compliance officer

Intellectual Capital HR Consulting Pvt. Ltd.

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   Compliance Officer
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   Roles and Responsibilities :
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    Monitoring
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   : The compliance officer monitors the firm's day-to-day compliance with stock exchanges and depositories. They also monitor the compliance of KYC and AML &amp; PMLA guidelines.
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    Responding to notices
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   :The compliance officer responds to surveillance notices, show cause notices, and adjudicating orders from SEBI, BSE, NSE, MCX, and CDSL.
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    Handling inspections
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   :The compliance officer handles SEBI and stock exchange inspections.
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    Coordinating with internal departments
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   :The compliance officer coordinates with internal departments to ensure timely submission of data to regulatory bodies.
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    Staying updated
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   : The compliance officer stays updated on amendments in SEBI and stock exchange compliance regulations.
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    Training employees:
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   The compliance officer organizes regular training sessions for employees to communicate key regulatory changes and updates.
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    Managing risk
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   :The compliance officer plays an active role in managing a firm's risk and reducing financial crime.
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    Ensuring compliance with company law
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   :The compliance officer ensures compliance with Company Law Board requirements
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Compliance Officer

Muthoot Finance

<div><div><div><div><h3 class="jobSectionHeader"><b>Compliance Officer</b></h3>
</div></div></div><div></div><h3 class="jobSectionHeader"><b>highlights
</b></h3><div></div><ul><li>Designation : Compliance Officer</li>
<li>Location : Trivandrum</li>
<li>Salary : Best in industry</li>
<li>E-mail : hr@muthootenterprises.com</li>
<li>Closing Date : 29 January 2026</li>
<li>Posted On : 23 December 2025</li>
</ul><h3 class="jobSectionHeader"><b>Description
</b></h3><div></div><p>2-3 years of experience in NBFC Strong knowledge of banking/NBFC products and RBI norms Qualification: Company Secretary (CS) &ndash; Mandatory Hands-on experience in regulatory compliance and secretarial functions.</p>
<h3 class="jobSectionHeader"><b>Skills
</b></h3><div></div><p>Strong knowledge of banking/NBFC products</p></div>

Confidential Careers

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  <strong>
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    Job Title: Compliance Officer
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  </strong>
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  <strong>
   <u>
    Description:
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  We are seeking a highly motivated and experienced
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   Compliance Officer
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  to join our team.
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   <u>
    Responsibilities:
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   Ensure that all staff, including senior management, receive adequate training on applicable laws and regulatory requirements, particularly those related to consumer protection and Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT).
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   Develop and implement compliance policies and procedures, including a Business Continuity and Disaster Recovery Plan (BCDR Plan) as mandated by the Technology and Information Rulebook.
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   Evaluate emerging compliance issues and risks.
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   Provide regular compliance activity and audit reports to the Board.
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   Ensure appropriate corrective measures are taken to address deficiencies in the Compliance Management System (CMS) or instances of non-compliance with applicable laws or regulations.
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   Assist in conducting regular assessment to identify effectiveness of compliance policies
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   Follow-up on industry relevant laws and regulations
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   Generate regular reports on Compliance activities and based on results recommend corrective measures if needed
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   Assist in any regulatory subject visit or inspection in the organization and provide the needed documents
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    Requirements:
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   5+ years of previous experience in the compliance function in the UAE.
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   Bachelor degree in Law, Business Administration or any other related field
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   Experience in Element Risk
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   Experience in KYT software (such as Chainalysis or Elliptic) is a plus
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   Must be a full-time employee of the VASP.
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   Must be a resident of the UAE
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   Good knowledge in compliance best practices
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   Good written and verbal communication skills
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Jio markets trading

