senior compliance officer

157 CAREERS

Senior Security and Compliance LeadDetails<ul><li>Location &ndash; Pune (Hybrid)</li></ul><ul><li>Working closely with CTO, CEO and Engineering Team</li></ul><ul><li>Experience Level: 5-7 yrs.</li></ul><ul><li>Department: Security &amp; Compliance</li></ul>What we are looking for (Skills) <ul><li>Bachelor&rsquo;s degree in computer science, Information Security, Data Science, or a related field</li></ul><ul><li>5+ years of experience working with Audit/compliance, application security assessments, AWS cloud security preferably BFSI domain</li></ul><ul><li>2+ yrs. of experience on AWS cloud security and risk assessments.</li></ul><ul><li>Strong exposure to AWS cloud infrastructure (Guard Duty, security hub, inspector, Firewall, IAM, EC2, VPC, S3, Security Groups, etc.).</li></ul><ul><li>Familiarity with secure coding practices, vulnerability management, and threat modelling. &bull; Experience with VRA templates, cloud security checklists, and assessment responses for enterprise or regulated clients.</li></ul><ul><li>Familiarity with information security standards such as ISO 27001, SOC 2, RBI cybersecurity framework.</li></ul><ul><li>Strong understanding of data protection, encryptions methodologies &bull; Strong written and verbal communication skills to liaise with technical and non-technical stakeholders.</li></ul><ul><li>Ability to interpret and explain security configurations and policies in layman's terms.</li></ul><ul><li>Experience with security controls, vulnerability scanning tools (e.g., Nessus, wire shark), or SIEM.</li></ul><ul><li>Exposure with security tools such as network firewall, IPS/IDS is plus</li></ul>Personality and attitude traits<ul><li>Security-first mindset &ndash; Committed to protecting data and ensuring system integrity.</li></ul><ul><li>Builder&rsquo;s DNA &ndash; Goes beyond assessment to think proactively about potential risks.</li></ul><ul><li>Mentor &amp; Leader &ndash; Invests in growing people as well as systems.</li></ul><ul><li>Sharp problem-solver &ndash; Brings clarity and structure to complex issues.</li></ul><ul><li>Bias for action &ndash; Values timely execution, grounded in solid design.</li></ul><ul><li>Owner mentality &ndash; Takes pride in delivering reliable, secure systems.</li></ul><ul><li>Quick learner &ndash; Keeps pace with evolving threats and security trends.</li></ul><ul><li>Highly disciplined &ndash; Detail-oriented with strong follow-through.</li></ul>Job Type: Full-timePay: &#8377;1,500,000.00 - &#8377;2,000,000.00 per yearWork Location: In person

Senior Compliance Officer

Freight Investor Services

<div>
 
 Key Responsibilities:
 
 
 <ul>
 <li>
 Assist in Communications Surveillance of office staff, escalating all related issues with the Head of Compliance;
 
 </li>
 <li>
 Assist in completing daily transaction monitoring reviews against market abuse, escalating all related issues to protect the business;
 
 </li>
 <li>
 Conduct regular trade reviews and reconstructions, escalating all related issues to the Head of Compliance;
 
 </li>
 <li>
 Collaborate with different company departments to monitor enforcement of standards and regulations;
 
 </li>
 <li>
 Assist in preparing reports/ requests for senior management and external regulatory bodies as appropriate;
 
 </li>
 <li>
 Manage and co-ordinate the on-boarding process seamlessly for the client from start to finish to ensure a smooth transition from onboarding client to active client;
 
 </li>
 <li>
 Communicate efficiently with the respective client and/or broker to gather all necessary information;
 
 </li>
 <li>
 Responsible for coordinating all KYC documentation request and adopting a right first time approach to avoid multiple queries;
 
 </li>
 <li>
 Responsible for ensuring all client documentation is handled and filed appropriately in line with our policies;
 
 </li>
 <li>
 Provide regular, timely progress updates to both the Compliance Manager and Brokers, in both written and verbal formats;
 
 </li>
 <li>
 Responsible for liaising with internal and external stakeholders to ensure timely resolution to issues that arise during the course of on-boarding;
 
 </li>
 <li>
 Perform AML/KYC due diligence client reviews on corporate clients with different legal structures and in various jurisdictions to ensure the firm&rsquo;s AML &amp; KYC requirements are met;
 
 </li>
 <li>
 Identify, review and disposition of all PEP&rsquo;s, Sanctions and Adverse media at onboarding stage assessing the risks posed to the firm;
 
 </li>
 <li>
 Classify clients from a risk and regulatory perspective;
 
