compliance officer

Muthoot Finance

<div><div><div><div><h3 class="jobSectionHeader">Compliance Officer</h3>
</div></div></div><div></div><h3 class="jobSectionHeader">highlights
</h3><div></div><ul><li>Designation : Compliance Officer</li>
<li>Location : Trivandrum</li>
<li>Salary : Best in industry</li>
<li>E-mail : hr@muthootenterprises.com</li>
<li>Closing Date : 19 December 2025</li>
<li>Posted On : 13 November 2025</li>
</ul><h3 class="jobSectionHeader">Description
</h3><div></div>Educational Requirement : CS qualification must be completed. (Compulsory) Minimum 3 years of experience in compliance or secretarial roles within an NBFC or financial services organization. Strong understanding of RBI/NBFC regulations, Companies Act, FEMA, and related compliance frameworks. Location : Trivandrum
<h3 class="jobSectionHeader">Skills
</h3><div></div>Strong understanding of RBI/NBFC regulations, Companies Act</div>

Compliance Officer

HamdanGlobal

The Compliance Officer plays a key role in ensuring the company operates within the regulatory framework. This position is responsible for developing, implementing, and maintaining compliance programs, policies, and procedures, as well as providing expert guidance to management and staff. The role ensures all business activities align with applicable laws and regulations.Key Tasks:Develop and implement the regulatory strategy and framework.Prepare and implement an effective Compliance ProgramConduct Compliance Assessment Reviews and issue ReportsConduct Compliance Awareness Training,Qualifications:University degree in legal or financeCertificated Compliance OfficerCertificated TrainerCertified data analyticsNo of Position : oneJob Type: Full-timePay: QAR18,000.00 - QAR21,000.00 per month

Guardian Asset Management

<div>Guardian Asset Management
Job Title: Compliance Officer
Department: Operations
FLSA Status: Non-Exempt
Revision Date: 10/16/2025 

Position Summary:
The Compliance Officer position demands a thorough understanding of legal principles, superior organizational skills, and the ability to operate independently within a fast-paced, professional environment. Primary responsibilities include supporting the company&rsquo;s contract process, supporting regulatory compliance initiatives, and preparing legal responses to inquiries and requests. 

Essential Functions &amp; Responsibilities:
<ul><li>Review, redline, and support negotiation of commercial contracts, including NDAs, vendor agreements, and service contracts.</li>
<li>Manage contract versions, edits, and revisions across all parties with corporate coordination.</li>
<li>Track key contract milestones including deadlines, renewals, obligations, and deliverables.</li>
<li>Maintain organized and up-to-date legal files, databases, and corporate records.</li>
<li>Monitor company and affiliate compliance with applicable laws, regulations, licensing, and internal policies.</li>
<li>Develop, implement, and enhance compliance procedures, internal controls, and audit processes.</li>
<li>Research and resolve routine legal questions or issues, escalating as appropriate.</li>
<li>Prepare internal memos, summaries, and correspondence related to legal matters.</li>
<li>Coordinate with HR, Finance, Corporate Legal, &amp; Operations on cross-functional compliance and legal initiatives.</li>
<li>Serve as onsite representative for corporate transactions, external &amp; internal audits, and due diligence reviews.</li>
<li>Maintain timelines for regulatory &amp; state reporting, including FinCEN, escrow accounting, and related data calls.</li>
<li>Gather and analyze information for management decisions, regulatory filings, or industry research in title, preservation, and appraisal operations.</li>
<li>Address issues related to delayed recordings, file balances, stale checks, reconciliations, policy inventory, audit findings, and risk documentation.</li>
<li>Oversee policy inventory reconciliation and remittance reporting accuracy.</li>
<li>Conduct internal audits for clean desk compliance, IT access logs, communications, and system usage.</li>
<li>Review and update internal policies, procedures, and ALTA Best Practices documentation.</li>
<li>Examine company materials (e.g. publications and advertisements) for potential legal or regulatory implications.</li>
<li>Engage directly with consumers, borrowers, servicing clients, and law enforcement to resolve complaints or escalated matters.</li>
<li>Represent the company in court or local administrative proceedings as directed by corporate legal counsel.</li>
<li>Perform other duties and responsibilities as assigned.</li></ul></div>

Skyne Express India Pvt. Ltd.

