risk manager

Egis Group

<div><b>Company Description</b><p><br>
Egis is an international player active in architecture, consulting, construction engineering and mobility services. We create and operate intelligent infrastructures and buildings that respond to the climate emergency and contribute to more balanced, sustainable and resilient territorial development. Operating in 100 countries, Egis puts the expertise of its 19,500 employees at the service of its clients and develops cutting-edge innovations accessible to all projects. Through its wide range of activities, Egis is a key player in the collective organization of society and the living environment of citizens all over the world.</p><p>
With 3,500 employees across 8 countries in the Middle East, Egis has delivered over 700 complex development projects, stimulating economic growth and enhancing quality of life. Ranked among the top ten firms in the Middle East by Engineering News Record (ENR), Egis is committed to sustainable development. The Group&rsquo;s operations in the Middle East are built on strategic acquisitions and a deep understanding of local market conditions. Egis&rsquo; long history of providing comprehensive engineering, consulting, and project management services makes it a trusted partner for regional governments, investors, and developers.</p><b><br>
Job Description</b><p><br>
We are seeking a highly skilled Risk Manager with a strong background in buildings and construction to join our team in Riyadh, Saudi Arabia. In this critical role, you will be responsible for identifying, assessing, and mitigating risks associated with our building projects and operations.</p><ul><li>
Develop and implement comprehensive risk management strategies for building projects and operations</li><li>
Conduct thorough risk assessments and safety audits of buildings and construction sites</li><li>
Analyze data and prepare detailed risk reports for senior management</li><li>
Ensure compliance with local building codes, safety standards, and regulations in Saudi Arabia</li><li>
Collaborate with project managers and stakeholders to integrate risk management practices into project planning and execution</li><li>
Develop and maintain risk registers, identifying potential threats and opportunities</li><li>
Lead risk mitigation efforts and monitor their effectiveness</li><li>
Provide expert advice and training on risk management best practices to team members and stakeholders</li><li>
Stay up-to-date with industry trends and emerging risks in the construction and real estate sectors</li></ul><br>
<b>
Qualifications</b><br>
<ul><li>
Bachelor's degree in Engineering, Architecture, Risk Management, or a related field</li><li>
Minimum of 13 years of experience in risk management, preferably in the construction or real estate industry</li><li>
Professional certifications such as PRM (Professional Risk Manager) or ARM (Associate in Risk Management) preferred</li><li>
In-depth knowledge of building codes and safety standards in Saudi Arabia</li><li>
Strong understanding of risk management principles and practices in the construction industry</li><li>
Excellent analytical and problem-solving skills with a keen eye for detail</li><li>
Proficiency in risk assessment techniques and tools</li><li>
Strong project management skills and ability to handle multiple projects simultaneously</li><li>
Excellent communication and presentation skills, with the ability to convey complex information to diverse audiences</li><li>
Fluency in English; Arabic language skills are a plus</li><li>
Willingness to travel to various project sites within Saudi Arabia as needed</li></ul></div>