<p>We are looking for an experienced Compliance Officer with a strong background in the Forex / Financial Services industry to ensure regulatory compliance and support our growing operations.</p><p>Key Responsibilities:</p><ul><li>Ensure compliance with UAE regulatory frameworks (SCA, DFSA, AML/CFT)</li></ul><ul><li>Monitor and implement internal compliance policies and procedures</li></ul><ul><li>Handle KYC, AML, and transaction monitoring processes</li></ul><ul><li>Liaise with regulators, auditors, and banks when required</li></ul><ul><li>Review marketing materials to ensure regulatory compliance</li></ul><ul><li>Conduct internal compliance audits and risk assessments</li></ul><ul><li>Maintain compliance records and reporting</li></ul><p>Requirements:</p><ul><li>Proven experience as a Compliance Officer in a Forex / Brokerage firm</li></ul><ul><li>Strong knowledge of AML, KYC, and regulatory reporting</li></ul><ul><li>Familiarity with UAE financial regulations (SCA / DFSA preferred)</li></ul><ul><li>Excellent attention to detail and analytical skills</li></ul><ul><li>Ability to work independently and manage compliance tasks end-to-end</li></ul><p>Preferred Qualifications:</p><ul><li>CAMS or other compliance-related certification</li></ul><ul><li>Experience with offshore and onshore brokerage structures</li></ul><ul><li>Prior interaction with regulators and banking partners</li></ul><p><b>Skills:</b></p><ul><li>Strong understanding of legal terminology and regulatory frameworks.</li><li>Excellent written and verbal communication skills.</li><li>Detail-oriented with strong analytical and problem-solving abilities.</li><li>Ability to work independently, prioritize tasks, and manage multiple projects.</li><li>Strong interpersonal skills and the ability to collaborate with cross-functional teams.</li><li>High level of integrity, professionalism, and discretion.</li></ul><p><b>Qualifications:</b></p><p>Educational Background:</p><ul><li>Bachelor's degree in Business, Finance, Law, or a related field.</li><li>Additional certifications in AML and compliance, such as Certified Anti-Money Laundering Specialist (CAMS), are highly desirable.</li></ul><p><b>License/Certification:</b></p><p>Certified Anti-Money Laundering Specialist (CAMS) (Preferred)</p><p><b>Job Type:</b> Full-time, Permanent</p><p><b>Pay:</b> AED 5,000 to 7,000 per month</p><p>Job Types: Full-time, Permanent</p><p>Pay: AED5,000.00 - AED7,000.00 per month</p>

White Grape Community Services

<p>Job Summary</p><p>White Grape Community Services is seeking a highly skilled and detail-oriented <b>Compliance Officer</b> to oversee and ensure adherence to all applicable healthcare regulations, ethical standards, and internal policies within our outpatient mental health clinic. The ideal candidate will have strong knowledge of healthcare compliance, behavioral health regulations, financial oversight, and risk management. This role is essential in supporting our mission to provide high-quality, ethical, and compliant mental health services to the community.</p><p>The Compliance Officer will be responsible for developing and maintaining compliance programs, conducting internal audits, monitoring regulatory changes, and promoting a culture of integrity and accountability across clinical, administrative, and financial operations.</p><p>Responsibilities</p><ul><li>Develop, implement, and maintain compliance policies and procedures aligned with healthcare and behavioral health regulations, including <b>HIPAA, HITECH, CMS guidelines, Medicaid/Medicare requirements, and state mental health regulations</b>.</li><li>Conduct internal compliance audits to assess adherence to clinical documentation standards, billing practices, privacy requirements, and operational policies.</li><li>Monitor compliance with financial and accounting standards related to healthcare reimbursement, grant funding, and payer requirements.</li><li>Oversee regulatory and payer reporting processes, ensuring accuracy, completeness, and timely submission.</li><li>Manage compliance tracking systems and utilize healthcare and financial software to monitor, analyze, and report compliance metrics.</li><li>Identify potential fraud, waste, and abuse risks related to billing, coding, and service delivery; recommend and implement corrective actions.</li><li>Stay current on changes in healthcare laws and regulations, including <b>HIPAA, Medicaid/Medicare rules, behavioral health licensing standards, and accreditation requirements</b>.</li><li>Collaborate with leadership and staff to strengthen internal controls and risk management practices using established compliance and control frameworks.</li><li>Provide ongoing compliance training and guidance to clinical and administrative staff, including privacy, documentation, billing, and ethical standards.</li><li>Support external audits, payer reviews, and regulatory inspections by preparing documentation and serving as a liaison with auditors and regulators.</li><li>Investigate compliance concerns or incidents and oversee corrective action plans when necessary.</li></ul><p>Qualifications</p><ul><li>Bachelor&rsquo;s degree in <b>Healthcare Administration, Accounting, Finance, Compliance, or a related field</b>; advanced degree preferred.</li><li>Professional certifications such as <b>CHC (Certified in Healthcare Compliance), CPA, CIA, or CAMS</b> are a plus.</li><li>Extensive knowledge of <b>HIPAA, HITECH, Medicaid/Medicare regulations, behavioral health compliance standards, and healthcare billing and coding practices</b>.</li><li>Proven experience in healthcare or behavioral health compliance, internal audits, and regulatory reporting.</li><li>Strong understanding of healthcare financial concepts, reimbursement models, and internal controls.</li><li>Experience with healthcare compliance software, electronic health records (EHRs), and financial systems.</li><li>Excellent analytical skills with experience in fraud prevention, risk assessment, and corrective action planning.</li><li>Ability to interpret complex healthcare regulations and translate them into practical, effective policies and procedures.</li><li>Strong communication and interpersonal skills to train staff, collaborate with leadership, and interact with regulators or external auditors.</li></ul><p>Why Join White Grape Community Services</p><p>This position offers a meaningful opportunity to play a critical role in protecting client privacy, ensuring ethical care delivery, and maintaining regulatory compliance in a mission-driven mental health organization. The Compliance Officer will directly contribute to the integrity, sustainability, and quality of services provided to our community.</p><p>Job Type: Part-time</p><p>Expected hours: 20 per week</p><p>Work Location: Hybrid remote in Portland, OR 97209</p>

