regulatory compliance manager

Arab Bank

<div>
 <ul>
 <li>
 Responsible for ensuring compliance with regulations, identifying and documenting regulatory risks and assisting the businesses in developing controls.
 </li>
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 Ensuring compliance with applicable laws, rules, regulations, and guidelines
 </li>
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 Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.
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 Guiding in a productive, professional way, the compliance team.
 </li>
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 Assist the Country Compliance Head in identifying the areas of required enhancement and that present a higher risk exposure for the Bank.
 </li>
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 Contribute to the development of the criteria and components of the compliance monitoring and testing initiatives and objectives based on international standards, leading practices and gaps noted during the ongoing reviews.
 </li>
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 Guide Compliance Officers towards the realization of the compliance objectives and monitor their achievements and alignment to the actions required by Country Compliance Head.
 </li>
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 Establish and determine the components of the compliance framework for undertaking reviews on a risk-based approach including a comprehensive Compliance Program.
 </li>
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 Provide guidance and Advice on compliance matters to the respective stakeholders at the bank as and when required (Customer, product or transaction basis).
 </li>
 <li>
 Responsible for the establishment of Compliance/ Internal Control Annual Plan, Training Plan, Compliance Monitoring Program to be reviewed and approved by Country Compliance Head.
 </li>
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 Set the components and enhance the Compliance Monitoring Program that ensures the bank compliance with all applicable laws, regulations governing operations and product / services offerings.
 </li>
 <li>
 Ensure that AML / KYC requirements are in line with the regulator&rsquo;s instructions, FATF recommendations and the international best practices.
 </li>
 </ul>
 
 
 
 
 
 
 Job Requirements:
 
 
 
 
 
 
 
 
 
 
 
 Education
 
 
 
 :
 
 
 
 Degree from a recognized university; advance/graduate degree preferred.
 
 
 
 
 
 
 
 Experience
 
 
 
 :
 
 
 
 5 years minimum Compliance experience with a leading Regional/ International institution
 
 
 
 
 
 
 
 Competencies:
 
 
 
 <ul>
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 Fluent in English and local language
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 Strong analytical skills.
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 Good presentation, communication, and interpersonal skills.
 </li>
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 Good understanding of Compliance practices and local regulations
 </li>
 </ul>
 
 
 
 
 
 
 
 
 What We Offer at Arab Bank
 
 
 
 
 
 
 At Arab Bank, we offer a purpose-driven and inclusive environment where innovation, continuous learning, and employee wellbeing are at the core. We are proud to welcome individuals of all generations, genders, and backgrounds, valuing the diverse perspectives that strengthen our culture and contribute to our success.
 
