compliance officer

Farmley

<p><b>Position:</b> Compliance Officer<br/><b>Location:</b> Noida<br/><b>Experience:</b> 1&ndash;3 years</p><p><b>Job Description:</b><br/>We are looking for a <b>Compliance Officer</b> to manage end-to-end statutory compliance activities. The role involves handling <b>PT, PF, ESIC, CLRA, and LWF</b> registrations, filings, and challan preparation.</p><p><b>Key Responsibilities:</b></p><ul><li>Manage statutory compliance filings and renewals.</li><li>Handle registration, challan generation, and return submissions for PT, PF, ESIC, CLRA, and LWF.</li><li>Maintain compliance records and ensure timely submissions.</li></ul><p><b>Requirements:</b></p><ul><li>Hands-on experience in statutory filings and labour law compliance.</li><li>Good knowledge of government portals (EPFO, ESIC, etc.).</li><li>Strong attention to detail and Excel proficiency.</li></ul><p>Job Type: Full-time</p><p>Pay: &#8377;25,000.00 - &#8377;30,000.00 per month</p><p>Work Location: In person</p>

Compliance Officer

SecurePay

<ul><li>Position: <b>Compliance Officer (Fintech)</b> at <b>SecurePay</b>, Dehradun (Full-time).</li><li>Work directly with founders to ensure <b>regulatory and statutory compliance</b>.</li><li>Oversee <b>RBI, AML/KYC, FIU-IND</b>, and <b>DPDP Act</b> compliance activities.</li><li>Develop and implement a <b>comprehensive compliance framework</b> for fintech operations.</li><li>Conduct <b>audits, risk assessments</b>, and monitor regulatory changes.</li><li>Manage <b>partner bank documentation</b> and ensure timely filings.</li><li>Ensure <b>data protection, cybersecurity</b>, and <b>corporate governance</b> standards.</li><li>Collaborate with internal teams to integrate compliance into business processes.</li><li>Qualification: <b>Bachelor&rsquo;s in Law/Finance/Business</b>; <b>CAMS/CRCM</b> preferred.</li><li>Experience: 2&ndash;5 years in fintech or financial services compliance.</li></ul><p>Job Types: Full-time, Permanent</p><p>Pay: &#8377;300,000.00 - &#8377;600,000.00 per year</p><p>Benefits:</p><ul><li>Food provided</li><li>Provident Fund</li></ul><p>Application Question(s):</p><ul><li>How many years of experience you have as an Compliance officer?</li><li>Current location?</li><li>Mention your current CTC?</li><li>Notice period to be served in current organisation?</li></ul><p>Work Location: In person</p>