 </li>
 <li>
 Investigate and escalate all suspicious activity and financial crime (AML &amp; Fraud) related issues with relevant proposals to protect the business;
 
 </li>
 <li>
 Conduct periodic reviews and refresh KYC documents of existing client in accordance with their risk banding;
 
 </li>
 <li>
 Review onboarding accounts as required;
 
 </li>
 <li>
 Effectively manage KYC inbox; ensuring all emails are responded to;
 
 </li>
 <li>
 Ensure that all queries are answered promptly and in full;
 
 </li>
 <li>
 Ensure that all processes are followed, and trackers are updated accurately;
 
 </li>
 <li>
 Maintain PAD, Conflicts of Interest, PEP, Sanctions and adverse media lists and Compliance Register;
 
 </li>
 <li>
 Work on special projects and assists with ad hoc projects as required;
 
 </li>
 <li>
 Monitor any material changes that may impact the risk status of client files;
 
 </li>
 <li>
 Perform any other reasonable duties the company may require
 
 
 
 
 </li>
 </ul>
 Requirements
 
 
 <ul>
 <li>
 Previous Compliance experience either in commodity markets or communications surveillance &amp; market abuse
 
 </li>
 <li>
 Demonstrate knowledge of Compliance laws, rules, regulations, risks and typologies with emphasis on Money Laundering &amp; MAS regulations
 
 </li>
 <li>
 Experience of using approved KYC vendor sources e.g. Orbis, Corporate Registries, and others
 
 </li>
 <li>
 Possess good knowledge of onboarding process from start to finish, such as KYC/client risk rating, suspicious activity reporting, client screening/sanctions requirements, and risk assessment
 
 </li>
 <li>
 Knowledge of High risk indicators and revision of complex structures and entity types including Trusts, Funds overseas jurisdictions (BVI, Channel Islands, Cayman Islands etc)
 
 </li>
 <li>
 Possess some knowledge of regulatory requirements in other jurisdictions i.e. Singapore
 
 </li>
 <li>
 Educated to degree level in a related subject matter and/or related industry qualification (ICA, ACAMS)
 
 </li>
 <li>
 Team Player - collaborative but also able to work independently with minimal supervision
 
 </li>
 <li>
 Strong written and verbal communications skills
 
 </li>
 <li>
 Strong work ethics, striving for the success of a small team
 
 </li>
 <li>
 Ability to prioritise, meet deadlines and multitask in a fast-paced environment
 
 </li>
 <li>
 Excellent attention to detail combined with inherent ability to prioritise work
 
 </li>
 <li>
 Excellent interpersonal skills, working well with others and diverse groups / personalities
 
 </li>
 <li>
 Adaptable to change and willing to work in a fast-paced environment with a positive approach
 
 
 
 
 </li>
 </ul>
</div>

Senior Compliance Officer (Dubai)

People Partners

<div>
 
 We are seeking an experienced and proactive
 
 Ethics and Compliance Officer
 
 to join our client's in-house compliance team. This role supports the development, implementation, and ongoing management of comprehensive compliance programs.
 
 
 
 
 
 Reporting to the Group Senior Compliance Officer, this position ensures adherence to all applicable laws, regulations, and internal policies. The successful candidate will work closely with internal stakeholders and subsidiary companies to shape and operationalize compliance strategies that align with corporate objectives and mitigate risks.
 
 
 
 
 
 
 Core Responsibilities
 
 
 <ul>
 <li>
 Support the Group Senior Compliance Officer in overseeing design, development, and monitoring of compliance programs addressing UAE and international legal requirements
 </li>
 <li>
 Conduct horizon scanning and monitor regulatory changes, keeping leadership informed of compliance developments and risks
 </li>
 <li>
 Perform regular risk assessments and recommend preventive actions to mitigate compliance risks
 </li>
 <li>
 Support internal audits and investigations, ensuring appropriate corrective actions are implemented
 </li>
 <li>
 Prepare compliance reports for senior management highlighting key risks and performance metrics
 </li>
 <li>
 Collaborate with legal, IT, and business units to integrate compliance into operations
 </li>
 <li>
 Develop and deliver compliance training programs across all organizational levels
 </li>
 <li>
 Manage third-party compliance including vendor screening, due diligence, and ongoing monitoring
 </li>
 <li>
 Build out compliance function with focus on Anti-Bribery and Corruption (ABC), sanctions compliance, data privacy, and corporate ethics
 </li>
 </ul>
 
 
 
 
 
 Required Qualifications
 
 
 <ul>
 <li>
 
 Bachelor's degree in business administration
 
 , Law, Finance, or related field
 </li>
 <li>
 
 8+ years of compliance experience
 
 in regulated industries with proven track record in compliance program development
 </li>
 <li>
 Thorough understanding of relevant laws, regulations, and industry standards
 </li>
 <li>
 Excellent analytical, communication, and interpersonal skills
 </li>
 <li>
 High level of integrity with ability to work independently in fast-paced environments
 </li>
 <li>
 Strong legal analysis, negotiation, and drafting abilities
 </li>
 </ul>
 
 
 
 
 This role offers the opportunity to advance your career with a regional industry leader while working at the forefront of compliance excellence in a dynamic, technology-driven environment across the Middle East and Africa.
 