</div>

Regulatory Compliance Manager

Deriv.com

<div>Job Information
<ul><div>Job Opening ID
<div>ZR_2118_JOB
</div></div><div>Industry
<div>Legal &amp; Compliance
</div></div><div>Date Opened
<div>10/09/2025
</div></div><div>Job Type
<div>Full time
</div></div><div>City
<div>Dubai
</div></div><div>Country
<div>United Arab Emirates</div></div></ul></div>
 <div>Job Description
<div><div>As the Senior Regulatory Compliance Manager at Deriv&rsquo;s crypto exchange and virtual asset business, you will play a critical role in ensuring adherence to global regulatory frameworks governing digital assets. You will design, implement, and oversee a robust compliance framework tailored to the unique challenges of crypto markets, safeguarding the company&rsquo;s integrity and reputation while enabling sustainable growth.</div><div></div><div> 
AI is being embedded into our company DNA, across every department. For further information, please read our guide: &lsquo;AI at Deriv: Your future fuelled by innovation'.</div><div> 
Your challenges: 
</div><ul><li>
Lead crypto compliance strategy: Define and implement compliance strategies and frameworks specific to crypto exchange operations, digital wallets, token listings, stablecoins, staking, and custody services. 
</li><li>
Stay ahead of regulatory change: Monitor global crypto and blockchain regulatory developments (e.g., MiCA, FATF Travel Rule, SEC/CFTC, FCA, MAS, VARA), ensuring our internal policies remain up to date and aligned with evolving standards. 
</li><li>
Manage AML/CFT and sanctions compliance: Oversee crypto-specific AML, KYC, and transaction monitoring programs, including blockchain analytics, Travel Rule compliance, suspicious activity reporting, and liaison with financial intelligence units (FIUs). 
</li><li>
Oversee licensing and registrations: Lead licensing efforts across multiple jurisdictions for Virtual Asset Service Providers (VASPs), managing ongoing reporting obligations and relationships with regulators. 
</li><li>
Risk management in digital assets: Identify, assess, and mitigate compliance and operational risks unique to crypto markets, including custody risks, smart contract risks, cross-border transaction risks, and fraud typologies. 
</li><li>
Regulatory engagement: Act as the primary contact with regulators, supervisors, and industry associations in the crypto space, ensuring proactive communication and fostering strong relationships. 
</li><li>
Compliance monitoring &amp; audits: Develop and execute annual compliance plans specific to digital asset operations, including risk assessments, audits, and remedial actions. 
</li><li>
Culture of compliance: Partner with product, operations, and technology teams to embed compliance-by-design principles in exchange features, token listings, and blockchain integrations.</li></ul><div> 
Requirements: 
</div><ul><li>
A university degree in finance, law, compliance, risk management, or a related field 
</li><li>
12+ years of compliance experience, with at least 5 years in a regulated crypto exchange, virtual asset business, or blockchain-based financial services 
</li><li>
Proven expertise in crypto regulatory frameworks, such as MiCA, FATF, FinCEN, SEC/CFTC, FCA, MAS, VARA, or equivalent regimes 
</li><li>
Demonstrated success in managing VASP licensing, AML/KYC programs, blockchain analytics, and crypto transaction monitoring tools (e.g., Chainalysis, Elliptic, TRM Labs) 
</li><li>
Strong experience liaising with crypto regulators, FIUs, and financial services authorities 
</li><li>
Ability to anticipate regulatory trends in digital assets and translate them into actionable compliance strategies 
</li><li>
Excellent communication skills, with the ability to engage stakeholders from regulators to developers</li></ul><div> 
Company culture:
 
</div><ul><li>Join a diverse, inclusive workplace that values innovation and cross-cultural collaboration. 
</li><li>
Enjoy competitive compensation, professional development opportunities 
</li><li>
Be part of a company recognised for excellence and committed to career growth opportunities.</li></ul><div></div><div> 
We are an equal-opportunity employer committed to diversity and inclusion. We take pride in our Great Place to Work and IIP Platinum certifications, which reflect our commitment to creating an exceptional work environment across 15+ offices, globally.</div><div></div><div> 
Our culture is unique, and we live by our values and leadership principles, find out more about life at Deriv here.</div></div></div>

