regulatory reporting specialist

IG Group

You'll be responsible for the accuracy of our accounting and financial reporting while ensuring we meet all financial, tax, and regulatory obligations. This role offers valuable exposure to DFSA regulations operating within one of the leading financial regulatory framework. As part of our global finance team, you'll collaborate with and supported by the shared service centres across regions and develop specialized knowledge within a sophisticated regulatory environment.
What you'll do
<ul>
<li>Day-to-day responsibility for meeting regulatory and statutory filing obligations of the DFSA.</li>
<li>Day-to-day financial management and responsibility for processes and controls over financial reporting</li>
<li>Review daily reports i.e. debt reports, broker reconciliation reports, large exposure reports, daily cash reports, etc</li>
<li>Lead the month-end processes, preparation of annual financial statements and supporting audit (internal, external, regulatory, ad-hoc) field work, as well as tax filings in the UAE</li>
<li>Assistance with daily client money and asset segregation calculations and monthly reports</li>
<li>Proactively review regulatory consultation papers, provide analysis to senior management, and monitor implementation timelines</li>
<li>Build a strong relationship with risk and compliance to support external reporting requirements, and with other Financial Controllers across the group to drive consistency and continuous improvement across the function</li>
<li>Drive continual process improvement and maintain effective oversight of operations performed by the Finance Operations and Financial Control team in Krakow &amp; Bangalore</li>
<li>Establish and maintain financial controls over financial reporting in compliance with IFRS.</li>
<li>Review and challenge processes with the aim on continuous control and operational improvement</li>
<li>Support the Company with tax matters impacting the entity.</li>
<li>Assistance with various tax returns preparation</li>
<li>Develop strong relationships with internal stakeholders, including the treasury, tax and finance operations team, and external stakeholders, including the external auditors</li>
<li>Review of monthly reconciliation of balance sheet accounts, including accruals, prepaid, property, plant and equipment, and inter-company accounts</li>
<li>Setting up and maintaining the documentation around new processes built under own responsibility</li>
<li>Driving forward and supporting the closure of any internal and external ad hoc requests</li>
<li>Supporting the Group for the topics owned (i.e. remediation of Audit findings)</li>
<li>Providing administrative support and completing ad-hoc submissions as needed</li>
</ul>

Interim Finance Manager

Client of Tandem Search

Key Result Areas
<ul>
 <li>Prepare and submit accurate regulatory reports for the bank's subsidiaries and UAE operations in compliance with Central Bank guidelines and timelines.</li>
 <li>Prepare GDL and Cash Reserve returns and advise for entries for the UAE.</li>
 <li>Collaborate with cross-functional teams to gather, validate, and reconcile data for reporting.</li>
 <li>Address data issues with relevant departments to ensure reporting accuracy.</li>
 <li>Monitor regulatory changes and update reporting processes accordingly.</li>
 <li>Drive automation and process improvements in regulatory reporting in partnership with Technology.</li>
 <li>Conduct compliance assessments and support audits through proper documentation and timely responses.</li>
</ul>
Knowledge, Skills, and Experience
<ul>
 <li>Accounting or Finance graduate with 3 to 5 years experience in the accounting or finance function of a banking or non-banking financial institution.</li>
 <li>Strong analytical mindset and attention to detail.</li>
 <li>Clear and effective communication of complex regulatory concepts.</li>
 <li>Strong collaboration skills with the ability to lead cross-functional initiatives.</li>
 <li>Proficient in data validation, reconciliation, and analysis.</li>
 <li>Advanced skills in Microsoft Excel.</li>
</ul>