Compliance OfficerLocation: Kapashera, Delhi Department: Company Legal &amp; Compliance Employment Type: Full-time Salary Budget: Up to &#8377;30,000 per monthJob Summary:We are looking for a detail-oriented and responsible Compliance Officer to ensure that all business operations, employee-related documentation, and statutory processes adhere to applicable legal and company standards. The role involves maintaining accurate compliance records, ensuring timely statutory filings, and verifying legal documents including stamp and notary agreements.Key Responsibilities:<ul><li>Ensure compliance with all applicable labour laws, PF, ESIC, Professional Tax, LWF, and Shops &amp; Establishment Act.</li><li>Maintain and update all statutory compliance registers and ensure timely submissions to authorities.</li><li>Handle stamp paper procurement, notary coordination, and agreement verification for employee, vendor, and client contracts.</li><li>Verify the authenticity of stamp papers and notarized documents through official government portals.</li><li>Coordinate for licence renewals, vendor agreements, and third-party compliance documentation.</li><li>Support HR and Accounts teams in ensuring statutory deductions and filings are accurate and timely.</li><li>Prepare monthly and quarterly compliance reports for management review.</li><li>Keep updated with amendments in labour laws, company policies, and compliance frameworks.</li><li>Maintain organized records of all compliance-related documents (digital and physical).</li></ul>Desired Candidate Profile:<ul><li>Graduate in Law, or Human Resources.</li><li>2&ndash;5 years of experience in compliance management, statutory filings, or HR operations or practicing in court.</li><li>Basic understanding of labour laws, PF/ESIC, contract management, and notary procedures.</li><li>Proficiency in MS Excel and document management.</li><li>Strong attention to detail and organizational skills.</li><li>Good communication and coordination ability with internal teams and government officials.</li></ul>What We Offer:<ul><li>Competitive salary up to &#8377;30,000 per month (depending on experience).</li><li>Exposure to company-wide compliance operations.</li><li>Opportunity to work in a growing organization with structured learning and professional growth.</li></ul>Job Type: Full-timePay: &#8377;25,000.00 - &#8377;30,000.00 per monthBenefits:<ul><li>Commuter assistance</li><li>Flexible schedule</li><li>Internet reimbursement</li><li>Leave encashment</li></ul>Work Location: In person

Talent Vision Services

<div><div><h1 class="jobSectionHeader">Tan90 Thermal Solutions Private Limited</h1>
</div><div><h2 class="jobSectionHeader">Position: Compliance Officer &ndash; Statutory Compliances</h2>
Location: Bangalore
Department: Finance &amp; Accounts
Reports To: Manager &ndash; Finance / Head &ndash; Accounts
</div><div><h2 class="jobSectionHeader">About Tan90 Thermal Solutions Pvt. Ltd.</h2>
Tan90 Thermal Solutions is a forward-thinking company developing sustainable and energy-efficient thermal management systems. As we continue to expand, we seek a detail-oriented and proactive Compliance Officer to manage and streamline our statutory compliance processes with accuracy, timeliness, and accountability.
</div><div><h2 class="jobSectionHeader">Role Summary</h2>
The Compliance Officer will be responsible for the complete spectrum of statutory compliance activities including TDS, GST, PF, ESI, PT, LWF, and other applicable laws. The role includes ensuring timely filing, payment, accounting, and reconciliation of statutory dues, along with managing E-invoicing and E-way Bill compliances under GST, wherever applicable. The position also involves detailed reconciliation of GSTR-2B vs Books, ITC vs ECL, TDS reconciliation, and management of unutilized challans. Experience in Accounts Receivable (AR) and Accounts Payable (AP) processes will be an added advantage.
</div><div><h2 class="jobSectionHeader">Key Responsibilities</h2>
<div><ul><li>Statutory Compliance Management
<ul><li>Ensure timely and accurate calculation, accounting, payment, and filing of:
<ul><li>GST Returns (GSTR-1, GSTR-3B, GSTR 9 etc.)</li>
<li>TDS Returns</li>
<li>PF, ESI, PT, and LWF contributions</li>
</ul></li><li>Maintain a statutory compliance calendar and ensure strict adherence to due dates.</li>
<li>Prepare and maintain all statutory records, challans, and supporting documents.</li>
<li>Liaise with consultants, auditors, and statutory authorities to resolve queries or notices.</li>
</ul></li></ul><ul><li>GST E-invoicing &amp; E-way Bill Compliance
<ul><li>Generate, validate, and manage E-invoices as per GSTN guidelines.</li>
<li>Ensure proper generation and reconciliation of E-way Bills for applicable transactions.</li>
<li>Verify accuracy of E-invoice data with accounting books and GST returns.</li>
<li>Monitor compliance thresholds and ensure readiness for any system or rule updates under GST.</li>
</ul></li></ul><ul><li>Reconciliation Activities
<ul><li>Perform GSTR-2B vs Books reconciliation monthly to ensure correct ITC claims.</li>
<li>Conduct ITC reconciliation between Books and Electronic Credit Ledger (ECL).</li>
<li>Carry out TDS reconciliation between Books, Form 26Q/26AS, and payment records.</li>
<li>Track and adjust unutilized challans to prevent fund blockage.</li>
<li>Highlight and resolve discrepancies through timely coordination with vendors or departments.</li>
</ul></li></ul><ul><li>Accounting of Statutory Compliances
<ul><li>Record and reconcile all statutory payments (GST, TDS, PF, ESI, PT, LWF) accurately in the books of accounts.</li>
<li>Ensure that liability ledgers match with statutory returns and reconciliations.</li>
<li>Provide monthly summaries of statutory transactions and outstanding liabilities to management.</li>
<li>Support audit teams with required ledger extracts and accounting evidence.</li>
</ul></li></ul><ul><li>Audit &amp; Reporting
<ul><li>Prepare monthly and quarterly compliance status reports for management.</li>
<li>Support internal and statutory audits by providing all compliance records and reconciliations.</li>
<li>Ensure audit readiness and up-to-date documentation for all statutory matters.</li>
</ul></li></ul><ul><li>Accounting Support (Added Advantage)
<ul><li>Assist the finance team in Accounts Receivable (AR) and Accounts Payable (AP) related tasks.</li>
<li>Support vendor and customer reconciliations involving GST/TDS implications.</li>
</ul></li></ul></div></div><div><h2 class="jobSectionHeader">Qualifications &amp; Experience</h2>
<ul><li>Education: B.Com / M.Com / MBA (Finance) or equivalent.</li>
<li>Experience: 2&ndash;5 years of experience in statutory compliance and accounting.</li>
<li>Hands-on experience in reconciliation and GST E-invoicing will be preferred.</li>
<li>Exposure to AR and AP functions is an added advantage.</li>
</ul></div><div><h2 class="jobSectionHeader">Skills &amp; Competencies</h2>
<ul><li>In-depth knowledge of TDS, GST, PF, ESI, PT, LWF, and related compliance frameworks.</li>
<li>Strong understanding of E-invoicing and E-way Bill processes.</li>
<li>Expertise in reconciliation activities (GSTR-2B, ITC, ECL, TDS).</li>
<li>Proficiency in MS Excel, Tally, Zoho Books, or other ERP systems.</li>
<li>Excellent analytical, organizational, and problem-solving skills.</li>
<li>High attention to detail with a commitment to accuracy and deadlines.</li>
<li>Strong communication and coordination abilities.</li></ul></div></div>

