regulatory compliance manager

ETRA Talent

<div>
 
 
 Regulatory Compliance Manager
 
 
 
 
 Location:
 
 DIFC, Dubai
 
 
 
 Type:
 
 Full-time, On-site
 
 
 
 Reports to:
 
 Head of Compliance / MLRO
 
 
 
 Salary:
 
 25,000 - 30,000 AED Per Month.
 
 
 
 
 
 
 About The Role
 
 
 
 An established DIFC-based financial firm is seeking a Regulatory Compliance Manager to join its growing team.
 
 
 
 
 
 This role offers a broad remit across the Compliance function, supporting senior Compliance leadership in maintaining, enhancing, and embedding a robust Compliance Control Framework.
 
 
 The successful candidate will have strong technical regulatory knowledge within the retail/brokerage space (CFD, FX, or commodities).
 
 
 
 
 
 A background in Regulatory Compliance Advisory or Legal/Regulatory policy will be highly advantageous.
 
 
 
 
 
 
 Key Responsibilities
 
 
 <ul>
 <li>
 
 Marketing Compliance:
 
 Review and approve promotional materials; maintain marketing policies and deliver conduct training.
 </li>
 <li>
 
 Market Abuse &amp; Insider Dealing:
 
 Develop and execute MAR controls, contribute to risk assessments, generate MI, and support STOR investigations and filings.
 </li>
 <li>
 
 Complaint Handling:
 
 Maintain the complaints register, assist with investigations, and manage communication with complainants.
 </li>
 <li>
 
 Policies &amp; Framework:
 
 Update and maintain Compliance policies, SOPs, registers (PA Dealing, Gifts &amp; Entertainment, Breaches, STORs), and associated risk assessments.
 </li>
 <li>
 
 Training:
 
 Design and deliver Compliance induction and refresher training.
 </li>
 <li>
 
 Governance &amp; Reporting:
 
 Prepare Compliance MI and contribute to Committee governance.
 </li>
 <li>
 
 Advisory &amp; Projects:
 
 Provide Compliance input for new products, systems, or business initiatives, ensuring alignment with DFSA regulatory expectations.
 </li>
 <li>
 
 Cross-Departmental Support:
 
 Collaborate closely with Legal, Operations, Middle Office, and IT to deliver timely and accurate Compliance advice.
 </li>
 <li>
 
 Ad Hoc &amp; Strategic Projects:
 
 Support ongoing regulatory initiatives and compliance enhancements as directed by senior Compliance leadership.
 </li>
 </ul>
 
 
 
 
 
 Experience
 
 
 <ul>
 <li>
 5-8 years&rsquo; experience in Regulatory Compliance or Compliance Advisory within a brokerage, trading, or investment firm.
 </li>
 <li>
 Strong understanding of DFSA rules, Conduct of Business (COB), and AML/CTF regulatory frameworks.
 </li>
 <li>
 Excellent knowledge of Market Abuse, Complaints, and Marketing Conduct controls.
 </li>
 <li>
 Proven experience developing and delivering Compliance Monitoring Programs (CMPs) and policies/SOPs.
 </li>
 <li>
 Background in Law, Finance, or related field (strong educational and legal foundations desirable).
 </li>
 <li>
 Strong communication, project management, and stakeholder engagement skills.
 </li>
 </ul>
 
 
 
 
 
 Why Join
 
 
 <ul>
 <li>
 Work directly alongside senior Compliance professionals in a DFSA-regulated environment.
 </li>
 <li>
 Engage with high-impact regulatory projects across multiple business lines.
 </li>
 <li>
 Join a collaborative and ambitious team focused on setting new standards in regulatory excellence.
 </li>
 </ul>
 
 
 
 
 If you have a passion for regulatory precision, brokerage experience, and a drive to shape best-in-class compliance culture, be sure to apply!
 