Risk Manager

ACIES

<p><b>About Acies</b></p><p>Acies is multi-national firm in the business of consulting, technology applications, content management, and strategic investments. The firm has and continues to partner with leading players in the financial services and technology ecosystem with the objective of achieving tangible positive outcomes by solving complex challenges using new age technologies and practices. The firm also enters into strategic alliances through investments and partnerships with leading and upcoming global technology players that seek to address infrastructural complexities in the financial and technology marketplace through the use of new-age technologies and approaches.</p><p>Acies is headquartered in Mumbai, India and has offices in Singapore and Malaysia and is expanding its global presence in other countries in the Asia Pacific, Middle East, and Africa.</p><p>The firm is seeking to engage highly motivated and talented people to support our growth and continue to deliver a positive impact to our clients and ecosystem. We are looking for people whose integrity and excellence can help propel the firm to greater heights.</p><p>The firm provides exceptional and equal opportunity for all applicants and employees without regard to race, religion, creed, color, national origin, gender, sexual orientation, age, marital status, physical or mental disability. We believe that our people should share in the success of our clients and our business.</p><p>For more information about the firm and its business, please visit www.acies.holdings</p><p>ACIES, Acies Consulting, Acies TechWorks, Acies Ventures, Acies LightHouse, Kepler, Kore, and Antares are registered trademarks of Acies Consulting LLP and its subsidiaries in India and/ or other countries.</p><p><b>Risk manager - Retail banking portfolio of the Bank (Six-Month Contract - Onsite at Kuwait)</b></p><p>Six months&rsquo; initial contract with possibility of extension / full time conversion based on organization&rsquo;s needs. Position is on site at Kuwait for one of Acies's clients.</p><p><b>Position Summary</b></p><p>Developing, implementing, and monitoring credit policies for consumer products (loans, credit cards). Responsibilities include analyzing portfolios to mitigate risks, utilizing IFRS9 models, overseeing collections, and ensuring compliance with Central Bank of Kuwait regulations.</p><p><b>Principal Duties and Responsibilities</b></p><ul><li><b>Policy Development:</b> Review and establish retail credit policies, procedures, and risk strategies to align with bank goals and regulatory requirements.</li><li><b>Risk Analytics &amp; Modelling:</b> Develop, validate, and manage retail IFRS9 models for credit risk, including portfolio monitoring and stress testing.</li><li><b>Portfolio Management:</b> Analyze consumer banking portfolios (mortgages, personal loans, cards) to identify trends, potential risks, and areas for mitigation.</li><li><b>Collections Strategy:</b> Create and optimize, collections strategies to improve recovery rates, utilizing appropriate systems and staff resources.</li><li><b>Compliance &amp; Reporting:</b> Ensure all activities adhere to regulatory guidelines and internal risk policies; prepare reports for management.</li></ul><p><b>Required Qualifications / Skills</b></p><ul><li><b>Education:</b> Bachelor&rsquo;s or Master&rsquo;s degree in Finance, Risk Management, Economics, or related fields.</li><li><b>Experience:</b> Proven experience in retail risk management, preferably within the GCC banking sector.</li><li><b>Technical Skills:</b> Strong analytical skills, proficiency in SAS or SQL for data analysis, and familiarity with IFRS 9.</li><li><b>Regulatory Knowledge:</b> Deep understanding of risk frameworks and regulations, particularly those set by the Central Bank of Kuwait.</li><li><b>Communication:</b> Excellent English communication skills; Arabic is often preferred</li></ul><p><b>Preferred Experience</b></p><ul><li>Minimum of six (4) to eight (6) years of demonstrable, hands-on experience as a Risk manager for the Retail banking segments of Middle Eastern banks / Banks in Kuwait</li><li>Strong knowledge of Retail Risk Credit Policies &amp; Procedures with experience in the implementation and monitoring of the effectiveness of the policy</li><li>Strong process orientation and should contribute to the improvement of retail risk process efficiency</li><li>Strong understanding of portfolio level risk analytics</li><li>Ability to provide a coherent risk view to the senior management</li><li>Strong statistical &amp; modelling skills</li><li>Ability to understand the implications of modelling assumptions</li><li>Strong analytical skills, communication skills, knowledge of retail banking principles, knowledge of Basel and credit systems</li></ul><p>Job Types: Full-time, Contract<br/>Contract length: 6 months</p><p>Pay: KD7,000.000 - KD10,000.000 per year</p><p>Ability to commute/relocate:</p><ul><li>Kuwait City: Reliably commute or planning to relocate before starting work (Required)</li></ul><p>Experience:</p><ul><li>Retail banking risk mgmt.: 4 years (Required)</li></ul><p>Language:</p><ul><li>English (Required)</li></ul><p>Location:</p><ul><li>Kuwait City (Preferred)</li></ul>