Change Recruitment

<div>
 
 
 Compliance Officer &ndash; UAE
 
 
 
 
 
 
 A leading global investment management firm is establishing a new entity in the UAE regulated by the
 
 UAE Securities and Commodities Authority (SCA)
 
 , creating the need for a
 
 registered Compliance Officer &amp; MLRO
 
 
 
 
 
 
 This role offers the opportunity to support the development of the firm&rsquo;s presence across the GCC, collaborate closely with international teams and contribute to shaping the firm&rsquo;s local regulatory framework and governance standards
 
 
 
 
 
 The role sits within the broader EMEA Compliance function, which specialises in multi-jurisdictional regulatory compliance with a particular focus on asset and investment management. You will work with experienced regulatory professionals across the region and be involved in strategic initiatives involving the UAE, DIFC, and wider Middle East operations
 
 
 
 
 
 This is an excellent opportunity for an enthusiastic, proactive compliance professional with strong knowledge of
 
 SCA and DFSA regulations
 
 , particularly within the asset management or broader financial services sector
 
 
 
 
 
 
 How You Will Add Value
 
 
 
 
 
 
 
 Core Responsibilities
 
 
 <ul>
 <li>
 Fulfil the mandated responsibilities of
 
 Compliance Officer, MLRO and Risk Officer
 
 for the UAE entity.
 </li>
 <li>
 Maintain a strong compliance framework aligned with local regulatory requirements and market best practice.
 </li>
 <li>
 Advise senior management and business teams on relevant laws, regulations, and compliance standards.
 </li>
 <li>
 Identify, assess, and monitor compliance risks across business activities.
 </li>
 <li>
 Develop and deliver compliance and financial crime training; coordinate with HR, Legal and Risk teams.
 </li>
 <li>
 Draft, review, and maintain compliance and risk policies, manuals, and procedures.
 </li>
 </ul>
 
 
 
 
 
 Strategic Responsibilities
 
 
 <ul>
 <li>
 Provide compliance input into new products, processes, and business initiatives.
 </li>
 <li>
 Support the establishment of new client relationships and market expansion activities.
 </li>
 <li>
 Implement and report on risk monitoring programmes.
 </li>
 <li>
 Build and maintain strong relationships with regulators, local industry bodies, and compliance peers.
 </li>
 <li>
 Act as a regional subject-matter expert on UAE and DIFC compliance requirements.
 </li>
 </ul>
 