Senior Regulatory Compliance Manager – Crypto Exchange & Virtual Assets

Avalign Technologies

<div><h2 class="jobSectionHeader">Lead Quality Systems That Power Life-Changing Devices</h2>
At Avalign, we design, engineer, and manufacture innovative, high-performance medical devices. Our fast-growing team takes pride in building custom solutions that help clinicians and the patients they serve. You'll join a collaborative environment where quality isn't a step in the process&mdash;it is the process.<h3 class="jobSectionHeader">
A Day in the Role</h3>
As the site owner for our Quality Management System, you set the vision for quality and align it tightly to company and corporate objectives. You translate regulations into actionable strategies, serve as our Management Representative, and are the point of contact for notified bodies and regulatory agencies. Your leadership ensures our products meet internal standards, ISO requirements, and applicable governmental regulations&mdash;while delivering satisfaction for every customer.<h3 class="jobSectionHeader">
How You'll Make an Impact</h3><ul><li>
Define the site's quality objectives and connect them to broader business priorities.</li><li>
Build, implement, and continuously improve quality assurance programs, policies, procedures, controls, and processes to maintain compliance with company standards, ISO, and regulatory guidelines.</li><li>
Act as the Quality Systems Management Representative for the site and maintain the effectiveness of the QMS.</li><li>
Represent the site during interactions with outside regulatory and notified bodies.</li><li>
Interpret governmental regulations and agency guidance; drive compliant implementation across the site.</li><li>
Lead quality assurance initiatives and own regulatory compliance matters.</li><li>
Create and direct quality programs covering methods, devices, and controls.</li><li>
Maintain a robust quality system by establishing internal and external inspection for raw materials, purchased and finished items, and production operations/processes.</li><li>
Design the quality organization structure; coach, mentor, and develop team members.</li><li>
Collaborate cross-functionally to meet standards, specifications, and regulations.</li><li>
Lead both sustaining and new product introduction quality teams.</li><li>
Provide full supervisory leadership for quality employees: interviewing, hiring, training, planning, assigning, evaluating performance, rewarding, disciplining, and resolving employee concerns.</li><li>
Other duties as assigned.</li></ul><h3 class="jobSectionHeader">
What You Bring</h3><ul><li>
Bachelor's degree (engineering or science preferred).</li><li>
5+ years of management experience in quality assurance and/or engineering.</li><li>
At least 3 years of quality management experience in the medical device industry.</li><li>
Proven leadership strength and the ability to drive outcomes.</li><li>
Process-minded creativity: design workflows and procedures; generate inventive solutions; apply design principles and attention to detail; translate concepts and information into visuals when needed and iterate based on feedback.</li><li>
Project leadership in quality, with skill in presenting problem resolution and results.</li><li>
Clear, adaptable communication across all levels; strong written and technical communication.</li><li>
Goal-oriented persistence; follows through and overcomes obstacles.</li><li>
Respectful, accountable, and consistent in commitments.</li><li>
Accuracy and thoroughness in execution; seeks and applies feedback; self-monitors for quality.</li></ul><h3 class="jobSectionHeader">
What You Won't Experience Here</h3><ul><li>
Feeling stuck&mdash;growth and learning opportunities abound.</li><li>
Monotony&mdash;our product variety keeps every day fresh.</li><li>
Being just a number&mdash;we're a close-knit team that supports one another.</li></ul><h3 class="jobSectionHeader">
Who Thrives in This Role</h3><ul><li>
Self-starters who excel in fast-moving environments.</li><li>
Curious learners eager to deepen knowledge of manufacturing processes.</li><li>
Dependable teammates who show up when it counts.</li><li>
Collaborators who take on assignments with a positive, team-first mindset.</li><li>
Planners who can execute across teams and timelines.</li><li>
Confident communicators&mdash;both written and verbal.</li></ul><h3 class="jobSectionHeader">
Rewards and Benefits</h3><ul><li>
Competitive compensation and benefits package</li><li>
Comprehensive medical, dental, and vision insurance</li><li>
Paid vacation and 10 observed paid holidays per year</li><li>
Employer funded Basic Life and AD&amp;D insurance</li><li>
Employer funded STD and LTD insurance</li><li>
Tuition reimbursement</li><li>
Great 401(k) with company match</li><li>
Generous employee referral bonus program</li><li>
Work in a thriving, performance-based company that promotes from within</li><li>
Temperature controlled environment</li><li>
Community involvement&mdash;investing in and giving back</li><li>
Additional free resources such as travel assistance, EAP, etc.</li></ul><h3 class="jobSectionHeader">
Compliance Notices</h3>
Avalign conducts a comprehensive background, drug testing, highest level of education completion verification, and reference checks.
We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, national origin, gender identity, sexual orientation, age, marital status, veteran status, or disability status. We are an employer that participates in E-Verify and will provide the federal government with your Form I-9 information to confirm that you are authorized to work in the U.S.</div>

Quality Systems & Regulatory Compliance Manager (Medical Devices)