Risk manager - Retail banking

<div><b>Company Description</b><p><br>
10 Design, part of Egis Group, is an international architecture and master planning practice with offices in Hong Kong, Shanghai, Edinburgh, Dubai, Miami, London, Shenzhen, Singapore, and San Francisco.</p><p>
Founded in 2010, the practice has won over 80 international awards and major design competitions. Our diverse and creative team with 380 architects and designers from 35 nationalities has designed and delivered work in 60 cities across Asia, the Middle East, Europe, and Americas.</p><p>
10 Design works at diverse scales, from the design of individual buildings to the planning of cities. The practice focuses on bringing innovative design solutions for multicultural projects, with economic and social integrity. Its works include transport-oriented developments as well as mixed-use, retail, hospitality, residential, research and science, and civic and cultural projects.</p><p>
10 Design's parent company, Egis is a global leader in the consulting, construction engineering, and mobility service sectors. With a worldwide reputation for excellence and sustainability, Egis and 10 Design together provide a compelling offer that encompasses building engineering services and architectural design.</p><b><br>
Job Description</b><p><br>
We are seeking a highly skilled and experienced Risk Manager to join our team in Riyadh, Saudi Arabia. As a Risk Manager, you will play a crucial role in identifying, assessing, and mitigating risks across our organization, ensuring the protection of our assets, reputation, and operational efficiency.</p><ul><li>
Develop and implement comprehensive risk management strategies and policies aligned with organizational goals and industry best practices</li><li>
Conduct thorough risk assessments and analyze potential threats to the company's operations, finances, and reputation</li><li>
Create and maintain a dynamic risk register, regularly updating and prioritizing identified risks</li><li>
Lead risk workshops and collaborate with cross-functional teams to identify and evaluate potential risks</li><li>
Develop and implement risk mitigation plans and contingency strategies</li><li>
Monitor the effectiveness of risk controls and ensure timely implementation of corrective actions</li><li>
Prepare detailed risk reports and dashboards for senior management and stakeholders</li><li>
Provide expert guidance on risk-related matters to various departments and project teams</li><li>
Stay updated on local and international risk management standards, regulations, and best practices</li><li>
Collaborate with legal and compliance teams to ensure adherence to relevant laws and regulations</li><li>
Contribute to the development of a strong risk-aware culture throughout the organization</li></ul><br>
<b>
Qualifications</b><br>
<ul><li>
Bachelor's degree in Risk Management, Business Administration, Engineering, or a related field; Master's degree preferred</li><li>
Minimum of 15 years of experience in risk management, with at least 5 years in a senior risk management role</li><li>
Professional certifications such as Certified Risk Manager (CRM) or Project Management Professional (PMP)</li><li>
Proven expertise in risk identification, analysis, mitigation planning, and monitoring</li><li>
Strong understanding of performance-based contracts and risk allocation strategies</li><li>
Proficiency in risk management tools and software (e.g., Primavera Risk Analysis, Active Risk Manager)</li><li>
Excellent analytical and problem-solving skills with a keen attention to detail</li><li>
Strong leadership and communication skills to influence and drive a risk-aware culture</li><li>
Experience with financial risk assessment and management</li><li>
Knowledge of local and international risk management standards and regulations</li><li>
Familiarity with Saudi Arabian business practices and regulatory environment</li><li>
Fluency in English required; Arabic language skills highly desirable</li></ul></div>

Risk Manager (Airport Exp.)