LUCKY-TECH Membranes Pvt Ltd

<div>
 <p>
  Here&rsquo;s a tailored
  <strong>
   Job Description (JD)
  </strong>
  for a
  <strong>
   Compliance Officer
  </strong>
  suited to
  <strong>
   Lucky-Tech Membranes Pvt. Ltd.
  </strong>
  , a mid-sized manufacturing company in the technical textiles sector:
  <br/>
  <br/>
 </p>
 <strong>
  Job Title:
 </strong>
 Compliance Officer
 <br/>
 <br/>
 <br/>
 <p>
  <br/>
 </p>
 <strong>
  Department:
 </strong>
 HR &amp; Administration / Legal
 <br/>
 <strong>
  Location:
 </strong>
 [Your Location, e.g., Bhiwandi / Head Office]
 <br/>
 <strong>
  Reporting To:
 </strong>
 HR Head / Director
 <br/>
 <p>
  <br/>
  <br/>
 </p>
 <strong>
  Job Summary:
  <br/>
  <br/>
  <br/>
 </strong>
 <p>
  We are looking for a
  <strong>
   Compliance Officer
  </strong>
  to ensure that our manufacturing operations, HR practices, and business processes fully comply with
  <strong>
   statutory, legal, and regulatory requirements.
  </strong>
  The role involves managing documentation, audits, and coordination with government authorities and consultants to maintain 100% compliance across all company functions.
  <br/>
  <br/>
 </p>
 <strong>
  Key Responsibilities:
  <br/>
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   <p>
    Ensure compliance with all
    <strong>
     labour laws, factory laws, and environmental regulations
    </strong>
    applicable to manufacturing units.
    <br/>
   </p>
  </li>
  <li>
   <p>
    Maintain and update statutory registers, licenses, and returns (Factories Act, ESIC, PF, PT, LWF, CLRA, etc.).
    <br/>
   </p>
  </li>
  <li>
   <p>
    Coordinate with
    <strong>
     labour department, pollution control board, MIDC, and other authorities
    </strong>
    for renewals, inspections, and filings.
    <br/>
   </p>
  </li>
  <li>
   <p>
    Track and renew
    <strong>
     factory license, pollution consent, fire NOC, and other statutory approvals.
     <br/>
    </strong>
   </p>
  </li>
  <li>
   <p>
    Liaise with HR and Accounts teams to ensure statutory deductions and filings are accurate and timely.
    <br/>
   </p>
  </li>
  <li>
   <p>
    Conduct
    <strong>
     internal compliance audits
    </strong>
    and prepare corrective action reports.
    <br/>
   </p>
  </li>
  <li>
   <p>
    Ensure vendor and contractor compliance documentation is complete before onboarding.
    <br/>
   </p>
  </li>
  <li>
   <p>
    Stay updated with changes in laws and communicate implications to management.
    <br/>
   </p>
  </li>
  <li>
   <p>
    Maintain confidentiality and ensure ethical business practices across the organization.
    <br/>
   </p>
   <br/>
  </li>
 </ul>
 <strong>
  Skills &amp; Competencies:
  <br/>
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   <p>
    Strong knowledge of
    <strong>
     Labour Laws, Factories Act, Pollution Control Norms, and Industrial Regulations.
     <br/>
    </strong>
   </p>
  </li>
  <li>
   <p>
    Good documentation and record-keeping skills.
    <br/>
   </p>
  </li>
  <li>
   <p>
    Excellent coordination and communication abilities.
    <br/>
   </p>
  </li>
  <li>
   <p>
    Detail-oriented, proactive, and able to handle audits independently.
    <br/>
   </p>
  </li>
  <li>
   <p>
    Working knowledge of
    <strong>
     MS Office and compliance management tools.
     <br/>
    </strong>
   </p>
   <br/>
  </li>
 </ul>
 <strong>
  Qualifications:
  <br/>
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   <p>
    Graduate / Postgraduate in
    <strong>
     Commerce, Law, HR, or Industrial Relations.
     <br/>
    </strong>
   </p>
  </li>
  <li>
   <p>
    <strong>
     3&ndash;6 years
    </strong>
    of experience in
    <strong>
     statutory and legal compliance
    </strong>
    within a
    <strong>
     manufacturing environment.
     <br/>
    </strong>
   </p>
  </li>
  <li>
   <p>
    Exposure to
    <strong>
     MSME / industrial setups
    </strong>
    or
    <strong>
     technical textile industry
    </strong>
    preferred.
    <br/>
   </p>
   <br/>
  </li>
 </ul>
 <strong>
  Employment Type:
 </strong>
 Full-Time
 <br/>
 <br/>
 <br/>
 <br/>
 <strong>
  Website:
 </strong>
 https://luckytech.in
 <br/>
 <br/>
 <br/>
 <p>
  Would you like me to also create a
  <strong>
   short 250-character version
  </strong>
  for job boards like
  <strong>
   Naukri / Indeed
  </strong>
  ?
  <br/>
  <br/>
  <br/>
  <br/>
 </p>
</div>


