senior compliance officer

York Towers

<div>
 York Towers is the development arm of the York Holding Group. Through continuous research and the ability to predict emerging trends, the company keeps an edge over the market. Playing a leading role in driving the successful development and diversification of one of the most vital economic sectors, York Towers is committed to creating residential products across the country that provide residents with distinctive, universal, multicultural, and enriching lifestyles. York Towers is the exclusive developer of luxury real estate worldwide. The company aims to become a leading real estate player through an efficient business model and advanced technologies used for designing and construction. Since its establishment in 2016, York Towers has delivered 20 real estate properties and runs six dynamic projects. York Towers operates eight offices in five countries across three continents.
 
 
 Position:&nbsp;
 
 Senior Compliance Officer
 
 
 
 Department:&nbsp;
 
 Compliance &amp; Risk
 
 
 
 Unit:&nbsp;
 
 Regulatory Compliance Unit
 
 
 
 
 
 
 
 
 
 About the Company
 
 
 
 
 
 
 A&nbsp;
 
 regulated fintech platform
 
 &nbsp;transforming real estate investment through&nbsp;
 
 tokenization and fractional ownership
 
 . The platform connects investors with vetted, income-generating real estate opportunities, blending traditional real estate security with fintech innovation.
 
 
 &nbsp;With operations launching after CMA Certification, the company is building a world-class team to lead the region&rsquo;s move toward digital, transparent, and compliant real estate investment solutions.
 
 
 
 
 
 
 Position Summary
 
 
 
 
 
 
 The Senior Compliance Officer will establish, lead, and oversee the company&rsquo;s compliance and risk management framework in alignment with&nbsp;
 
 CMA
 
 ,&nbsp;
 
 SAMA
 
 , and&nbsp;
 
 AML/CFT
 
 &nbsp;regulations.
 
 
 This senior role ensures full regulatory readiness for licensing and ongoing operations, serving as the main liaison with Saudi regulators and the Board of Directors.
 
 
 
 
 
 
 
 
 
 Duties and Responsibilities
 
 
 
 
 
 
 
 Regulatory Compliance
 
 
 <ul>
 <li>
 Act as the&nbsp;
 
 Controlled Function &ndash; Compliance Officer
 
 &nbsp;under the CMA Authorized Persons Regulations (APR).
 </li>
 <li>
 Lead the company&rsquo;s regulatory licensing process through the&nbsp;
 
 CMA FinTech Lab
 
 &nbsp;and subsequent Authorized Person (AP) approval.
 </li>
 <li>
 Serve as the primary contact for&nbsp;
 
 CMA
 
 ,&nbsp;
 
 SAMA
 
 , and the&nbsp;
 
 Financial Intelligence Unit (FIU)
 
 .
 </li>
 <li>
 Monitor regulatory changes and ensure continuous alignment with CMA circulars and guidelines.
 </li>
 <li>
 Oversee the registration of all controlled functions and notify CMA of any personnel or organizational changes.
 
 
 </li>
 </ul>
 
 
 
 
 
 Compliance Framework &amp; Risk Management
 
 
 <ul>
 <li>
 Develop and implement company-wide&nbsp;
 
 compliance, AML/CFT, and governance frameworks
 
 .
 </li>
 <li>
 Conduct periodic risk assessments, internal reviews, and AML audits.
 </li>
 <li>
 Ensure investor onboarding, digital transactions, and fund flows comply with regulatory requirements.
 </li>
 <li>
 
 Supervise compliance procedures related to investor onboarding, suitability assessment, and ongoing monitoring of investor transactions to ensure full adherence to CMA regulations and AML standards.
 
 </li>
 <li>
 
 Collaborate with operational teams to ensure transparent investor communication and proper handling of compliance-related escalations.
 
 </li>
 <li>
 Manage investigations and report findings or breaches to the&nbsp;
 
 Board
 
 &nbsp;and&nbsp;
 
 CMA
 
 .
 
 
 </li>
 </ul>
 
 
 
 
 
 Training &amp; Culture
 
 
 <ul>
 <li>
 Deliver training programs on&nbsp;
 
 ethics, AML, sanctions, and compliance
 
 &nbsp;to management and staff.
 </li>
 <li>
 Foster a culture of integrity, transparency, and compliance across all departments.
 