CFOTAX247 Inc

Regulatory Compliance Manager (CA &amp; New York)We are seeking an experienced Regulatory Compliance Manager to join our team and oversee critical compliance functions across our organization. This role requires expertise in both traditional finance and cryptocurrency regulations globally, with responsibility for managing regulatory relationships, examinations, and risk assessments.Key ResponsibilitiesRegulatory Examination &amp; Audit Coordination<ul><li>Prepare comprehensive examination and audit materials, responses, and presentations for regulatory reviews</li><li>Coordinate personnel preparation for regulatory interviews and presentations</li><li>Gather and organize required data for regulatory submissions</li><li>Submit timely information and documentation to regulatory authorities</li><li>Maintain detailed documentation of examinations, audits, inquiries, and follow-up actions</li></ul>Risk Management &amp; Assessment<ul><li>Conduct thorough compliance risk assessments by legal entity and subject matter</li><li>Identify, analyze, and mitigate compliance risks across business operations</li><li>Develop and implement risk management strategies and controls</li></ul>Stakeholder &amp; Regulatory Relationship Management<ul><li>Serve as primary liaison with regulatory authorities and agencies</li><li>Collaborate and coordinate with internal and external stakeholders</li><li>Prepare comprehensive internal compliance reporting</li><li>Partner effectively with Internal Audit teams on compliance initiatives</li></ul>Issue Management &amp; Tracking<ul><li>Maintain organized calendar and scheduling system for compliance issues</li><li>Provide regular reporting on issue status and resolution progress</li><li>Document and track regulatory matters requiring ongoing attention</li><li>Support issue owners in understanding validation expectations and requirements</li></ul>Required Qualifications<ul><li>Bachelor's degree required; advanced degree strongly preferred</li><li>5-7 years of progressive compliance experience with increasing responsibility</li><li>Comprehensive regulatory knowledge spanning both traditional finance (TradeFi) and cryptocurrency/digital asset regulations globally</li><li>Strong analytical, communication, and interpersonal skills</li><li>Proven ability to manage multiple priorities and meet regulatory deadlines</li><li>Experience working with regulatory authorities and audit firms</li></ul>Job Type: Full-timePay: $140,000.00 - $185,000.00 per yearBenefits:<ul><li>401(k)</li><li>401(k) matching</li><li>Health insurance</li><li>Relocation assistance</li></ul>Work Location: In person

Regulatory Compliance Manager (Palo Alto or New York City)

Octanom Tech

Company Overview:Octanom Tech Private Limited is a leading Invest Tech firm that operates www.hedged.in, India&rsquo;s first &lsquo;Hedged-Style&rsquo; trading and investing platform. We are focused on minimizing losses rather than maximizing profits, utilizing advanced AI technology to efficiently manage risk across financial instruments. As a SEBI- registered Research Analyst (RA) firm, we uphold stringent compliance and regulatory standards.Job Title: Compliance ManagerLocation: C-309 Kanakia Zillion, Lal Bahadur Shastri Marg, Rupa Nagar, Kapadia Nagar, Mumbai.Job Summary:We are seeking an experienced Compliance Manager to oversee our compliance framework, ensuring that all operations adhere to legal regulations and internal policies. This role requires a proactive approach to coordinating with regulatory bodies, managing compliance documentation, and maintaining an up-to-date understanding of the regulatory landscape affecting our business.Key Responsibilities:&middot; Coordinate with our Company Secretary firm to ensure full compliance with audit requirements for SEBI-registered RA firms.&middot; Monitor and manage activities related to SCORES 2.0 (SEBI&rsquo;s portal for lodging complaints), maintaining a daily log of complaints and ensuring effective resolution.&middot; Keep accurate and current records of all daily published trading and investing strategies, including Options Structures and Simply-Hedged Funds.&middot; Develop and enforce robust compliance programs and policies that mitigate legal and regulatory risks.&middot; Educate and train staff on compliance requirements and foster a culture of compliance throughout the organization.&middot; Stay informed about changes in regulations that may affect the firm and adapt compliance strategies accordingly.&middot; Prepare detailed compliance reports for senior management, outlining issues, solutions, and progress.Qualifications:&middot; Bachelor&rsquo;s degree in Law, Finance, Business Administration, or a related field. Master&rsquo;s degree or professional compliance certifications (e.g., CCO, CRCM) preferred.&middot; A minimum of 5 years of experience as a Compliance Manager in the financial services industry, with a strong preference for candidates familiar with SEBI regulations and compliance management for RA firms.&middot; Comprehensive knowledge of the regulatory framework governing financial services and research analysis.&middot; Exceptional analytical, organizational, and communication skills.&middot; Proven ability to manage multiple tasks and projects effectively under tight deadlines.&middot; Demonstrated integrity and professionalism.Work Schedule:&middot; Working days: Monday to Saturday&middot; Work from Home: SaturdaysWhat We Offer:&middot; A critical role in a pioneering financial technology company.&middot; A chance to lead and shape the compliance strategy in a dynamic regulatory environment.&middot; Competitive salary and benefits package.Job Types: Full-time, PermanentPay: &#8377;30,000.00 - &#8377;70,000.00 per monthBenefits:<ul><li>Provident Fund</li></ul>Work Location: In person