Acwa

<div>
 <p>
  We are seeking an experienced
  <strong>
   Risk Director / Risk Manager
  </strong>
  to lead and strengthen risk management across our
  <strong>
   Business Units, Operations, Construction, and Corporate Functions
  </strong>
  (Corporate Affairs, People &amp; Culture, Legal, and HSSE).
 </p>
 <p>
  This is a senior, high-impact role responsible for identifying, assessing, monitoring, and mitigating
  <strong>
   operational, construction, financial, human capital, and HSSE risks
  </strong>
  across complex projects and corporate activities. You will work closely with executive leadership and cross-functional teams to enhance risk visibility, improve decision-making, and protect long-term business value.
 </p>
 <p>
  <strong>
   Key Responsibilities:
  </strong>
 </p>
 <p>
  <strong>
   Enterprise, Operations &amp; Construction Risk
  </strong>
 </p>
 <ul>
  <li>
   Identify and manage risks across operations and construction, including reliability, outages, availability, commercial, contractual, environmental, and regulatory risks.
  </li>
  <li>
   Consolidate project and construction risks at the corporate level in collaboration with Construction, Project Delivery, and CFO teams.
  </li>
  <li>
   Develop and implement risk strategies covering funding gaps, schedule delays, supply chain disruptions, liquidated damages, and quality/QA-QC issues.
  </li>
  <li>
   Ensure mitigation actions are tracked and embedded into risk treatment plans.
  </li>
 </ul>
 <p>
  <strong>
   Human Capital Risk
  </strong>
 </p>
 <ul>
  <li>
   Partner with People &amp; Culture to assess workforce risks such as attrition, recruitment challenges, organizational restructuring, and culture-related risks.
  </li>
  <li>
   Aggregate site-level workforce risks into a clear corporate view, including challenges related to remote or hard-to-staff locations.
  </li>
  <li>
   Provide senior management with clear insights and recommendations on human capital risk exposure.
  </li>
 </ul>
 <p>
  <strong>
   HSSE &amp; Sustainability Risk
  </strong>
 </p>
 <ul>
  <li>
   Assess HSSE risks and ensure alignment with corporate frameworks and industry best practices.
  </li>
  <li>
   Monitor environmental, sustainability, and ESG-related regulations and evaluate their impact on operations and projects.
  </li>
  <li>
   Collaborate with HSSE and Sustainability teams to integrate environmental and social risks into decision-making.
  </li>
 </ul>
 <p>
  <strong>
   Risk Monitoring &amp; Reporting
  </strong>
 </p>
 <ul>
  <li>
   Monitor project and operational performance to identify emerging and trending risks.
  </li>
  <li>
   Develop Early Risk Indicators (ERIs) across operations and construction portfolios.
  </li>
  <li>
   Maintain risk dashboards and deliver concise, actionable reports to senior management.
  </li>
 </ul>
 <p>
  <strong>
   Stakeholder Engagement &amp; Capability Building
  </strong>
 </p>
 <ul>
  <li>
   Work closely with Legal, Finance, Operations, Construction, Technology, and Compliance teams to ensure a holistic risk approach.
  </li>
  <li>
   Support investment and business decisions by embedding risk considerations early.
  </li>
  <li>
   Deliver risk awareness sessions and training across the organization.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Qualifications &amp; Requirements:
  </strong>
 </p>
 <ul>
  <li>
   Bachelor&rsquo;s degree in Finance, Economics, or a related field.
  </li>
  <li>
   Professional financial certification
   <strong>
    (mandatory)
   </strong>
   .
  </li>
  <li>
   Risk certifications such as
   <strong>
    FRM, IRM
   </strong>
   or similar are highly preferred.
  </li>
 </ul>
 <p>
  <strong>
   Experience
  </strong>
 </p>
 <ul>
  <li>
   10+ years of experience in risk management, investment analysis, or business development.
  </li>
  <li>
   Strong exposure to large-scale infrastructure, construction, energy, utilities, or capital-intensive projects.
  </li>
  <li>
   Proven experience managing operational, construction, financial, and regulatory risks.
  </li>
 </ul>
 <p>
  <strong>
   Skills &amp; Competencies
  </strong>
 </p>
 <ul>
  <li>
   Strong analytical and problem-solving skills with the ability to translate complex risks into actionable insights.
  </li>
  <li>
   Deep understanding of financial markets, investment pricing models, and risk methodologies.
  </li>
  <li>
   Advanced knowledge of enterprise and project risk frameworks.
  </li>
  <li>
   Proficiency in financial modelling tools (Excel, VBA, Python).
  </li>
  <li>
   Excellent communication skills with confidence engaging senior stakeholders.
  </li>
  <li>
   Proactive, hands-on, and accountable leadership style.
  </li>
 </ul>
 <p>
 </p>
</div>