</div>

Compliance Officer

Ruya Recruitment

<div>
 
 
 About the role:
 
 
 
 If you are looking to make the next, exciting step in your career within Compliance, then look no further. We have exclusively partnered with a highly regulated and growing organization, to hire a
 
 Chief Compliance Officer
 
 . For this role, you will lead end‑to‑end regulatory compliance in Saudi Arabia (and other jurisdictions where our Client operates), act as a strategic advisor to the CEO and Board, build a strong compliance culture, and support
 
 IPO readiness
 
 .
 
 
 
 
 
 
 Key Responsibilities:
 
 
 <ul>
 <li>
 Own
 
 SAMA
 
 compliance and act as the
 
 primary liaison
 
 with regulators; manage
 
 audits, inspections, and regulatory reporting
 
 .
 </li>
 <li>
 Implement and continually refine
 
 company‑wide compliance programs
 
 and
 
 policies
 
 ; ensure effective roll‑out and enforcement across teams.
 </li>
 <li>
 Lead
 
 AML/CTF
 
 (as or supervising MLRO):
 
 KYC/CDD, transaction monitoring, SAR
 
 , and regulatory reporting.
 </li>
 <li>
 Drive
 
 training &amp; awareness
 
 so responsibilities are understood org‑wide.
 </li>
 <li>
 Lead
 
 compliance risk management
 
 : risk assessments, risk register, and coordinated
 
 GRC
 
 with Risk &amp; Legal.
 </li>
 <li>
 Prepare
 
 quarterly/ad‑hoc
 
 compliance reports for the
 
 Board
 
 and executive leadership; advise on regulatory implications of initiatives.
 </li>
 <li>
 Support
 
 licensing, cross‑border compliance
 
 , and alignment with
 
 international listing standards
 
 for IPO.
 </li>
 </ul>
 
 
 
 
 
 Qualifications
 
 
 <ul>
 <li>
 
 10+ years
 
 in senior compliance roles within
 
 fintech/payments/banking/investments
 
 .
 </li>
 <li>
 Deep knowledge of
 
 KSA regulation
 
 and
 
 international standards
 
 (e.g.,
 
 FATF
 
 , GDPR‑equivalent data protection); proven
 
 SAMA
 
 experience.
 </li>
 <li>
 Strong
 
 leadership, communication, and stakeholder management
 
 .
 </li>
 <li>
 Certifications such as
 
 CAMS/ACAMS, ICA, CCO
 
 (or equivalent) preferred.
 </li>
 <li>
 
 Fluent in Arabic and English
 
 .
 </li>
 </ul>
 
 
 
 
 If you are ready to make an impact and contribute to this organization's future, we want to hear from you. Apply now to embark on a rewarding career as a Chief Compliance Officer.
 
 
 