Compliance Officer

Park Balluchi Restaurant

We have now launched the our portal www.filingsaathi.com.Our compliance and RegTech platform , revolutionizing MCA, GST, Trademark and other regulatory filings for startups, SMEs, and enterprises through expert guidance and cutting-edge technology using Automation and AI.Position: Compliance Operations ManagerLocation: Noida / GhaziabadReporting To: Head of Operations / FoundersExperience: 3&ndash;7 years in compliance, filings, or operations roles (CS/CA firms, LegalTech, RegTech)Role Overview:As the Operations Manager, oversee day-to-day compliance and filing operations, collaborate with internal teams, ensure timely deliveries, and drive process automation. Seeking a detail-oriented professional with robust compliance expertise and exceptional team management skills.Key Responsibilities:1. Manage diverse regulatory filings like MCA, ROC, GST,Trademark, MSME, IEC, FSSAI etc.2. Establish SOPs for filings, ensuring accuracy and efficiency.3. Lead team coordination, bridging clients, professionals, and tech teams.4. Leverage technology for compliance support and process enhancement.5. Generate reports, monitor quality, and uphold compliance standards.Key Requirements:- Company Secretary / Semi Qualified background.- Hands-on experience in compliance operations and filings.- Proficiency in MCA filings, GST, and tax compliance.- Strong organizational and communication skills.- Familiarity with compliance SaaS tools or automation platforms.What We Offer:- Thrive in a dynamic RegTech platform with growth prospects.- Access to AI-driven compliance tools.- Competitive salary and collaborative work environment with industry experts.Join us at our upcoming Fintech and be part of reshaping compliance and regulatory landscape!email CV to sagarmaheshwari@gmail.com or contact at 9811616927Job Type: PermanentPay: &#8377;20,000.00 - &#8377;60,000.00 per monthWork Location: In person

Company Secretary

Versant Health

Manager, Compliance & Audits
 
Manager, Compliance & Audits
 
Who are we?
 
Versant Health is one of the nation’s leading administrators of managed vision care, serving millions of our clients’ members nationwide. We are driven by our mission to help members enjoy the wonders of sight through healthy eyes and vision.
 
As a Versant Health associate, you can enjoy a comprehensive Total Rewards package, which includes health and dental insurance, tuition reimbursement, 401(k) with company match, pet insurance, no-cost-to-you vision insurance for you and your qualified dependents. We are also invested in your success. There are many opportunities for advancement and development throughout all stages of your career with us.
 
See how you can make a difference with the support of strong leadership and a team environment.
 
See Everything, Be Anything™.
 
What are we looking for?
 
Versant Health is seeking an experienced and dynamic Manager, Compliance, and Audits_ Provider Network to oversee and lead provider network regulatory activities and audits. This key role will ensure that the provider network adheres to all federal, state, accreditation, and regulatory requirements. You will be responsible for managing audits, corrective actions, regulatory compliance, and reporting while working closely with internal and external stakeholders. This position requires strategic oversight, audit execution, and close collaboration with the Network Operations team, while being flexible with less than 25% travel annually.
 