Assistant Manager Regulatory Reporting

Emirates Islamic

<div>About Emirates NBD 
Emirates NBD is a market leader across the MENAT (Middle East, North Africa and T&uuml;rkiye) region with a presence in 13 countries, serving over 20 million customers. The Emirates NBD Group has a total of 853 branches and 4,213 ATMs / SDMs. Emirates NBD is the leading financial services brand in the UAE with a Brand value of USD 3.89 billion. 
At the bank, we serve our customers and help them realize their financial objectives through a range of banking products and services including retail banking, corporate &amp; institutional banking, Islamic banking, investment banking, private banking, asset management, global markets and treasury, and brokerage operations. 
We are a key participant in the global digital banking industry, with 97% of all financial transactions and requests conducted outside of our branches. We also operate Liv, the lifestyle digital bank by Emirates NBD. With close to half a million users, it continues to be the fastest-growing digital bank in the region. 
What You Will Be Doing 
The Jobholder is required to prepare in all Regulatory Reporting activities. The activities will include coordination with all stakeholders for data required to prepare monthly, quarterly, and annual Central Bank Returns. Based on the data, preparation / initial self-review of CBUAE returns. In addition, provide assistance in day-to-day activities of Regulatory Reporting team.
Detailed description: 
<ul><li>Ensure timely preparation &amp; submission of Central Bank weekly, fortnightly, monthly &amp; quarterly returns.
</li><li>Preparation of the Basel as per Standardized Approach Ratio &amp; Pillar III disclosure
</li><li>Performing validation and ensuring overall accuracy of returns at time of regulatory form submission &amp; uploads.
</li><li>Ensure compliance with all statutory &amp; regulatory requirements.
</li><li>Timely preparation of other reporting requests /ad-hoc requests by Central Bank Auditor
</li><li>Preparing &amp; providing clarifications on CB requirements to Regulatory Reporting teams in subsidiaries
</li><li>Performing validation and analysis of data received from group subsidiaries.
</li>Supporting Regulatory team in conducting Impact Analysis of the new CB circulars issued 
<li>
</li></ul>What We are Looking for 
<ul><li>Commerce background (Graduate) with specialization in Accountancy. ACCA/CA or equivalent qualification.
</li><li>Knowledge of Accounting and Reporting aspects including International Financial Reporting Standards
</li><li>Knowledge and understanding of Central Bank guidelines on BRFs.
</li><li>Strong Interpersonal skills
</li><li>Prior experience of up to 5 years working in Finance department of a Bank and at least 2 years in Regulatory Reporting.
</li><li>Ability to work in a multi-cultural organization.
</li><li>Ability to work under pressure.
</li>Ability to interact with business finance teams and all other key stakeholders. 
<li>
</li></ul>What We Offer You 
<ul><li>Competitive salary package.
</li><li>Strong emphasis on work-life balance and employee wellbeing.
</li><li>Access to world-class Learning &amp; Development platforms for career growth.
</li><li>Generous annual leave and comprehensive Private Healthcare coverage.
</li>Preferential banking facilities for employees. 
<li>
</li></ul>Why Join Us 
At Emirates NBD Services, we aim to be the employer of choice by helping you unlock your true potential through the right opportunities. We are reimagining the future of work to ensure every employee thrives in an environment that promotes growth, upskilling, and the development of digital skills. Our goal is to empower our employees to build meaningful careers with experiences that shape their future and contribute to Emirates NBD's success. Regardless of your background, location, or preferences, we want every employee to feel connected and engaged as part of the Emirates NBD services team.</div>

Consultant Regulatory Reporting

Commercial Bank of Dubai

The purpose of the job is to carry out end-to-end responsibility of Automatic Exchange of Information (AEOI). Responsible for the collection and reporting of FATCA and CRS data to the regulatory authorities (CBUAE, SCA, MOF, OECD, IRS). Responsibilities: <ul> <li>Perform complete reviews of client files/records/information to ensure relevant tax information against a predefined checklist and procedure are obtained and regulatory requirements for reporting are met</li> <li>Identify gaps and plan the continuous remediation of the existing FATCA and CRS accounts for reporting solution in-coordination with Business and other relevant stakeholders.</li> <li>Plan well in advance for the Report preparations and submissions</li> <li>Check for correctness, including validation of client and completeness of documents received against regulatory requirements</li> <li>Provide regular progress reports to the management on regulatory returns, breaches, and issues (if any).</li> <li>Closely work with relevant stakeholders to resolve issues and arrive at appropriate solutions by providing timely and relevant advice</li> <li>Ensure project and process risks are identified and mitigated effectively to ensure adherence with regulatory requirements</li> <li>Manage relationships with internal and external stakeholders</li> <li>Ensure all customer records are maintained for FATCA and CRS in line with regulatory guidelines</li> <li>Provide periodic training to relevant business and support functions to ensure staff are well trained to perform their BAU activities in relation to FATCA/CRS</li> <li>Ensure SOPs are in place and updated as and when required to avoid any regulatory breaches</li> <li>Be audit ready and manage any regulatory inspections on FATCA and CRS</li></ul>