 
 </li>
 </ul>
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Qualifications &amp; Experience
 
 
 
 
 
 
 
 Education
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree in&nbsp;
 
 Law, Finance, Accounting, or Business
 
 .
 </li>
 <li>
 
 Master&rsquo;s degree
 
 &nbsp;or&nbsp;
 
 ICA certification
 
 &nbsp;preferred.
 
 
 </li>
 </ul>
 
 
 
 
 
 Work Experience
 
 
 <ul>
 <li>
 Minimum&nbsp;
 
 5 years
 
 &nbsp;of experience in&nbsp;
 
 compliance, regulatory, or legal roles
 
 &nbsp;within&nbsp;
 
 financial services or fintech
 
 .
 </li>
 <li>
 Proven experience working with&nbsp;
 
 CMA or SAMA-regulated institutions
 
 .
 </li>
 <li>
 Demonstrated ability to lead compliance frameworks and regulatory interactions.
 
 
 </li>
 </ul>
 
 
 
 
 
 Required Skills
 
 
 <ul>
 <li>
 Strong knowledge of&nbsp;
 
 CMA regulations
 
 ,&nbsp;
 
 AML/CFT laws
 
 , and&nbsp;
 
 FinTech Lab standards
 
 .
 </li>
 <li>
 Excellent understanding of&nbsp;
 
 governance, risk, and regulatory reporting frameworks
 
 .
 </li>
 <li>
 Strong leadership and stakeholder communication skills.
 </li>
 <li>
 High attention to detail and ethical judgment.
 </li>
 <li>
 Fluency in&nbsp;
 
 Arabic and English
 
 &nbsp;(written and verbal).
 
 
 </li>
 </ul>
 
 
 
 
 
 
 
 
 Required Certifications
 
 
 <ul>
 <li>
 
 CME-1B, CME-2A, and CME-2B
 
 &nbsp;certifications required (exemptions apply for ICA Advanced Certificate holders).
 </li>
 <li>
 If not available, the company will&nbsp;
 
 sponsor the required CMA certifications
 
 &nbsp;before licensing.
 
 
 </li>
 </ul>
 
 
 
 
 
 
 
 
 Reporting Line
 
 
 
 Reports functionally to the&nbsp;
 
 Board of Directors
 
 &nbsp;and administratively to the&nbsp;
 
 Chief Executive Officer (CEO)
 
 .
 
 
 
 
</div>

Senior Compliance Officer – FinTech (CME A&B Certified)

Marshall CS Doha

Job Opportunity: Compliance OfficerLocation: Doha, Qatar Company: Marshall CS DohaAbout UsMarshall CS Doha is a trusted provider of technology and corporate solutions, committed to excellence, transparency, and regulatory integrity. As we continue to grow, we are seeking a dedicated Compliance Officer to ensure our operations align with Qatari laws, international standards, and company policies.Role OverviewThe Compliance Officer will be responsible for developing, implementing, and monitoring compliance programs across the organization. This role requires strong analytical skills, attention to detail, and the ability to advise management on regulatory risks and best practices.Key Responsibilities<ul><li>Develop and oversee compliance policies, procedures, and frameworks.</li><li>Monitor regulatory changes and advise management on implications.</li><li>Conduct internal audits and risk assessments to ensure compliance.</li><li>Train employees on compliance requirements and ethical standards.</li><li>Investigate and resolve compliance issues or breaches.</li><li>Collaborate with legal, finance, and operations teams to ensure adherence to regulations.</li><li>Prepare compliance reports and present findings to senior leadership.</li><li>Ensure compliance with Qatari laws, industry regulations, and international standards.</li></ul>Qualifications<ul><li>Bachelor&rsquo;s degree in Law, Finance, Business Administration, or related field; compliance certifications (e.g., CCEP, ICA) preferred.</li><li>4&ndash;7 years of experience in compliance, risk management, or auditing.</li><li>Strong knowledge of Qatari regulatory frameworks and international compliance standards.</li><li>Proficiency in compliance management systems and reporting tools.</li><li>Excellent analytical, communication, and problem-solving skills.</li><li>Ability to work independently and manage multiple priorities.</li><li>Fluency in English; Arabic is a plus.</li></ul>Why Join Us?<ul><li>Be part of a growing technology and corporate solutions company in Doha.</li><li>Play a key role in safeguarding Marshall CS Doha&rsquo;s regulatory integrity.</li><li>Competitive salary and benefits package.</li><li>Opportunities for professional development and career advancement.</li><li>Supportive, collaborative, and innovation-driven work culture.</li></ul>نوع الوظيفة: دوام كاملالراتب المدفوع: QAR٠٫٠٠&nbsp;لكل شهرموقع العمل: بشكل شخصي