</div>

Regulatory Compliance Manager

NJ AMC

Key Responsibilities:Audit &amp; Regulatory Liaison:<ul><li>Act as the primary point of contact for internal auditors, NSE, BSE, and other regulatory bodies.</li><li>Coordinate and support all exchange and internal audits, including pre-audit preparation and post-audit follow-ups.</li><li>Provide data and documentation to auditors and regulators in a timely and accurate manner.</li></ul>Compliance &amp; Reporting:<ul><li>Ensure timely and error-free submission of all compliance and operational reports to NSE/BSE and SEBI.</li><li>Maintain up-to-date knowledge of relevant circulars, notifications, and compliance requirements.</li><li>Monitor daily regulatory filings, risk-based supervision (RBS) reporting, and other compliance tasks.</li><li>Retrieve and prepare data reports as required by auditors or regulatory authorities.</li></ul>Operations Management:<ul><li>Coordinate with back-office and front-office software providers for system requirements, updates, and issue resolutions.</li><li>Monitor and manage operational aspects of Capital Market, IPO, and OBPP segments.</li><li>Handle related documentation and compliance procedures</li></ul>Key Skills &amp; Competencies:<ul><li>In-depth knowledge of stock exchange operations and compliance.</li><li>Familiarity with SEBI and stock exchange regulations.</li><li>Strong coordination and communication skills to deal with auditors, regulators, and IT vendors.</li><li>Excellent MS Excel and report generation skills.</li><li>Attention to detail and a proactive compliance mindset.</li></ul>Job Types: Full-time, PermanentPay: &#8377;60,000.00 - &#8377;80,000.00 per monthBenefits:<ul><li>Flexible schedule</li><li>Health insurance</li><li>Leave encashment</li><li>Life insurance</li><li>Provident Fund</li></ul>Work Location: In person

Regulatory Compliance Manager - SEBI & Financial Regulations

Revolut

<div>About Revolut
People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products &mdash; including spending, saving, investing, exchanging, travelling, and more &mdash; help our 65+ million customers get more from their money every day.
As we continue our lightning-fast growth,&zwnj; 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work&trade;. So far, we have 10,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.
About the Rev-celerator Graduate Programme
The Rev-celerator Graduate Programme is built for ambitious graduates who want to launch their careers in fintech. Over this 12-month programme, you&rsquo;ll work on real projects, solve complex challenges, and make an impact from day one. With structured training and hands-on experience, you&rsquo;ll grow your skills while exploring different areas of the business.
Top performers can be promoted during or after the programme, giving you the chance to continue your journey at Revolut.
About the role
Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.
We&rsquo;re looking for a Regulatory Compliance Manager Graduate to support cross-regional initiatives and help ensure we scale responsibly while meeting regulatory obligations. You&rsquo;ll partner with senior managers and gain global compliance exposure.
Up to shape what&rsquo;s next in finance? Let&rsquo;s get in touch.
Join us from anywhere
The Rev-celerator Graduate Programme is open to international applicants ready to relocate to one of our tech hubs in Poland, Portugal, Spain, the UAE, or the UK. We&rsquo;ll support you with visa assistance, travel costs, and your first month of accommodation (conditions apply).
Key dates<ul><li>
Applications: 1 June &ndash; 14 December 2025</li><li>
Recruitment: September 2025 &ndash; January 2026</li><li>
Programme start: September 2026</li></ul>
What you'll be doing<ul><li>
Preparing metrics and materials for compliance forums and committees</li><li>
Partnering with senior compliance managers to review risk issues and incidents</li><li>
Supporting compliance initiatives across multiple regions to enable global growth</li><li>
Assisting in building and maintaining the Group Compliance Monitoring Plan</li><li>
Managing project tasks, tracking progress, and communicating key outcomes to stakeholders</li><li>
Contributing to team roadmaps and planning activities</li></ul>
What you'll need<ul><li>
To have graduated in 2024, 2025, or 2026</li><li>
A predicted or achieved 2:1 grade (or equivalent)</li><li>
Impressive analytical and problem-solving skills</li><li>
Excellent communication and interpersonal skills</li><li>
The ability to thrive in a diverse, fast-paced environment</li><li>
A passion for technology, innovation, and solving complex problems</li><li>
Full-time availability for 12 months from September 2026</li></ul>
Nice to have<ul><li>
Experience with data analysis or internal tools (e.g., Looker, Jira, Confluence)</li><li>
Experience in financial services or compliance</li></ul>
Building a global financial super app isn&rsquo;t enough. Our Revoluters are a priority, and that&rsquo;s why in 2021 we launched our inaugural D&amp;I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We&rsquo;re doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That&rsquo;s why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.
Important notice for candidates:
Job scams are on the rise. Please keep these guidelines in mind when applying for any open roles.<ul><li>Only apply through official Revolut channels. We don&rsquo;t use any third-party services or platforms for our recruitment.</li><li>Always double-check the emails you receive. Make sure all communications are being done through official Revolut emails, with an @revolut.com domain.</li></ul>
We won't ask for payment or personal financial information during the hiring process. If anyone does ask you for this, it&rsquo;s a scam. Report it immediately.
By submitting this application, I confirm that all the information given by me in this application for employment and any additional documents attached hereto are true to the best of my knowledge and that I have not wilfully suppressed any material fact. I confirm I have disclosed if applicable any previous employment with Revolut. I accept that if any of the information given by me in this application is in any way false or incorrect, my application may be rejected, any offer of employment may be withdrawn or my employment with Revolut may be terminated summarily or I may be dismissed. By submitting this application, I agree that my personal data will be processed in accordance with Revolut's Candidate Privacy Notice</div>