</div>

Chief Compliance Officer

Avana Companies

<div>Mission: 
The Compliance Officer will ensure the financial transactions, business activities and general operations adhere to the principles of Shariah law, including compliance oversight, policy development, auditing and risk management, stakeholder communication and ethical advocacy.
<div>Core Competencies: 
<ul><li>Regulatory Knowledge &amp; Ethical Conduct</li><li>Risk Management &amp; Compliance</li><li>Auditing &amp; Monitoring</li><li>Communication &amp; Interpersonal Skills</li></ul></div>
<div>Key Performance Indicators: 
<ul><li>The % of the organization's assets that comply with Sharia principles, including investments, financing activities, and other financial instruments that align with Islamic finance guidelines.</li><li>The amount of time taken to obtain approval from authorities for new financial products, contracts, or business activities.</li><li>Drafting, implementing and training of business operations procedures for new staff within 60 days of onboarding.</li><li>The # of findings from compliance audits or assessments and the % time taken to remediate any issues identified.</li><li>The accuracy and timeliness of regulatory reports submitted by the organization.</li></ul></div>
<div>Responsibilities: 
<ul><li>Ensures that the organization complies with all relevant laws, regulations, and industry standards applicable to its operations including AML, KYC requirements</li><li>Acts as primary liaison between the organization and regulatory authorities, industry associations, and other external stakeholders.</li><li>Scrutinizes contracts, agreements, and business practices to ensure they are free from interest (riba), uncertainty (gharar), speculation (maisir), and unethical investments.</li><li>Develops and implements policies and procedures that align with Shariah principles and regulatory requirements. This will involve creating guidelines for permissible investments, ethical business practices, and customer interactions that adhere to Islamic finance principles.</li><li>Monitors the organization's activities to detect any violations of laws, regulations, or internal policies. Investigates potential breaches, documenting findings, and reporting them to senior management and regulatory authorities as required.</li><li>Provides training and educational sessions to employees to ensure they understand Shariah compliance requirements and their implications for business operations.</li><li>Audits and monitoring activities to assess the organization's compliance with Sharia principles. This involves reviewing financial records, conducting on-site inspections, and investigating any potential breaches of Sharia compliance.</li></ul></div>
<div>Qualifications: 
<ul><li>Bachelor's degree in Business, Finance, or a related field. Master's degree preferred.</li><li>Professional Certificate in Islamic Finance (PCIF) Certification</li><li>Proven experience in a similar leadership role, with a track record of successfully implementing technology strategies.</li><li>Strong technical compliance and lending knowledge and understanding of legal requirements, regulations and Sharia Lending practices</li><li>Excellent leadership and management skills, with the ability to motivate and inspire a team.</li><li>Strong business acumen and the ability to align technology initiatives with organizational goals.</li><li>Exceptional problem-solving and decision-making skills, with a strong attention to detail.</li><li>Excellent communication and interpersonal skills, with the ability to effectively collaborate and communicate with stakeholders at all levels.</li><li>Proven ability to manage multiple projects and priorities in a fast-paced, dynamic environment.</li><li>Strong strategic thinking and planning skills, with the ability to anticipate and mitigate potential risks and challenges.</li></ul></div>
Note: This job description is not intended to be all-inclusive. The Compliance Officer may be required to perform other related duties as requested by the management team.</div>

Compliance Officer (Riyadh)

Senior Psych Care

<div>ABOUT US

Senior Psych Care provides fully integrative behavioral health services to the long-term care patient, at their facility. 


COMPLIANCE OFFICER - HOUSTON, TX- IN OFFICE POSITION 

The Compliance Officer is responsible for overseeing and maintaining Senior PsychCare&rsquo;s adherence to all applicable healthcare laws, regulations, and internal policies, ensuring patient privacy, proper billing practices, and overall ethical conduct within the practice by conducting audits, providing training, and identifying potential compliance risks to mitigate legal and financial consequences; essentially acting as the guardian of regulatory compliance within the organization. 

Responsibilities:
<ul>
<li>Develop, Maintain, and Implement Compliance Programs: Create and maintain a comprehensive compliance program, including policies, procedures, and training materials, to educate staff on relevant healthcare regulations like HIPAA, Stark Law, and Anti-Kickback statutes</li>
<li>Risk Assessment and Monitoring: Regularly assess potential compliance risks across the organization, identifying areas for improvement and implementing preventative measures to mitigate risks</li>
<li>Internal Audits, External Audits, and Investigations: Conduct periodic internal audits to verify compliance with established policies and procedures, investigating suspected violations and taking corrective actions when necessary, working to complete and mitigate external payor audits</li>
<li>Training and Education: Deliver ongoing compliance training to all levels of staff, including physicians, APRNs, PAs, Ph.D, PsyD., LCSW, LPC, LMFT, and administrative personnel, covering topics such as coding and billing accuracy, patient privacy, fraud prevention, and EMR usage</li>
<li>Reporting and Communication: Communicate compliance issues to relevant stakeholders, including senior management and the compliance committee, providing regular updates on compliance activities and potential risks. Annual reports are required for NPHO Board.</li>
<li>Regulatory Compliance: Stay current with evolving healthcare regulations and guidelines at the federal and state levels (TX, LA, OK, NM, and future states), ensuring the organization remains compliant with changes</li>
<li>Third-Party Vendor Oversight: Monitor and manage compliance risks associated with third-party vendors providing healthcare services</li>
<li>Incident Reporting and Resolution: Establish procedures for reporting compliance concerns and effectively investigating and resolving identified issues</li>
<li>Perform other duties as assigned by supervisor.</li></ul> 


Technology Skills:
<ul>
<li>Medical software &mdash; IMS by Meditab Preferred</li>
<li>Office suite software &mdash; Microsoft Office365 all applications</li>
<li>Graphics or photo imaging software &mdash; Microsoft Visio</li></ul> 