Assistant Manager FATCA & CRS

USAA

Why USAA?At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We seek to be the choice for the military community and their families.Embrace a fulfilling career at USAA, where our core values - honesty, integrity, loyalty and service - define how we treat each other and our members. Be part of what truly makes us special and impactful.The OpportunityAs a dedicated Financial Regulatory Reporting Senior, you will serve as a key contributor in the preparation, review, and analysis of reports compiled for regulatory agencies to include the FR Y-9C, FR Y-9LP, FR Y-11, FR 2314, and FFIEC 009/009a. You will be responsible for preparing highly technical components of the reports and/or schedules and conducting detailed reviews of reports and/or schedules prepared by other members of the team. You will also develop and maintain procedure documentation, assist in projects to automate and increase efficiencies, and support data and control testing. As a member of the Holding Company & Subsidiary Regulatory Reporting team within the Chief Accounting Office (CAO), you will support the research, implementation, and documentation of change initiatives resulting from updates to accounting requirements, regulatory requirements, product offerings, systems, and organizational structure.We offer a flexible work environment that requires an individual to be in the office 4 days per week. This position can be based in one of the following locations: San Antonio, TX, or Charlotte, NC. Relocation assistance is not available.What you'll do:<ul><li> Prepare and review regulatory reports and underlying work-papers and calculations for accuracy and completeness, while assisting with proper interpretation of reporting requirements </li><li> Research and consult on complex reporting issues and respond to requests for reports and analytics </li><li> Plan and manage workflow of financial and regulatory reporting requests and requirement updates </li><li> Interact regularly with management, regulatory agencies, and business partners (i.e., internal and external audit, treasury, compliance and legal, etc.) to ensure appropriate discussion and execution of requisite actions </li><li> Ensure risks associated with business activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures </li></ul>What you have:<ul><li> Bachelor's degree required; 4 years of related experience (in addition to the minimum years of experience required) may be substituted in lieu of degree </li><li> 6 years' experience preparing and delivering financial statements and regulatory reports in the financial services industry, a Bank Holding Company, or similar </li><li> Expert knowledge of applicable Microsoft Office applications including Excel </li><li> 4 years' experience conducting research and preparing business and operational financial analysis </li><li> Strong knowledge of Generally Accepted Accounting Principles (GAAP) </li></ul>What sets you apart:<ul><li> Certified Public Accountant (CPA) </li><li> Strong working knowledge of regulatory reporting rules and regulations and use of regulatory reporting platforms i.e. Axiom, etc </li><li> Utilization of financial management tools i.e. Oracle Cloud General Ledger (GL), etc </li><li> US military experience through military service or a military spouse/domestic partner </li></ul>Compensation range: The salary range for this position is: $93,770.00 - $179,240.00.USAA does not provide visa sponsorship for this role. Please do not apply for this role if at any time (now or in the future) you will need immigration support (i.e., H-1B, TN, STEM OPT Training Plans, etc.). Compensation: USAA has an effective process for assessing market data and establishing ranges to ensure we remain competitive. You are paid within the salary range based on your experience and market data of the position. The actual salary for this role may vary by location. Employees may be eligible for pay incentives based on overall corporate and individual performance and at the discretion of the USAA Board of Directors. The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job. Benefits: At USAA our employees enjoy best-in-class benefits to support their physical, financial, and emotional wellness. These benefits include comprehensive medical, dental and vision plans, 401(k), pension, life insurance, parental benefits, adoption assistance, paid time off program with paid holidays plus 16 paid volunteer hours, and various wellness programs. Additionally, our career path planning and continuing education assists employees with their professional goals. For more details on our outstanding benefits, visit our benefits page on Applications for this position are accepted on an ongoing basis, this posting will remain open until the position is filled. Thus, interested candidates are encouraged to apply the same day they view this posting. USAA is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Financial Reporting Analyst Senior

Emirates NBD

<div>
 
 
 About Emirates NBD
 
 
 
 
 
 
 Emirates NBD is a market leader across the MENAT (Middle East, North Africa and T&uuml;rkiye) region with a presence in 13 countries, serving over 20 million customers. The Emirates NBD Group has a total of 853 branches and 4,213 ATMs / SDMs. Emirates NBD is the leading financial services brand in the UAE with a Brand value of USD 3.89 billion.
 
