b>
Compliance Officer</b></div><div><i>
This role reports to the Head of Compliance</i></div></div></div><br>
<div><div><b>
Job description</b><br>
</div><div> Ensuring &amp; implementing compliances under SEBI (Stockbrokers) Regulations, SEBI (Research Analysts) Regulations, SEBI (Depositories and Participants) Regulations, SEBI (Prohibition of Insider Trading) Regulations, 2015, all other applicable laws &amp; circulars, notification, rules issued thereunder.<br>
Ensuring compliance of Wealth Distribution, RA, DP, Broking, Distribution and all other products that is offered by the company.
<br>
Liaising with exchange, depositories &amp; Auditors for all matters.<br>
Ensuring periodic &amp; instance based operational reporting/filing relating to Exchange, Depository, FATCA/CRS etc.<br>
Review &amp; updating of all applicable policies, forms, documents in line with exchange &amp; DP guidelines.
<br>
Onboarding of broking/DP clients in line KYC, KRA, CKYC guidelines.<br>
Handling concurrent, internal/systems/cyber security audits etc. and inspections by Exchange, SEBI, CDSL etc.<br>
Drafting, Vetting &amp; executing various commercial/ business contracts and agreements
<br>
Handling investor grievance.
<br>
Interacting with the Board of Directors as needed.<br>
Any other compliance matters assigned from time to time.
<br>
Ability to communicate well at all levels and directly engage with the Board of Directors and Managing Director on all compliance related aspects</div></div><div></div><div><div><b><br>
Location(s)</b><br>
</div><div> Mumbai<br>
<br>
</div></div><br>
<div><div><div><b>Requirement Specification</b></div><div><i>
(Qualifications)</i></div></div><ul><li>
Graduate &amp; Above or MBA/CS (preferred)</li><li>
Must have Broking / DP Compliance experience.</li><li>
Minimum 4-5 years of work experience with Stock Broking &amp; DP entity.
</li><li>NISM III-A Securities Intermediaries Compliance (non-fund) Certified &amp; NISM VI Depository Operations Continuing Professional Education Program.</li></ul></div><br>
</div>
</div><div></div><div><div><h3 class="jobSectionHeader"><b>About the Job:</b></h3>
<div>Salary:
<p>Negotiable</p>
Company:
<p>Equirus</p>
Role :
<p>Compliance Officer</p>
Category:
<p>Wealth Distribution</p>
Location:
<p>Mumbai, Maharashtra, India, India, Asia</p>
Employment Type:
<p>Full time</p></div></div></div></div><p></p>

Adhaan Hiring Edge Solution Pvt Ltd

<p><b>Job Description: Compliance Officer </b></p><p>Location: GIFT Gandhinagar, Gujarat</p><p><b>Job Summary:</b></p><p><b>Responsibilities:</b></p><p>1. Regulatory Compliance: Ensure organization's adherence to IFSCA, SEBI, RBI/FEMA, and SEZ guidelines and all applicable regulatory frameworks.</p><p>2. Liaison with Regulators: Liaison with regulators (IFSCA, SEZ or others) in regulatory filings, returns, and compliances.</p><p>3. Internal Policies: Develop and implement internal compliance policies and standard Operating procedures(SOPs) in alignment with regulatory requirements. Regularly review internal controls to ensure alignment with regulatory expectations.</p><p>4. Documentation and Reporting: Maintain accurate and up-to-date documentation related to compliance activities, including regulatory filings, reports, and records. Prepare and submit compliance reports to regulatory authorities as required.</p><p>5. Risk Assessment: Conduct periodic risk assessments to identify compliance risks and vulnerabilities. Develop and implement risk mitigation strategies to address identified risks effectively.</p><p>6. Training and Awareness: Provide training and guidance to employees on compliance matters, including IFSCA regulations, internal policies, and procedures. Foster a culture of compliance awareness and adherence throughout the organization</p><p>7. Investigations and Resolution: Investigate compliance breaches, incidents, and complaints. Take appropriate corrective and preventive actions to address issues and prevent recurrence.</p><p>8. Audit Support: Co-ordinate and support for audit as specified by authorities. Collaborate with auditors to provide necessary documentation and facilitate audit processes.</p><p>9. Other Tasks: Responsible for any other tasks assigned by the management from time to time.</p><p><b>Qualifications: </b></p><p>&#9679; A professional qualification including Bachelor of Law or Post-graduate degree in Law, Finance commerce, business management or related discipline from a recognized university/institution..</p><p>&#9679; Clear understanding of IFSCA regulations and compliance requirements applicable to Investment Advisers.</p><p>&#9679; Minimum of 2 years of post-qualification experience in compliance roles within the financial services industry, preferably in Investment Advisory, portfolio management services, AIF, Broking House, or Mutual Fund House.</p><p>&#9679; Strong analytical skills with the ability to assess regulatory requirements and mitigate compliance risks effectively. &#9679;</p><p>Excellent communication and interpersonal skills, with the ability to interact with internal stakeholders, regulatory authorities, and external auditors.</p><p>&#9679; Proven ability to work independently, manage multiple tasks, and prioritize workload effectively.</p><p>&#9679; Must meet the &ldquo;fit and proper person&rdquo; criteria as specified by IFSCA.</p><p><b>Join Our Team:</b></p><p>If you are a qualified Candidate with a passion for compliance and a track record of success in the financial services industry, we invite you to join us. As our Compliance Officer, you will have the opportunity to ensure regulatory compliance and contribute to the integrity and reputation of our firm. Apply now to be part of our dynamic and growing team.</p><p>Job Type: Full-time</p><p>Pay: &#8377;300,000.00 - &#8377;600,000.00 per year</p><p>Work Location: In person</p>