Skills:
<ul>
<li>Strong analytical and problem-solving skills to identify potential compliance risks and develop effective mitigation strategies</li>
<li>Excellent communication and interpersonal skills to effectively train staff, collaborate with different departments, and present compliance information to leadership</li>
<li>Proven ability to conduct thorough audits and investigations, documenting findings and implementing corrective actions</li></ul> 


Knowledge:
<ul>
<li>Administration and Management: Knowledge of business and management principles involved in strategic planning, resource allocation, human resources modeling, leadership technique, production methods, and coordination of people and resources.</li>
<li>Deep understanding of healthcare laws and regulations including HIPAA, Stark Law, Medicare/Medicaid guidelines, and relevant state laws</li>
<li>Legal knowledge and experience in healthcare compliance preferred</li>
<li>Bachelor's degree in healthcare administration, law, or a related field</li></ul> 


WHAT WE OFFER
<ul>
<li>Competitive salary, commensurate with experience</li>
<li>Comprehensive benefits package including:</li>
<li>Medical</li>
<li>Dental</li>
<li>Vision</li>
<li>Short and Long Term Disability</li>
<li>Life Insurance</li>
<li>401 (k) with 50% match up to 6%</li>
<li>Paid Time Off and Paid Holidays</li></ul></div>

Ambiance Apparel

Based in the Downtown Los Angeles Fashion District, Ambiance Apparel is a leading manufacturer, importer and wholesaler of casual basic apparel for women &amp; juniors. Founded in 1999, Ambiance Apparel has been catering to the fashion needs of retailers and wholesalers for over 20 years with quality products at affordable prices and high-volume availability of inventory.Ambiance Apparel is seeking to hire a full-time on-site Compliance Officer. The Compliance O&#64259;cer will be responsible for developing, managing and monitoring compliance policies and procedures to ensure the company&rsquo;s operations align with legal and regulatory requirements. This individual will play a critical role in risk management, policy enforcement, and corporate governance.Responsibilities:Regulatory Compliance and Monitoring<ul><li>Monitor regulatory changes and ensure the organization stays compliant with the laws and regulations</li><li>Act as the primary liaison with regulatory agencies, ensuring timely reporting and resolution of compliance matters</li></ul>Program Review and Development<ul><li>Develop, implement, and maintain compliance programs, policies, and procedures</li><li>Analyze new and changing laws and regulations that impact the company&rsquo;s business and advise senior management accordingly</li><li>Review compliance risk assessments and determine if current processes control risk</li></ul>Training and Internal Education<ul><li>Drafting and maintaining employee training for compliance</li><li>Provide training and guidance to employees on compliance-related policies and best practices</li><li>Ensure all sta&#64256; understand and comply with company policies and regulatory requirements</li></ul>Compliance Reporting and Documentation<ul><li>Create, maintain, and update reporting of compliance tests and risk assessments</li><li>Prepare reports to the executive leadership on compliance status</li></ul>Qualifications &amp; Requirements:<ul><li>5+ years of regulatory compliance experience, including at least one year of experience as a senior compliance o&#64259;cer at a mid-to-large size company (100+ employees).</li><li>Bachelor&rsquo;s degree in a relevant field</li><li>In-depth knowledge of regulatory requirements related to imports, customs, and FinCEN. Fashion industry experience preferred.</li><li>Proven ability to handle confidential information with discretion and professionalism</li><li>Experience communicating and interacting with regulatory agencies and regulatory a&#64256;airs</li><li>Experience in conducting training sessions and developing compliance frameworks</li><li>Proficiency in English, bilingual proficiency in Korean preferred (written and verbal)</li><li>Certified Compliance Professional or other compliance-related certification</li></ul>Benefits:<ul><li>Health Insurance</li><li>Dental Insurance</li><li>Vision Insurance</li><li>Paid Sick Leave</li><li>Paid Time Off</li><li>Lunch subsidy</li></ul>ambianceapparel.comAmbiance Apparel is proud to be an Equal Employment Opportunity employer. We do not discriminate based upon race, religion, color, national origin, gender (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity, gender expression, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.Job Type: Full-timePay: From $100,000.00 per yearBenefits:<ul><li>401(k)</li><li>401(k) matching</li><li>Dental insurance</li><li>Health insurance</li><li>Paid time off</li><li>Vision insurance</li></ul>Work Location: In person

Search 10000+ Senior compliance officer jobs near you this September. New roles added regularly across leading industries. Apply today.

10000 senior compliance officer jobs NEAR_ME

Senior Compliance Officer

Senior Compliance Officer (Dubai)

Compliance Officer

Chief Compliance Officer

Compliance Officer (Riyadh)

Compliance Officer

Compliance Officer