 
 
 
 
 At the bank, we serve our customers and help them realize their financial objectives through a range of banking products and services including retail banking, corporate &amp; institutional banking, Islamic banking, investment banking, private banking, asset management, global markets and treasury, and brokerage operations.
 
 
 
 
 
 We are a key participant in the global digital banking industry, with 97% of all financial transactions and requests conducted outside of our branches. We also operate Liv, the lifestyle digital bank by Emirates NBD. With close to half a million users, it continues to be the fastest-growing digital bank in the region.
 
 
 
 
 
 
 What You Will Be Doing
 
 
 
 
 
 
 The Jobholder is required to prepare in all Regulatory Reporting activities. The activities will include coordination with all stakeholders for data required to prepare monthly, quarterly, and annual Central Bank Returns. Based on the data, preparation / initial self-review of CBUAE returns. In addition, provide assistance in day-to-day activities of Regulatory Reporting team.
 
 
 Detailed description:
 
 
 
 
 <ul>
 <li>
 Ensure timely preparation &amp; submission of Central Bank weekly, fortnightly, monthly &amp; quarterly returns.
 </li>
 <li>
 Preparation of the Basel as per Standardized Approach Ratio &amp; Pillar III disclosure
 </li>
 <li>
 Performing validation and ensuring overall accuracy of returns at time of regulatory form submission &amp; uploads.
 </li>
 <li>
 Ensure compliance with all statutory &amp; regulatory requirements.
 </li>
 <li>
 Timely preparation of other reporting requests /ad-hoc requests by Central Bank Auditor
 </li>
 <li>
 Preparing &amp; providing clarifications on CB requirements to Regulatory Reporting teams in subsidiaries
 </li>
 <li>
 Performing validation and analysis of data received from group subsidiaries.
 </li>
 <li>
 Supporting Regulatory team in conducting Impact Analysis of the new CB circulars issued
 </li>
 </ul>
 
 
 
 
 
 What We are Looking for
 
 
 
 
 
 
 
 
 <ul>
 <li>
 Commerce background (Graduate) with specialization in Accountancy. ACCA/CA or equivalent qualification.
 </li>
 <li>
 Knowledge of Accounting and Reporting aspects including International Financial Reporting Standards
 </li>
 <li>
 Knowledge and understanding of Central Bank guidelines on BRFs.
 </li>
 <li>
 Strong Interpersonal skills
 </li>
 <li>
 Prior experience of up to 5 years working in Finance department of a Bank and at least 2 years in Regulatory Reporting.
 </li>
 <li>
 Ability to work in a multi-cultural organization.
 </li>
 <li>
 Ability to work under pressure.
 </li>
 <li>
 Ability to interact with business finance teams and all other key stakeholders.
 </li>
 </ul>
 
 
 
 
 
 
 
 
 What We Offer You
 
 
 
 
 
 <ul>
 <li>
 Competitive salary package.
 </li>
 <li>
 Strong emphasis on work-life balance and employee wellbeing.
 </li>
 <li>
 Access to world-class Learning &amp; Development platforms for career growth.
 </li>
 <li>
 Generous annual leave and comprehensive Private Healthcare coverage.
 </li>
 <li>
 Preferential banking facilities for employees.
 </li>
 </ul>
 
 
 
 
 
 
 
 
 Why Join Us
 
 
 
 
 
 
 At Emirates NBD Services, we aim to be the employer of choice by helping you unlock your true potential through the right opportunities. We are reimagining the future of work to ensure every employee thrives in an environment that promotes growth, upskilling, and the development of digital skills. Our goal is to empower our employees to build meaningful careers with experiences that shape their future and contribute to Emirates NBD's success. Regardless of your background, location, or preferences, we want every employee to feel connected and engaged as part of the Emirates NBD services team.
 
 
 
</div>

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