Risk Manager - Corporate Functions

<div><p><b>Line of Service
</b></p>Advisory
<p></p><p><b>Industry/Sector
</b></p>Technology
<p></p><p><b>Specialism
</b></p>Advisory - Other
<p></p><p><b>Management Level
</b></p>Manager
<p></p><p><b>Job Description &amp; Summary
</b></p>A career in our Enterprise Risk Management practice, within Risk and Compliance services, will provide you the opportunity to work with a team that provides clients with extensive risk and controls technical knowledge and sector specific experience. You&rsquo;ll have the opportunity to develop a holistic approach to risk that protects businesses, facilitates strategic decision making and enhances efficiency by assisting management in the assessment of project risks and controls.
<br>
<br>
Our team helps organisations identify and assess risks that affect their business objectives. As a part of the team, you&rsquo;ll help our clients reduce their costs and improve the effectiveness of their governance, risk and compliance activities, and assess, design, or implement enterprise risk management capabilities.
<p></p><p><b>About PwC ETIC - Egypt Technology and Innovation Centre
</b></p><p></p><p>PwC opened a new Technology &amp; Innovation Center in Cairo that delivers high quality technology solutions to consulting clients across the globe. The Centre provides a broad suite of skills and services to our clients, ranging from Packaged Applications such as SAP &amp; Oracle, to cyber security, data analytics, custom development and cloud services utilising AWS, Azure and Google, as well as expanding our existing managed services capabilities.
</p><p>The centre is looking to expand rapidly and we are looking for enthusiastic self-starters with a passion for technology and client delivery to help shape and form this new venture.
</p><p></p><p><b>Cyber Security Cyber Risk Manager, core responsibility overview:
</b></p><ul><li><p>Team leadership - As a manager you lead and guide your team in all important issues and make a significant contribution to the success of projects
</p></li><li><p>Global orientation - Work with a global mindset with teams based in the UK, Germany and other Middle Eastern Countries
</p></li><li><p>Holistic advisory services - As a member of an ambitious and fast-growing team, you will advise leading industrial companies on various governance, risk and compliance (GRC) topics.
</p></li><li><p>Security evaluation - You support in performing a range of cyber security assessments and audits against industry frameworks &amp; controls, including the evaluation of compliance with regulatory requirements, Third Party Risk Management (TPRM) capabilities and program maturity level assessments. You will be executing benchmarks using tools and reporting outcomes against industry standards.
</p></li><li><p>Cyber requirements definition - You participate in the development, review and ongoing maintenance of cyber security policies, standards, procedures.
</p></li><li><p>Personal development - You can expect excellent development opportunities with challenging tasks, accompanied by practical coaching and a wide range of training possibilities and learning pathways. Continuous exposure and exchange with other companies in our PwC network enables you to gain international experience.
</p></li></ul><p></p><p><b>Role requirements:
 </b></p><ul><li><p>Good knowledge and/or a proven record of success in regard to Governance, Risk and Compliance (GRC)
</p></li><li><p>Good knowledge of common cyber security frameworks such as ISO 27001, NIST CSF, DORA, CRA &amp; PCI DSS
</p></li><li><p>Experience in executing cyber security audits and assessments
</p></li><li><p>Experience in defining cyber security policies, standards and procedures
</p></li><li><p>Experience in IT compliance consulting (e.g. information security, identity &amp; access management)
</p></li><li><p>Experience in IT, processes and controls
</p></li><li><p>Experience in Data analysis, process mining, crypto (in particular cryptocurrency)
</p></li><li><p>Experience in Accounting
</p></li><li><p>At least 6 years of relevant work experience
</p></li><li><p>Open minded seeking innovative solutions
</p></li><li><p>Ability to work within a fast-paced &amp; unstructured environment
</p></li><li><p>Self-starter attitude
</p></li></ul><p></p><p><b>Essential skills &amp; attributes:
</b></p><ul><li><p>Experience in Consulting or working within multinational environments
</p></li><li><p>Good communication and presentation skills
</p></li><li><p>Ability and willingness to learn new subject areas
</p></li><li><p>Ability to work within a fast-paced &amp; unstructured environment. Must be able to multi-task and effectively and continually prioritise
</p></li><li><p>Excellent oral and written English skills.
</p></li></ul><p></p><p><b>Education
</b></p><ul><li><p>University degree, ideally in the fields of computer science, business informatics, business administration, mathematics or comparable
</p></li></ul><ul><li><p>Cyber security certifications (i.e. CISSP, CISM, ISO 27001) are a plus
</p></li></ul><p></p><p><b>Education </b><i>(if blank, degree and/or field of study not specified)
</i></p>Degrees/Field of Study required:
<p></p>Degrees/Field of Study preferred:
<p></p><p><b>Certifications </b><i>(if blank, certifications not specified)
</i></p><p></p><p><b>Required Skills
</b></p><p></p><p><b>Optional Skills
</b></p>Accepting Feedback, Accepting Feedback, Active Listening, Agile Methodology, Analytical Thinking, Azure Data Factory, Coaching and Feedback, Communication, Creativity, Cybersecurity, Cybersecurity Framework, Cybersecurity Policy, Cybersecurity Requirements, Cybersecurity Strategy, Embracing Change, Emotional Regulation, Empathy, Encryption Technologies, Inclusion, Intellectual Curiosity, Learning Agility, Managed Services, Optimism, Privacy Compliance, Professional Courage {+ 13 more}
<p></p><p><b>Desired Languages </b><i>(If blank, desired languages not specified)
</i></p><p></p><p><b>Travel Requirements
</b></p>Not Specified
<p></p><p><b>Available for Work Visa Sponsorship?
</b></p>No
<p></p><p><b>Government Clearance Required?
</b></p>No
<p></p><p><b>Job Posting End Date</b></p></div><p></p>