RATP Dev

<div><h2 class="jobSectionHeader"><b>Compliance Officer</b></h2>
<div><ul><li><div>Fixed-term contract</div>
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<li><div>Full-time</div>
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<li><div>At least 5 years of experience (Senior level)</div>
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<li><div>Bachelor degree</div>
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<li><div>Compliance Specialist</div></li></ul></div></div>
<br><div><div><div><div><h2 class="jobSectionHeader"><b>Mission
</b></h2><p></p><div><p><b>RESPONSIBILITIES/DUTIES</b></p><ul><li> Ensure RDMC&rsquo;s operations and business transactions comply with applicable national &amp; international laws, regulations, and policies. (i.e.: SAPIN II).</li><li> Develop, implement, and manage corporate-wide compliance program based on risk-mapping.</li><li> Plan, implement and oversee corporate risk management programs.</li><li> Proactively audit processes, procedures &amp; on-going practices.</li><li> Review previous external audit findings, ensure the actions taken to address findings are being conducted appropriately and create return-on-experience/lesson learned.</li><li> Provide support for the enhanced due diligence process followed on risk assessment prior to account opening and provide decisions accordingly.</li><li> Coordinate with corporate compliance function and state regulators.</li><li> Oversee all tasks &amp; activities related to the conduction of internal control.</li><li> Ensure adherence to the code of conduct and business ethics.</li><li> Coordinate with HR to review received whistleblowing alerts, plan and implement actions needed.</li><li> Liaise with external auditors, corporate &amp; state regulator.</li><li> Create and coordinate proper reporting channels for compliance issues, draft and distribute company compliance communications.</li><li> Coordination and schedule required compliance training for employees at risk.</li></ul></div></div><p></p><div><br>
<h2 class="jobSectionHeader"><b>Profile
</b></h2><p></p><div><p><b>ESSENTIAL QUALIFICATIONS, KNOWLEDGE &amp; EXPERIENCE</b></p><p><b>
QUALIFICATIONS:</b></p><ul><li> BSc/BA in business administration or law.</li><li> Professional certification (i.e.: Certified Compliance &amp; Ethics Professional) is a plus.</li><li> Superior skills in Microsoft 365 applications (Excel, Word, Power Point, One Drive, Teams) as well as Microsoft Dynamics.</li></ul><p><b>
KNOWLEDGE:</b></p><ul><li> Legal requirements and controls.</li><li> Internal control &amp; auditing</li><li> Anti-corruption laws &amp; regulations</li><li> Familiarity with industry practices &amp; professional standards.</li></ul><p><b>
EXPERIENCE:</b></p><ul><li><b> </b>5-7 years of proven experience as a compliance officer within a multinational environment.</li></ul><p><b>
DESIRED BEHAVIORS &amp; EXPERIENCES</b></p><ul><li> Business acumen.</li><li> High attention to detail.</li><li> Superior communication skills.</li><li> Excellent leadership abilities.</li></ul></div></div></div></div><br>
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<div><div><div><h3 class="jobSectionHeader"><b>Location</b></h3>
<p></p><div><div><div><b>Location</b></div></div><b>
</b><div><b>Address</b></div><b>
</b></div><p>Cairo, Cairo, Egypt</p></div></div></div></div><div></div>

TIRUMALA GROUPS OF COMPANIES

<p>Position: Compliance Officer</p><p>Location: Hadapsar, Pune</p><p>Gender: Male candidate preferred</p><p>Salary Range: Rs. 30,000/- to 35,000/-</p><p>Experience: 3 to 7 years</p><p>Key Responsibilities:</p><p>Manage all compliance with respect to Payroll i.e. PF / ESI / PT / WC / LWF etc</p><p>Candidate should have knowledge of Insurance claims such as ESI /PF/WC etc</p><p>Liasoning skills</p><p>Job Type: Full-time</p><p>Pay: ₹30,000.00 - ₹35,000.00 per month</p><p>Work Location: In person</p><p>Job Type: Full-time</p><p>Pay: ₹30,000.00 - ₹35,000.00 per month</p><p>Work Location: In person</p>

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