Rev-celerator Graduate Programme 2026: Regulatory Compliance Manager

RAKBANK

<div>
 
 
 About the Role
 
 
 
 Protego is seeking a highly skilled and experienced
 
 Compliance Manager
 
 to lead our regulatory compliance efforts within the UAE insurance sector. This pivotal role ensures our operations align with all applicable laws, regulations, and industry standards. You will serve as the primary liaison with regulatory authorities and play a key role in shaping a culture of integrity and compliance across the organization.
 
 
 
 
 
 
 What You&rsquo;ll Be Doing
 
 
 
 As our Compliance Manager, you will:
 
 <ul>
 <li>
 Advise senior management on UAE regulatory implications and strategic compliance matters
 </li>
 <li>
 Oversee regulatory submissions, filings, and notifications to ensure accuracy and timeliness
 </li>
 <li>
 Monitor compliance performance across business units and assess key risks
 </li>
 <li>
 Lead audits, inspections, and correspondence with regulatory bodies
 </li>
 <li>
 Develop and implement compliance strategies, policies, and controls
 </li>
 <li>
 Conduct compliance reviews, quality assurance, and maintain documentation
 </li>
 <li>
 Coordinate training programs and ensure up-to-date dissemination of compliance practices
 </li>
 <li>
 Provide advisory support on product approvals and process changes
 </li>
 <li>
 Drive a culture of ethics and regulatory awareness across the organization
 </li>
 </ul>
 
 
 
 
 
 What We&rsquo;re Looking For
 
 
 <ul>
 <li>
 A Master&rsquo;s degree in Finance, Accounting, Law, or Audit
 </li>
 <li>
 3&ndash;5 years of experience in compliance within a financial institution, preferably insurance
 </li>
 <li>
 Strong understanding of UAE insurance regulations, AML/CFT, and sanctions risks
 </li>
 <li>
 Familiarity with regulatory bodies such as the Central Bank of the UAE, DHA, and DOH
 </li>
 <li>
 Exceptional analytical, reasoning, and communication skills
 </li>
 <li>
 Proven ability to navigate complex operational environments and coach teams
 </li>
 <li>
 Arabic language proficiency is a plus
 </li>
 </ul>
</div>

Compliance Manager - Protego Insurance

Amazon.com

<div><h2 class="jobSectionHeader">DESCRIPTION</h2>
We are seeking an experienced Regulatory &amp; Compliance Manager to join the Amazon Now team to ensure technical and regulatory compliance across our engineering operations. This role will be crucial in achieving and maintaining compliance standards while scaling our engineering infrastructure across KSA. 
 