Compliance Officer

Digital Service Tamil

Overview:Digital Service Tamil is seeking a skilled Chief Compliance Officer to lead our compliance initiatives and ensure adherence to laws and regulations. This key role will involve establishing a strong compliance culture across the organization to mitigate risks and uphold ethical standards.Key Responsibilities:<ul><li>Develop and implement compliance policies and procedures that align with regulatory requirements and industry standards.</li><li>Conduct regular audits and assessments to identify compliance risks and recommend appropriate measures.</li><li>Provide guidance and training to employees on compliance issues and best practices.</li><li>Monitor changes in regulations and ensure the organization adapts to new legal requirements.</li><li>Collaborate with senior management to promote a culture of integrity and accountability within the organization.</li><li>Serve as the primary point of contact for regulatory agencies and manage communications related to compliance matters.</li></ul>Qualifications:<ul><li>Bachelor&rsquo;s degree in Law, Business Administration, or a related field; advanced certifications in compliance or risk management are a plus.</li><li>Proven experience as a Chief Compliance Officer or in a similar compliance role.</li><li>Strong knowledge of compliance regulations and industry best practices.</li><li>Excellent analytical, organizational, and leadership skills.</li><li>Ability to communicate complex compliance topics effectively to varied audiences.</li></ul>Why Join Us?At Digital Service Tamil, we are dedicated to providing high-quality digital solutions while maintaining strict compliance with legal standards. Join our team to play a vital role in fostering a culture of compliance and ethical business practices.نوع الوظيفة: دوام كامل, دائم, عقدالراتب المدفوع: ﷼١٠٠٫١٤&nbsp;لكل ساعةموقع العمل: على الطريق

Chief Compliance Officer

DAMANA

<div>
 
 Our TPA, SAICO Healthcare in Bahrain is currently looking for a Compliance Officer with 3-5 years experience in compliance or finance or legal business.
 
 
 
 
 
 
 
 Job Summary
 
 
 
 
 
 
 
 Responsible for ensuring that the Company&rsquo;s activities in different jurisdictions are in adherence with all applicable laws, rules and regulations to the Company
 
 
 
 
 
 
 
 Main Responsibilities
 
 
 
 <ul>
 <li>
 Assists in developing and maintaining the Company&rsquo;s Compliance policies and procedures.
 </li>
 <li>
 Monitors and ensures day-to-day compliance with the Company&rsquo;s own internal Compliance policies and procedures and the applicable laws/regulations.
 </li>
 <li>
 Reports on the effectiveness of the licensee&rsquo;s AML/CFT controls, for consideration by senior management.
 </li>
 <li>
 Works with the Human Resources Department and other department as appropriate to develop an effective and adequate arrangement for staff awareness and training on AML/CFT matters.
 </li>
 <li>
 Acts as an independent review and evaluation body to ensure that compliance Issues/concerns within the Company are being appropriately evaluated, investigated and resolved.
 </li>
 <li>
 Actively participates in developing, initiating, maintaining, and revising policies and procedures for the general operation of the compliance program and its related activities to prevent illegal, unethical, or improper conduct.
 </li>
 <li>
 Actively participates in developing and periodically reviewing and updating standards of compliance conduct to ensure continuing currency and relevance in providing guidance to management and employees.
 </li>
 <li>
 Collaborates with other departments to direct compliance issues to appropriate existing channels for investigation and resolution.
 </li>
 </ul>
 