Speshally NHS Pvt Ltd

<p>Position: Company Secretary and Compliance Officer (Secretarial &amp; Legal)</p><p>Location: Mumbai</p><p>Reports to: Managing Director / Board of Directors</p><p>Role Overview</p><p>The Company Secretary, Legal &amp; Compliance Officer will be responsible for ensuring compliance with the provisions of the Companies Act, 2013, SEBI regulations, and all applicable corporate laws. The role also involves supporting the Board of Directors, ensuring good corporate governance practices, handling secretarial audits, managing legal matters, and overseeing compliance with SEBI (LODR &amp; PIT) Regulations as the designated Compliance Officer of the Company.</p><p>This position is key to maintaining statutory compliance, implementing governance processes, safeguarding the Company&rsquo;s legal and regulatory interests, and ensuring investor confidence through transparent and timely disclosures.</p><p>Key Responsibilities</p><p>Secretarial Functions</p><ul><li>Ensure compliance with the Companies Act, 2013, SEBI (LODR) Regulations, 2015, SEBI (PIT) Regulations, and other applicable corporate laws.</li><li>Organize and conduct Board Meetings, Committee Meetings, and Annual General Meetings (AGM), including preparation and circulation of notices, agendas, minutes, and related documentation.</li><li>Draft and vet Board reports, Directors&rsquo; reports, corporate governance reports, and other statutory disclosures for Annual Report.</li><li>Maintain statutory registers, records, and filings with Registrar of Companies (ROC), Ministry of Corporate Affairs (MCA), and Stock Exchanges.</li><li>Coordinate with auditors, regulators, depositories, stock exchanges, and other stakeholders.</li><li>Ensure timely disclosures under SEBI regulations (e.g., shareholding patterns, quarterly results, trading window closures, insider trading compliances).</li><li>Liaise with regulators such as SEBI, ROC, RBI, and stock exchanges for approvals, clarifications, and representations.</li><li>Support in handling secretarial audit, internal audit, and compliance reviews.</li></ul><p>Legal Functions</p><ul><li>Draft, review, and vet contracts, agreements, and legal documents (vendor agreements, service contracts, NDAs, MSAs, lease agreements, etc.).</li><li>Provide legal opinions and advice on matters affecting the Company&rsquo;s operations.</li><li>Manage and monitor litigations, arbitrations, and disputes, including coordination with external counsel.</li><li>Ensure compliance with applicable labor laws, IT laws, intellectual property laws, data privacy regulations, and other relevant legislation.</li><li>Advise management on legal risks and mitigation strategies.</li><li>Maintain repository of legal documentation, contracts, and case records.</li></ul><p>Governance &amp; Advisory</p><ul><li>Act as a key advisor to the Board on corporate governance practices and statutory obligations.</li><li>Implement best practices in compliance, ethics, and business conduct.</li><li>Monitor and strengthen internal compliance systems and processes.</li><li>Support the management in investor relations, due diligence, mergers &amp; acquisitions, and corporate restructuring activities.</li></ul><p>Compliance Officer Functions</p><ul><li>Act as the Compliance Officer under SEBI (LODR) Regulations and SEBI (Prohibition of Insider Trading) Regulations.</li><li>Ensure timely submission of quarterly, half-yearly, and annual compliances with Stock Exchanges and SEBI.</li><li>Monitor trading window closure, insider trading compliances, and maintain structured digital database as per SEBI PIT Regulations.</li><li>Oversee investor grievance redressal and act as the nodal officer for SEBI SCORES, RTA, and stock exchange queries.</li><li>Ensure continuous monitoring of changes in securities laws and advise management on required actions.</li><li>Prepare and submit corporate governance reports, shareholding patterns, statement of investor complaints, and related filings.</li><li>Facilitate communication between the Company and investors, stock exchanges, and other regulators.</li><li>Support in due diligence, fund raising, M&amp;A, and other corporate actions from a compliance standpoint.</li></ul><p>Skills &amp; Competencies</p><ul><li>Strong knowledge of Companies Act, SEBI regulations, FEMA, and corporate governance frameworks.</li><li>Expertise in legal drafting, contract management, and litigation management.</li><li>Excellent communication, drafting, and presentation skills.</li><li>Strong organizational and multitasking abilities.</li><li>High integrity, confidentiality, and stakeholder management skills.</li><li>Ability to work under pressure and meet strict timelines.</li></ul><p>Qualification &amp; Experience</p><p>* Qualified Company Secretary (Member of ICSI)</p><p>* LL.B. degree preferred</p><p>* 8&ndash;12 years of relevant experience in secretarial and legal functions (experience in a listed entity preferred)</p><p>Job Type: Full-time</p><p>Pay: &#8377;1,600,000.00 - &#8377;1,800,000.00 per year</p><p>Work Location: In person</p>