ETIC, Cyber Risk Manager

M&T Bank

<div><div>This position may be based in Wilmington, DE or Buffalo, NY.</div><div></div><div>
Overview:<br>
Manages first line of defense risk management responsibilities of a specified business unit within the Institutional Client Services Division (&ldquo;ICS&rdquo;) in accordance with the Enterprise Risk Framework. Oversees the proactive identification, accurate assessment and reporting of risks impacting the business unit, including loss events and Key Risk Indicators (KRIs). Ensures the appropriate escalation of identified issues and the timely completion of remediation plans.<br>
<br>
Primary Responsibilities:</div><ul><li>
Lead the planning, execution, and reporting for the business unit first line of defense risk management function including ensuring the documentation of key processes and internal controls across the division.</li><li>
Ensure the complete and proper identification and assessment of risks across the business unit in accordance with the Enterprise Risk Framework and the ICS FLOD Program.</li><li>
Assist with applicable reporting to business unit management, Bank management and internal risk committees.</li><li>
Monitor business unit performance with respect to established key risk indicators (KRIs) and assist in the remediation measures, as necessary.</li><li>
Work with business unit business partners to ensure the accurate and timely completion of Risk Control</li><li>
Self Assessments (RCSAs) and other risk management reporting across the business unit.</li><li>
Identify emerging risks and risks associated with new products, services, markets, channels or changes to existing products, services, markets or channels across the business unit and oversee the reporting of these risks to management and the Bank&rsquo;s Markets, Products and Services Risk Committee</li><li>
Ensure the effective and efficient management, reporting and resolution of issues and remediation plans.</li><li>
Oversee the process for identifying and reporting risk events and losses in a timely manner.</li><li>
Escalate identified issues to the ICS Business Line Risk Officer and business unit management.</li><li>
Assist in the development, implementation and oversight of the maintenance of policies for ICS, including updating policies in response to federal, state or business unit process changes. Respond to internal and external requests in relation to departmental policies and procedures.</li><li>
Provide coaching and mentoring to the staff. Build a working relationship with business unit management, Internal Audit, Corporate Operational Risk and Corporate Compliance.</li><li>
Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance management and terminations.</li><li>
Understand and adhere to the Company&rsquo;s risk and regulatory standards, policies and controls in accordance with the Company&rsquo;s Risk Appetite. Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis. Identify risk-related issues needing escalation to management.</li><li>
Promote an environment that supports belonging and reflects the M&amp;T Bank brand.</li><li>
Maintain M&amp;T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. Complete other related duties as assigned.</li></ul><div></div><div>
Supervisory / Managerial Responsibilities:</div><div>
No of employees: 3</div><div><br>
Education and Experience Required:<br>
Bachelor&rsquo;s degree and a minimum of 9 years&rsquo; relevant work experience specific to the business unit supported, or in lieu of a degree, a combined minimum of 13 years&rsquo; higher education and/or work experience, including a minimum of 9 years&rsquo; relevant work experience specific to the business unit supported</div><div></div><div>
Education and Experience Preferred:</div><div>
Certification related to the specific business unit supported</div><div></div><div>
#firstlineof defense</div><div>
#controltesting</div><div>
#Wilmingtontrust</div><div>
#LI-LA1</div><div></div>
M&amp;T Bank is committed to fair, competitive, and market-informed pay for our employees. The pay range for this position is $141,800.00 - $236,400.00 (USD). The successful candidate&rsquo;s particular combination of knowledge, skills, and experience will inform their specific compensation.<div></div><div>
Location</div>
Wilmington, Delaware, United States of America</div>