 
 
 
 
 
 Education Degree
 
 
 
 <ul>
 <li>
 Bachelor's Degree in Law/Business/Finance
 </li>
 <li>
 CAMS certification is preferred.
 </li>
 </ul>
</div>

Behzad Trading Enterprises

Chief Compliance Officer (CCO) &mdash; Job DescriptionRole summarySenior executive accountable for designing, implementing, and overseeing the compliance program to ensure the organization meets legal, regulatory, and internal policy obligations while enabling business objectives.Key responsibilities:<ul><li>Compliance program strategy: Develop and maintain an enterprise-wide compliance framework, policies, standards, and compliance risk appetite aligned with business strategy and regulatory expectations.</li><li>Regulatory monitoring &amp; interpretation: Monitor applicable laws, regulations, supervisory guidance, and industry standards; interpret implications for the business and update policies accordingly.</li><li>Policy development &amp; implementation: Draft, maintain, and communicate compliance policies, procedures, and codes of conduct; ensure consistent application across the organization.</li><li>Monitoring &amp; testing: Design and manage compliance monitoring, testing, and control assurance programs (including transaction testing, surveillance, and program effectiveness reviews).</li><li>Advisory &amp; control integration: Provide proactive compliance advice to business units on product launches, marketing, contracts, partnerships, and operational changes to ensure compliant design and rollout.</li><li>Training &amp; culture: Develop and deliver compliance training, awareness programs, and communications to embed a strong compliance culture and ethical behavior across the firm.</li><li>Incident management &amp; investigations: Lead investigations of potential compliance breaches, remedial action plans, disciplinary recommendations, and reporting to senior management and regulators as required.</li><li>Regulatory engagement &amp; exams: Serve as primary liaison with regulators, external auditors, and industry bodies; prepare the organization for regulatory exams and manage responses to findings.</li><li>Third‑party &amp; vendor compliance: Oversee third‑party due diligence, ongoing monitoring, and contractual compliance obligations for critical vendors and partners.</li><li>Reporting &amp; governance: Prepare compliance reporting for the board, executive management, and relevant committees; chair or support compliance committees and ensure clear escalation channels.</li><li>Data privacy &amp; AML/KYC (as applicable): Oversee compliance functions for anti‑money laundering, sanctions screening, Know Your Customer (KYC), consumer protection, data privacy, and other jurisdiction‑specific regimes, or coordinate with specialists if separate.</li><li>Team leadership: Build and lead the compliance organization, including hiring, development, performance management, and collaboration with legal, risk, audit, and business teams.</li></ul>Required qualifications &amp; experience:<ul><li>Bachelor&rsquo;s degree in law, finance, business, or related field; advanced degree or legal qualification preferred.</li><li>10+ years of progressive compliance, regulatory, or legal experience; 5+ years in a senior leadership role for regulated industries.</li><li>Deep knowledge of relevant regulatory frameworks (banking, securities, insurance, healthcare, data protection, or industry-specific regimes as applicable).</li><li>Experience managing regulatory examinations, remediation programs, and multi-jurisdictional compliance challenges.</li><li>Strong analytical, investigative, and judgment skills; ability to translate regulatory requirements into practical business controls.</li><li>Excellent stakeholder management, communication, and board-level reporting experience.</li></ul>Pay: QAR321.12 - QAR1,229.29 per hourWork Location: In person

Nama United Financing Company

<div>
 
 
 Purpose of the Job (Overall Accountability)
 
 
 <ul>
 <li>
 The Compliance Officer is responsible for ensuring that the organization complies with all applicable laws, regulatory requirements, internal policies, and ethical standards. This role involves developing and implementing compliance programs, monitoring adherence to policies, conducting audits, and advising management on compliance risks and strategies.
 </li>
 </ul>
 
 
 
 
 