Where you will have an impact
 
Regulatory Compliance & Audits: 
Oversee and manage compliance with all federal, state, and accreditation requirements related to provider networks, including delegated audits, corrective actions, and reporting.
 
Manage and coordinate SOC 1 Control Audits, including audit performance, measurements, remediations, and reporting to leadership.
 
Directly responsible for leading health plan and client audits, presenting audit outcomes, and managing corrective action plans (CAPs).
 
Policy and Procedure Management: 
Lead the creation, review, and maintenance of policies and procedures for Network Development activities to ensure alignment with federal, state, and accreditation requirements.
 
Work closely with the Network Development team to implement corrective actions and manage the necessary updates to operational policies and procedures.
 
Project and Stakeholder Management: 
Partner with internal teams, including Regulatory Compliance, Claims, Call Centers, Utilization Management, and other business functions to drive the implementation of regulatory changes.
 
Guide the organization through regulatory compliance processes, ensuring that new regulations are understood and properly implemented within the network’s operations.
 
Facilitate cross-functional collaboration to determine scope and resources required to implement changes, ensuring alignment with organizational goals.
 
Support the development of implementation plans for regulatory changes, ensuring policies, processes, and controls meet compliance standards.
 
Audit Reporting and Analytics: 
Generate and distribute compliance reports and audit findings to senior management. Provide trend analysis and recommendations for continuous improvement.
 
Assist in reporting to external auditors and regulatory bodies, ensuring timely and accurate submission of required documentation.
 
Leadership & Team Development: 
Provide training and guidance to internal teams on regulatory changes, compliance requirements, and audit processes.
 
Act as a subject matter expert, offering insights and support to Network Development and Regulatory Compliance teams.
 
What’s necessary to do the job?
 
Bachelor’s degree in business, healthcare administration, or a related field
 
Minimum of 5-7 years of experience in provider network management, compliance, audits, or regulatory affairs, with specific experience in healthcare or insurance sectors.
 
Deep knowledge of healthcare regulations, including HIPAA, CMS guidelines, and other federal and state laws impacting provider networks.
 
Experience conducting audits related to provider networks and managing corrective actions for compliance.
 
Proven expertise in managing SOC 1 control audits and delegations in health plans and client oversight audits.
 
Advanced knowledge of regulatory requirements and their impact on provider networks, with a focus on implementing compliance initiatives across multiple functional areas.
 
Strong project management skills, with experience in handling complex regulatory projects and working cross-functionally to ensure successful implementation.
 
Excellent communication and presentation skills, with the ability to interact with senior leadership, auditors, and external stakeholders.
 
Ability to generate reports, analyze trends, and make data-driven recommendations.
 
Detail-oriented with strong organizational and problem-solving abilities.
 
Certification in Healthcare Compliance (CHC) or related certifications is a plus.
 
Experience with Versant Health or similar healthcare organizations is beneficial.
 
Familiarity with compliance management tools and systems for regulatory oversight and audits.
 
HIPAA & Security Requirements
 
All Associates must comply with the Health Insurance Portability Accountability Act of 1996 (HIPAA) as it pertains to disclosures of protected health information (PHI) as described in the Notice of Privacy Practices and HIPAA Privacy Policies and Procedures. As a component of job roles and responsibilities, Associates may have access to covered information, cardholder data or other confidential customer information which must be protected at all times. As a result, Associates must explicitly adhere to all data security guidelines established within the Company’s Privacy & Security Training Program.
 
Versant Health will never request money from candidates who seek employment with us and will never ask for any payment as part of the recruitment process.
 
Versant Health is a proud Equal Employment Opportunity and Affirmative Action employer dedicated to attracting, retaining, and developing a diverse and inclusive workforce. All qualified applicants will receive consideration for employment at Versant Health without regards to race, color, religion, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity or expression, age, disability, national origin, marital or domestic/civil partnership status, genetic information, citizenship status, uniformed service member or veteran status, or any other characteristic protected by law.
 
The wage range for applicants for this position is ($80,000.00 to $85,000.00)
 
All incentives and benefits are subject to the applicable plan terms.

Manager, Compliance & Audits_Provider Network

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