In this role, the candidate will lead end-to-end compliance management for Amazon Now operations, overseeing due diligence processes, permit acquisitions, and renewal procedures. The ideal candidate will navigate complex regulatory landscapes and manage compliance uncertainties across all project phases. This role requires strong stakeholder management skills to collaborate with external partners in developing and implementing comprehensive compliance frameworks that ensure Amazon Now facilities meet all building codes and operational regulations. Key responsibilities include establishing compliance protocols, maintaining regulatory documentation, coordinating with authorities, and providing strategic guidance to ensure continuous operational compliance. 
 
Key job responsibilities 
Manage engineering compliance throughout all project stages from initiation to operation.
 
Develop and implement engineering compliance frameworks that align with regional regulatory requirements. 
Review technical drawings and engineering solutions to ensure compliance with industry standards and regulations. 
Manage continuous improvement in engineering compliance processes and controls. 
Provide expert guidance on technical compliance matters to internal and external stakeholders. 
Establish and maintain relationships with regulatory authorities regarding technical compliance matters. 
Manage technical compliance audits and assessments in collaboration with internal cross functional business functions.<h2 class="jobSectionHeader">
BASIC QUALIFICATIONS</h2><ul><li>Bachelor's degree in business, engineering, operations, supply chain, transportation logistics</li><li>5+ years of developing program strategies and plans, diving execution, and influencing senior stakeholders experience</li><li>Experience in stakeholder management, dealing with multiple stakeholders at varied levels of the organization</li></ul><h2 class="jobSectionHeader">
PREFERRED QUALIFICATIONS</h2><ul><li>Experience building processes, project management, and schedules</li><li>Experience in complex problem solving, and working in a tight schedule environment</li></ul> 
Our inclusive culture empowers Amazonians to deliver the best results for our customers. If you have a disability and need a workplace accommodation or adjustment during the application and hiring process, including support for the interview or onboarding process, please visit https://amazon.jobs/content/en/how-we-hire/accommodations for more information. If the country/region you&rsquo;re applying in isn&rsquo;t listed, please contact your Recruiting Partner.</div>

Compliance Manager (Saudi National Only)- Engineering, Quick Commerce

SGH Management India Pvt Ltd

Job Title: Compliance Manager &ndash; Regulatory Compliance Management (RCM)The Compliance Manager (RCM) is responsible for overseeing and managing the organization&rsquo;s regulatory compliance framework. This role ensures that the company adheres to all applicable laws, regulations, and internal policies while minimizing compliance risks. The Compliance Manager will lead compliance initiatives, conduct risk assessments, and provide expert guidance to business units on regulatory matters.Key Responsibilities:Regulatory Compliance Management<ul><li>Develop, implement, and maintain the Regulatory Compliance Management (RCM) framework in line with applicable regulations and organizational objectives.</li><li>Monitor regulatory developments and assess their impact on business operations.</li><li>Maintain an updated regulatory obligation register and ensure timely compliance with all requirements.</li><li>Act as the primary liaison with regulatory authorities and coordinate responses to inquiries, inspections, and submissions.</li></ul>Compliance Risk and Control<ul><li>Conduct periodic compliance risk assessments and ensure alignment with the enterprise risk management framework.</li><li>Identify control weaknesses and recommend corrective or preventive actions.</li><li>Monitor implementation of remediation actions and report progress to senior management.</li></ul>Policy, Procedures, and Documentation<ul><li>Draft, review, and update compliance policies, standards, and procedures to ensure ongoing alignment with regulatory expectations.</li><li>Ensure all departments adhere to compliance-related processes and maintain documentation for audit readiness.</li></ul>Monitoring, Auditing, and Reporting<ul><li>Develop and execute a compliance monitoring and testing plan.</li><li>Track and report key compliance indicators and breaches to senior leadership.</li><li>Prepare periodic compliance reports, dashboards, and presentations for management and board committees.</li></ul>Training and Awareness<ul><li>Design and deliver compliance awareness and training programs for employees at all levels.</li><li>Promote a culture of compliance, ethics, and integrity across the organization.</li></ul>Audit and Investigation<ul><li>Support internal and external audits related to compliance.</li><li>Investigate compliance breaches, report findings, and recommend appropriate corrective measures.</li></ul>Continuous Improvement<ul><li>Stay abreast of changes in the regulatory environment and emerging compliance trends.</li><li>Recommend process improvements to strengthen compliance effectiveness and efficiency.</li></ul>Qualifications and Experience:<ul><li>Bachelor&rsquo;s degree in Law, Finance, Business Administration, Risk Management, or related field (Master&rsquo;s preferred).</li><li>Professional certification in compliance or risk management (e.g., CRCM, CCEP, CAMS, ICA) is an advantage.</li><li>Minimum 5&ndash;8 years of experience in regulatory compliance, governance, or risk management, preferably within [insert industry &ndash; e.g., banking, insurance, healthcare, manufacturing, etc.].</li><li>Strong knowledge of relevant laws, regulations, and compliance frameworks.</li><li>Excellent analytical, communication, and interpersonal skills.</li><li>Proven ability to manage multiple priorities and work collaboratively with cross-functional teams.</li></ul>Key Competencies:<ul><li>Regulatory knowledge and interpretation</li><li>Risk assessment and mitigation</li><li>Policy development and implementation</li><li>Stakeholder management and communication</li><li>Ethical judgment and integrity</li><li>Attention to detail and problem-solving</li></ul>Job Type: PermanentPay: &#8377;600,000.00 - &#8377;1,500,000.00 per yearWork Location: In person