SBM Offshore

<div></div><div><div><div><div><div><p>Compliance Officer
</p></div></div></div></div><div><div><div><div><b>Req Id: </b>20356
</div></div></div></div><div><div><div><div><b>Job Family: </b>Compliance
</div></div></div></div><div><div><div><div><b>Location:
</b>Bangalore, IN, 560071
</div></div></div></div><div><div><div><div><b>Description:
</b><div>Imagine your career taking you to the depths of innovation and the heights of impact. Our people enable continuous progress. Their commitment, collective expertise, and unique capabilities are the engine room behind SBM Offshore&rsquo;s True. Blue. Transition. - shaping the future of energy, and beyond.<br>
<br>
<b>About Us:</b><br>
SBM Offshore is the world&rsquo;s deepwater ocean-infrastructure expert. Our work is already resulting in cleaner, more efficient energy production. True. Blue. Transition. is our promise to enable that into the future while at the same time using our expertise to support new and existing markets in the blue economy. It starts with Advancing our Core: continuing to advance the decarbonization of traditional energy production. While Pioneering More: helping to enable the energy transition and using our unique capabilities in ocean infrastructure to support more industries to grow sustainably. Sharing our experience for a better blue tomorrow.</div>
<div><div><div><div>
Purpose</div>
</div><div><ul><li>As Compliance Officer you develop and implement speficic elements of the company's compliance program. You monitor compliance activities, conduct risk assessments, conduct internal investigations and provide guidance to internal stakeholders to ensure adherence to regulatory requirements and company policies and procedures.</li></ul></div></div><div><div><div>
Responsibilities</div>
</div><div><ul><li>You contribute to the development and implementation of specific elements of the Company's compliance program, including establishing and maintaining effective compliance policies and procedures.</li><li>
You provide regular support to internal stakeholders on various topics covered by the Company's compliance program.</li><li>
You conduct regular assessments and audits to evaluate compliance effectiveness and identify areas for improvement and mitigating controls.</li><li>
You monitor and analyze regulatory changes and their impact on the Company.</li><li>
You act as a gatekeeper and ensure that policies and processes are understood and followed within the Company.</li><li>
You perform third-party due diligence reviews.</li><li>
You review contractual compliance provisions in relation to ethics and corruption, privacy and data protection, and export controls and trade sanctions.</li><li>
You prepare and deliver regular employee compliance training.</li><li>
You act as a compliance role model, engage with relevant stakeholders to share compliance trends and developments, and promote a compliance culture.</li><li>
You perform internal investigations of alleged violations of the Code of Conduct and other compliance policies and procedures.</li><li>
You prepare compliance reports and documentation.</li><li>
You mentor and guide junior team members.</li><li>
You contribute to the LC &amp;C internal projects and initiatives in line with the Company&rsquo;s goals and objectives.</li></ul></div></div><div><div><div>
Education</div>
</div><div><ul><li>Bachelor's or Master&rsquo;s degree in law or equivalent as a minimum.</li><li>
Fluent in English (spoken and written).</li></ul></div></div><div><div><div>
Experience</div>
</div><div><ul><li>3 to 9 years of cumulated experience within compliance or equivalent fields (legal, audit, etc.).</li></ul></div></div><div><div><div>
Functional Competencies</div>
</div><div><div>Compliance</div><div>
Organizational culture</div><div>
Stakeholder mapping</div><div>
Governance, Risk and Control</div><div>
Regulatory, law trends and developments</div><div>
Business Partnering</div><div>
Risk Awareness and Mitigation</div><div>
Business Acumen</div><div>
Ethical Judgment</div><div>
External benchmark</div></div></div></div><br>
<div></div>
<div><b>GENERAL INFORMATION</b></div><br>
<div></div>
<div>SBM Offshore N.V. is a listed holding company that is headquartered in Amsterdam. It holds direct and indirect interests in other companies that collectively with SBM Offshore N.V. form the SBM Offshore Group (&ldquo;the Company&rdquo;). For further information, please visit our website at www.sbmoffshore.com. The companies in which SBM Offshore N.V., directly and indirectly, owns investments are separate entities.</div>
<div>SBM Offshore is proud to be an Equal Employment Opportunity and Affirmative Action employer. SBM Offshore does not discriminate on the basis of race, religion, color, sex, gender identity, sexual orientation, age, non-disqualifying physical or mental disability, national origin, veteran status, or any other basis covered by appropriate law. All employment is decided on the basis of qualifications, merit, and business need.</div></div></div></div></div></div><p></p>

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4897 compliance officer jobs IN India

Compliance Officer

Compliance Officer

Compliance Officer

Compliance Officer

Compliance Officer

Compliance Officer

Compliance Officer