 
 
 
 
 What Will Help You Succeed in This Role
 
 
 
 
 
 
 
 Experience, Education &amp; Certifications
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree or relevant professional experience.
 </li>
 <li>
 Proven experience in financial services compliance, ideally within the UAE or GCC.
 </li>
 <li>
 
 SCA accreditations
 
 in UAE Financial Rules and Financial Crime (mandatory or the willingness to obtain).
 </li>
 <li>
 Previous experience with DFSA-regulated environments (DIFC) is advantageous.
 </li>
 </ul>
 
 
 
 
 
 Technical &amp; Soft Skills
 
 
 <ul>
 <li>
 Strong knowledge of
 
 SCA and DFSA regulatory frameworks
 
 .
 </li>
 <li>
 Understanding of investment or asset management business models.
 </li>
 <li>
 Confident presenting to stakeholders, regulators, and internal committees.
 </li>
 <li>
 Strong analytical, problem-solving, and judgement capabilities.
 </li>
 <li>
 Ability to manage multiple priorities in a dynamic, fast-paced environment.
 </li>
 <li>
 Collaborative team player with strong communication skills.
 </li>
 <li>
 Fluent in English;
 
 Arabic language skills are an advantage
 
 .
 </li>
 </ul>
 
 
 
 
 
 The Culture
 
 
 
 This firm are committed to fostering a collaborative, inclusive and supportive workplace that reflects the diversity of the UAE. Employees are provided with the tools, training and development opportunities needed to grow their careers while contributing to the firm&rsquo;s regional strategy.
 
 
 
 
 
 They offer a comprehensive benefits package aligned with UAE market practice, supporting physical wellbeing, financial security and work&ndash;life balance.
 
 
 
 
 
 They are an
 
 Equal Opportunity Employer
 
 , committed to fair and inclusive hiring practices in line with UAE laws and regulations.
 
 
 
 
 
 Apply online
 
 
 
</div>

Wood Mall

Position Title: Compliance Officer Qualification: Chartered Accountant (CA) Department: Compliance / Finance / Risk Location: Ernakulam Reporting To: CFORole OverviewThe Compliance Officer (CA-qualified) is responsible for ensuring that the organization adheres to all statutory, regulatory, and internal compliance requirements. This role involves monitoring financial regulations, implementing compliance frameworks, conducting audits, and mitigating risks to protect the company&rsquo;s legal and financial integrity.Key Responsibilities Regulatory &amp; Statutory Compliance<ul><li>Ensure adherence to all applicable laws, regulations, and industry standards (Company Law, Income Tax, GST, FEMA, RBI, etc.).</li><li>Monitor updates in regulatory requirements and communicate relevant changes to management.</li><li>Coordinate statutory filings and ensure timely submission to regulatory authorities.</li></ul>Internal Compliance &amp; Controls<ul><li>Develop, implement, and monitor internal policies, SOPs, and internal controls.</li><li>Conduct regular internal audits and compliance reviews.</li><li>Identify gaps or non-compliance issues and recommend corrective measures.</li></ul>Risk Management<ul><li>Evaluate financial and operational risks and support the development of risk-mitigation strategies.</li><li>Maintain risk registers and prepare risk assessment reports.</li></ul>Financial Compliance<ul><li>Ensure accuracy and compliance in accounting, financial reporting, and tax matters.</li><li>Work with finance teams to ensure compliance with accounting standards and audit requirements.</li></ul>Documentation &amp; Reporting<ul><li>Maintain compliance records, registers, and documentation as per regulatory standards.</li><li>Prepare monthly/quarterly compliance reports for management.</li><li>Support external audits and inspections.</li></ul>Training &amp; Advisory<ul><li>Provide compliance training to employees.</li><li>Advise management on compliance-related risks and best practices.</li></ul>Skills &amp; Competencies<ul><li>Strong knowledge of statutory and regulatory frameworks.</li><li>Excellent understanding of accounting, audit, tax, and financial laws.</li><li>Analytical and problem-solving skills.</li><li>Strong documentation and reporting abilities.</li></ul>Experience<ul><li>0&ndash;5+ years of experience in compliance, audit, finance, or risk (based on business needs).</li><li>Experience in regulatory reporting, statutory compliance, or internal audit preferred.</li></ul>Job Type: Full-timePay: &#8377;50,000.00 - &#8377;80,862.14 per monthBenefits:<ul><li>Paid sick time</li></ul>Work Location: In person

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