Senior Compliance Manager

Safqah Capital | صفقة المالية

<div>
 
 
 Role Overview:
 
 
 
 As a Compliance Manager at Safqah Capital, you will play a critical role in ensuring that all our operations, financial products, and real estate financing models comply with local regulations, Shariah guidelines, and international best practices. You will work closely with internal teams and external stakeholders to create a secure, transparent, and legally sound foundation for our innovative proptech and fintech ecosystem.
 
 
 
 
 
 
 Key Responsibilities:
 
 
 <ul>
 <li>
 Monitor, review, and interpret relevant regulatory frameworks, including CMA, SAMA, and Shariah compliance requirements, ensuring Safqah remains fully aligned.
 </li>
 <li>
 Develop and implement internal compliance policies, procedures, and controls.
 </li>
 <li>
 Support licensing processes and ongoing reporting obligations with regulatory bodies.
 </li>
 <li>
 Collaborate with legal, finance, operations, and product teams to proactively identify and mitigate compliance risks.
 </li>
 <li>
 Conduct periodic internal audits, risk assessments, and due diligence on partners and vendors.
 </li>
 <li>
 Maintain up-to-date documentation on compliance processes and assist with training staff on regulatory updates and best practices.
 </li>
 <li>
 Act as a liaison between Safqah and regulatory authorities during reviews or inquiries.
 </li>
 </ul>
 
 
 
 
 
 Qualifications:
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree in Law, Finance, Business Administration, or a related field.
 </li>
 <li>
 Advanced degrees or certifications in compliance, finance, or law are a plus.
 </li>
 <li>
 CME 1 and CME 2 certifications are highly desirable.
 </li>
 </ul>
 
 
 
 
 
 Experience:
 
 
 <ul>
 <li>
 5&ndash;7 years of experience in compliance roles within financial institutions, fintech, investment firms, or regulatory bodies.
 </li>
 <li>
 Strong understanding of Saudi financial regulations (CMA, SAMA) and experience in a Shariah-compliant environment is highly preferred.
 </li>
 <li>
 Familiarity with real estate finance and investment products is a strong advantage.
 </li>
 </ul>
 
 
 
 
 
 Technical Experience:
 
 
 <ul>
 <li>
 Proficiency in compliance tools, risk management platforms, and documentation systems.
 </li>
 <li>
 Strong analytical and reporting skills, with attention to detail.
 </li>
 <li>
 Ability to interpret legal/regulatory texts and translate them into clear operational guidelines.
 </li>
 </ul>
 
 
</div>

Compliance Manager

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