Finance Authority of Maine

<div>Description:
<p>
FAME is seeking a strategic, collaborative and creative individual to join our risk management team. You will work closely with the Chief Risk Officer and other leaders to help design and implement a forward-thinking compliance program for FAME&rsquo;s future. The Compliance Officer will oversee and execute the Compliance function within the Risk Pillar. They will be responsible for the design and management of Compliance and Internal Audit Program, including policy development and subsequent regular internal testing. The Compliance Officer ensures the Authority&rsquo;s risk is appropriately understood and managed across risk areas, including but not limited to operational risk and finance risk, and advises and drives the development and implementation, testing and maintenance of new and existing policies.</p>
Requirements:
<ul><li>Four (4) year college degree preferred; preferably in business, public administration, program evaluation, or finance; background in compliance plus specialized experience in banking and/or higher education finance (or an appropriate combination of education and work experience); advanced education and/or certifications preferred.</li><li>
Minimum of three (3) years of experience in related field.</li><li>
Ability to read, understand, distill, and explain applicable laws, rules and regulations.</li><li>
Strong project management skills.</li><li>
Strong analytical and systems-thinking skills.</li><li>
Strong internal customer relationship management skills.</li><li>
Strong written and verbal communication and interpersonal skills.</li><li>
Strong skills in Microsoft Office, including Excel, PowerPoint, and Teams.</li></ul></div>

Equirus

<div><div><h3 class="jobSectionHeader"><b>Job Description:</b></h3>
<div><div><div><div><b>About Equirus</b></div><div></div><div><b><br>
About Equirus Wealth</b></div></div><div></div><div><div><b><br>
Equirus</b> is a leading mid&#8208;market investment bank with strong practices around M&amp;A, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.</div><div></div><div><br>
For more details you can visit us at www.equirus.com</div><div></div><div><b><br>
Equirus Wealth</b> is a holistic Wealth Management platform founded in 2018 by a passionate group of seasoned professionals. It was formed with the objective of providing Client Centric, Comprehensive, and Transparent Wealth Management services for Individuals, Families, and Corporates. We specialize in Wealth Management, Mutual Funds, Primary and Secondary Debt, Real Estate, Market Linked Debentures, Alternate Investment Funds, Tax Advisory, Estate Planning, Offshore Products, Unlisted Securities, Portfolio Management Services, Investment Advisory.<br>
<br>
<br>
</div><div>For more details you can visit us at https://www.equiruswealth.com/</div></div></div><div></div><div><div><b><br>
Position / Role Title</b><br>
</div><div><div><b>
Compliance Officer</b></div><div><i>
This role reports to the Head of Compliance</i></div></div></div><br>
<div><div><b>
Job description</b><br>
</div><div> Ensuring &amp; implementing compliances under SEBI (Stockbrokers) Regulations, SEBI (Research Analysts) Regulations, SEBI (Depositories and Participants) Regulations, SEBI (Prohibition of Insider Trading) Regulations, 2015, all other applicable laws &amp; circulars, notification, rules issued thereunder.<br>
Ensuring compliance of Wealth Distribution, RA, DP, Broking, Distribution and all other products that is offered by the company.
<br>
Liaising with exchange, depositories &amp; Auditors for all matters.<br>
Ensuring periodic &amp; instance based operational reporting/filing relating to Exchange, Depository, FATCA/CRS etc.<br>
Review &amp; updating of all applicable policies, forms, documents in line with exchange &amp; DP guidelines.
<br>
Onboarding of broking/DP clients in line KYC, KRA, CKYC guidelines.<br>
Handling concurrent, internal/systems/cyber security audits etc. and inspections by Exchange, SEBI, CDSL etc.<br>
Drafting, Vetting &amp; executing various commercial/ business contracts and agreements
<br>
Handling investor grievance.
<br>
Interacting with the Board of Directors as needed.<br>
Any other compliance matters assigned from time to time.
<br>
Ability to communicate well at all levels and directly engage with the Board of Directors and Managing Director on all compliance related aspects</div></div><div></div><div><div><b><br>
Location(s)</b><br>
</div><div> Mumbai<br>
<br>
</div></div><br>
<div><div><div><b>Requirement Specification</b></div><div><i>
(Qualifications)</i></div></div><ul><li>
Graduate &amp; Above or MBA/CS (preferred)</li><li>
Must have Broking / DP Compliance experience.</li><li>
Minimum 4-5 years of work experience with Stock Broking &amp; DP entity.
</li><li>NISM III-A Securities Intermediaries Compliance (non-fund) Certified &amp; NISM VI Depository Operations Continuing Professional Education Program.</li></ul></div><br>
</div>
</div><div></div><div><div><h3 class="jobSectionHeader"><b>About the Job:</b></h3>
<div>Salary:
<p>Negotiable</p>
Company:
<p>Equirus</p>
Role :
<p>Compliance Officer</p>
Category:
<p>Wealth Distribution</p>
Location:
<p>Mumbai, Maharashtra, India, India, Asia</p>
Employment Type:
<p>Full time</p></div></div></div></div><p></p>