Business Risk Manager III

Ameriprise Financial

<div>Provide operational and/or financial risk management by leading the organization in critical risk control development and day-to-day risk oversight. Provide project support and lead process reviews identifying risk and developing solutions while maintaining regulatory and supervisory controls. Serve as an escalation point of contact/risk liaison by working closely with business leaders, staff, and external partners to ensure appropriate information exchange and to drive forward risk reducing recommendations and actions.<p></p><p><b>
Key Responsibilities</b></p><ul><li><p><br>
Facilitate alignment, resolve escalated issues and provide a point of contact for business and external senior leaders. Identify and reduce risk through system and process validation, ensure system reporting and systems displays are accurate and compliant. Provide expertise to other areas for enhancement and implementation of Self&ndash;Monitoring plans.</p></li><li><p>
Ensure regulatory and supervisory controls are in place for products and processes by acting as a point of contact for internal, external business partners, such as Compliance, Legal, Products, and senior leaders. Direct and guide initiatives by validating applicable SEC or FINRA rules to business processes and enhancing processes or documentation as necessary.</p></li><li><p>
Review reports illustrating risk parameters and metrics associated with business lines. Ensure data sources have high integrity and appropriate risk measures are used. Mitigate risk by developing and/or monitoring operational metrics across business. Initiate and/or conduct Risk Assessments across business.</p></li><li><p>
Develop and enhance risk measurement policies, procedures and metrics.</p></li><li><p>
Enhance risk reporting with new ideas gathered from research, best practices, and knowledge.</p></li><li><p>
Lead operational and regulatory audits (i.e. NASD/SEC, FINRA, Sarbanes Oxley).</p></li></ul><p><b><br>
Required Qualifications</b></p><ul><li><p><br>
Education: Bachelors degree or equivalent.</p></li><li><p>
Experience: 3-5 years of relevant experience.</p></li><li><p>
Strong analytical, organizational, and time management skills.</p></li><li><p>
Strong ability to lead, partner, and influence across all leadership levels.</p></li><li><p>
Excellent written and verbal communication skills.</p></li><li><p>
Ability to drive results and meet deadlines to reduce risks.</p></li><li><p>
Must be able to work independently.</p></li><li><p>
Demonstrated people leadership experience, either through direct leadership or coaching/mentoring roles.</p></li></ul><p><b><br>
Preferred Qualifications</b></p><ul><li><p><br>
Active FINRA Series 7 license.</p></li><li><p>
Knowledge and experience of brokerage products and operations processes within a broker-dealer.</p></li><li><p>
Understanding of the regulations and rules that impact clearing and introducing broker-dealers.</p></li></ul><p></p><p><b>
About Our Company</b><br>
We&rsquo;re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses &ndash; Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.</p><p></p><div><div><div><div><div><div><div><p><b>
Base Pay Salary</b></p></div></div></div></div></div></div></div>
The estimated base salary for this role is $87,400- $110,000/ year. We have a pay-for-performance compensation philosophy. Your initial total compensation may vary based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that supports all aspects of your health and well-being, including but not limited to vacation time, sick time, 401(k), and health, dental and life insurances.<p>
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.</p><p></p><p>
We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.</p><p></p><div><div><div><div><div><div><div><p><b>
Full-Time/Part-Time</b></p></div></div></div></div></div></div></div>
Full time<p></p><div><div><div><div><div><div><div><p><b>
Exempt/Non-Exempt</b></p></div></div></div></div></div></div></div>
Exempt<p></p><div><div><div><div><div><div><div><p><b>
Job Family Group</b></p></div></div></div></div></div></div></div>
Business Support &amp; Operations<p></p><div><div><div><div><div><div><div><p><b>
Line of Business</b><b>
</b></p></div></div></div></div></div></div></div>CLEAR Clearing</div>

Risk Management Manager

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