 Principal Responsibilities / Accountabilities
 
 
 <ul>
 <li>
 Monitor and interpret changes in relevant laws, regulations, and standards affecting the organization.
 </li>
 <li>
 Conduct periodic internal reviews, audits, and risk assessments to ensure compliance.
 </li>
 <li>
 Provide training and guidance to staff on compliance and ethics-related topics.
 </li>
 <li>
 Investigate potential compliance issues or violations and report findings to senior management.
 </li>
 <li>
 Promote a culture of integrity, ethical behavior, and accountability throughout the organization.
 </li>
 </ul>
 
 
 
 
 
 Qualifications / Experience
 
 
 
 
 Essential
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree in law, Business Administration, Finance, Accounting, or a related field.
 </li>
 <li>
 Preferred professional certification (e.g., CCEP, CAMS, CRCM, CIA).
 </li>
 <li>
 Minimum of [3&ndash;5] years&rsquo; experience in compliance, audit, risk management, or related roles.
 </li>
 <li>
 Strong knowledge of regulatory requirements applicable to the industry.
 </li>
 <li>
 Excellent analytical, problem-solving, and decision-making skills.
 </li>
 <li>
 High attention to detail and organizational ability.
 </li>
 <li>
 Strong communication and interpersonal skills, with the ability to influence and educate others.
 </li>
 </ul>
 
 
 
 
 
 Desirable
 
 
 <ul>
 <li>
 Integrity and ethical judgment
 </li>
 <li>
 Regulatory awareness
 </li>
 <li>
 Risk management
 </li>
 <li>
 Communication and training delivery
 </li>
 <li>
 Analytical and investigative skills
 </li>
 <li>
 Confidentiality and discretion
 </li>
 </ul>
 
 
 Note: The principal accountabilities listed above are an illustrative list and not an exhaustive list. Additional responsibilities may be added from time to time depending on organizational requirements.
 
 
</div>

AJ FOX COMPLIANCE

<div>
 
 We are working with a prestigious international law firm to hire a Compliance Officer in Dubai. In this role, you will be a vital member of a global business acceptance team, providing on-the-ground support for the firm's expanding Middle East operations.
 
 
 
 
 
 The firm is looking for a proactive professional with proven experience in business acceptance, ideally within a legal environment, who possesses a solid understanding of anti-money laundering and conflict of interest regulations across multiple jurisdictions.
 
 
 
 
 
 The responsibilities will include:
 
 <ul>
 <li>
 Managing incoming requests for new client and matter openings to ensure a seamless onboarding process.
 </li>
 <li>
 Analysing conflict search results using specialist software to identify and facilitate the resolution of regulatory or commercial issues.
 </li>
 <li>
 Researching new clients for due diligence purposes and advising legal teams on the specific documentation required for compliance.
 </li>
 <li>
 Implementing and maintaining robust information barriers to protect sensitive client data.
 </li>
 <li>
 Conducting rigorous sanctions screening in accordance with global and local requirements.
 </li>
 <li>
 Collaborating with internal IT and accounts functions to ensure system accuracy and efficient workflows.
 </li>
 <li>
 Assisting with the testing and rollout of software upgrades for the business acceptance function.
 </li>
 <li>
 Providing dedicated support to the firm&rsquo;s Saudi office in alignment with local working patterns.
 </li>
 </ul>
 
 
 
 
 They are looking for candidates with strong research skills and the commercial gravitas to lead discussions with partners and senior stakeholders. You should be a team-first professional with a pragmatic approach to problem-solving and the ability to work effectively under pressure to meet tight deadlines.
 
 
 
 
 
 This is an exciting opportunity to join an ambitious firm during a period of significant regional growth, offering a competitive reward package and a supportive culture focused on your long-term career development.
 
 
 
 
 
 If you are a committed compliance specialist ready to take ownership of your career within a truly global team, we would love to hear from you. Please apply today to start your journey with us.
 
 
 
 
 
 Ref: 1476
 
</div>

Search 10000+ Senior compliance officer jobs near you this May. New roles added regularly across leading industries. Apply today.

10000 senior compliance officer jobs Near Me

Senior Compliance Officer – FinTech (CME A&B Certified)

Compliance Officer

Chief Compliance Officer

Compliance Officer

Chief Compliance Officer

Compliance Officer

Compliance Officer