Confidential

<div>
 <p>
  <strong>
   Job Summary:
  </strong>
 </p>
 <p>
  The Compliance Officer plays a key role in ensuring the company operates within the regulatory framework. This position is responsible for developing, implementing, and maintaining compliance programs, policies, and procedures, as well as providing expert guidance to management and staff. The role ensures all business activities align with applicable laws and regulations. Additionally, the Senior Compliance Officer supports the Compliance Manager by overseeing regulatory compliance, ensuring policies are current, managing risk oversight processes, and ensuring full compliance with Qatar Central Bank (QCB) guidelines.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Minimum Qualifications / Requirement:
  </strong>
 </p>
 <ul>
  <li>
   Bachelor / master&rsquo;s degree in law, Business Administration, Audit &amp; Risk Management from a reputable university. A background in insurance and risk management preferably from an insurance company
  </li>
  <li>
   Certification/Training in Compliance disciplines
  </li>
  <li>
   5-10 years minimum of progressive experience in Compliance
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   KEY ACCOUNTABILITIES:
  </strong>
 </p>
 <ul>
  <li>
   Responsible in the establishment and monitoring of compliance policies and procedures for all departments and assisting the Compliance Manager on Compliance issue for Al Koot with QCB and any other regulator as applicable.
  </li>
  <li>
   Provide training to the employees on compliance issues as and when necessary.
  </li>
  <li>
   Coordinate with Compliance Manager to provide relevant compliance updates to the competent departments.
  </li>
  <li>
   Ensure compliance of Al Koot&rsquo;s insurance products and policies with the legal and regulatory requirements.
  </li>
  <li>
   Assist Compliance Manager to, identify the actual and potential conflicts of interest and manage them legally and effectively.
  </li>
  <li>
   Responsible for the formulation and implementation of Compliance program &amp; Compliance plan
  </li>
  <li>
   Receive, review and close all circulars / letters received from QCB or any other regulator.
  </li>
  <li>
   Coordinate with Compliance champions for Compliance review meetings and QCB requirements
  </li>
  <li>
   Identify and measure regulatory risks and assess its impact on business and ensure compliance with legal aspects and requirements.
  </li>
  <li>
   Continuously monitor compliance with statutory obligations and advise management accordingly.
  </li>
  <li>
   Formulate compliance checklists to be used for the purpose of ensuring that all information required is provided accordingly.
  </li>
  <li>
   Prepare monthly and quarterly reports for executive management meetings.
  </li>
 </ul>
 <p>
 </p>
</div>


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