senior compliance officer

Huntress

<p>Senior Compliance OfficerLocation: Maidstone (Hybrid)Contract: Permanent, Full-time</p> <p>Salary: £35,000 - £38,000 per annum</p> <p>Our client an insurance-based business who <em>supports clients with insurance broking and risk management services</em>.</p> <p>We're looking for a Senior Compliance Officer to join a dedicated compliance and operations team. This is an exciting opportunity to play a key role in ensuring service excellence, operational efficiency across the business.</p> <p>What You'll Be Doing:</p> <ul> <li>Supporting compliance and quality processes across the business.</li><li>Monitoring incidents, audits, and risk-related activities to ensure best practice.</li><li>Analysing data to identify trends and recommend process improvements.</li><li>Assisting in internal reviews and contributing to ongoing compliance projects.</li><li>Providing advice and guidance to teams to maintain high operational standards.</li></ul> <p>What We're Looking For:</p> <ul> <li>Previous experience in a compliance, quality, or risk-based role.</li><li>Strong analytical and problem-solving skills.</li><li>Excellent communication and attention to detail.</li><li>Ability to work collaboratively and manage multiple priorities.</li><li>A proactive, professional approach with a focus on accuracy and results.</li></ul> <p>If you're ready for a new challenge in a supportive and forward-thinking environment, we'd love to hear from you.</p> <p>Apply now with your CV to be considered!</p> <p>Huntress Search Ltd acts as a Recruitment Agency in relation to all Permanent roles and as a Recruitment Business in relation to all Temporary roles.</p> <p>We practice a diverse and inclusive recruitment process that ensures equal opportunity for all we work with, irrespective of race, sexual orientation, mental or physical disability, age or gender. As an organisation, we encourage applications from all backgrounds and will ensure measures are met when required, to allow a fair process throughout. </p> <p>PLEASE NOTE: We can only consider applications from candidates who have the right to work in the UK.</p>

Senior Compliance Officer

RUSSELL INVESTMENTS

<div><div>Business Unit:</div>
Compliance, Risk and Internal Audit<div></div><div>
Reporting To:</div>
Compliance Manager<div></div><div>
Shift:</div>
APAC (7:00 am - 4:00 pm IST) (India)<div></div><div>
About Russell Investments, Mumbai:</div><div>
Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial intermediaries, and individual investors around the world. Building on an 89-year legacy of continuous innovation to deliver exceptional value to clients, Russell Investments works every day to improve the financial security of its clients. The firm is &ldquo;Top 12 Ranked Consultant (2009-2024)&rdquo; in P&amp;I survey 2024 with $906 billion in assets under advisement (as of December 31, 2024) and $331.9 billion in assets under management (as of March 31, 2025) for clients in 30 countries. Headquartered in Seattle, Washington in the United States, Russell Investments has offices around the world, including London, New York, Toronto, Sydney, Tokyo, Shanghai &ndash; and has opened a new office in Mumbai, India in June 2023.</div><div></div><div>
Joining the Mumbai office is an incredible opportunity to work closely with global stakeholders to support the technology and infrastructure that drives the investment and trading processes of a globally recognized asset management firm. Be part of the team based out of Goregaon (East) and contribute to the foundation and culture of the firm&rsquo;s growing operations in India. The Mumbai office operates with varying shifts to accommodate time zones around the world.</div><div></div><div>
For more information, please visit <div>https://www.russellinvestments.com</div>.</div><div><br>
Job Description:</div><div></div><div>
Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial intermediaries, and individual investors around the world. Building on an 87-year legacy of continuous innovation to deliver exceptional value to clients, Russell Investments works every day to improve the financial security of its clients. The firm is the world&rsquo;s sixth-largest investment adviser, with $1 trillion in assets under advisement (as of June 30, 2022) and $288.3 billion in assets under management (as of March 31, 2023) for clients in 30 countries. Headquartered in Seattle, Washington in the United States, Russell Investments has offices around the world, including London, New York, Toronto, Sydney, Tokyo, Shanghai &ndash; and has opened a new office in Mumbai, India in June 2023.</div><div>
Joining the new Mumbai office is an incredible opportunity to work closely with global stakeholders to support the technology and infrastructure that drives the investment and trading processes of a globally recognized asset management firm. Be one of the first to join this new team based out of Goregaon (East) in Mumbai and be a part of creating the foundation and culture for the firm&rsquo;s growing operations in India. The Mumbai office operates 5-days a week from Monday to Friday with varying shifts to accommodate time zones around the world.</div><div>
For more information, please visit <div>www.russellinvestments.com</div>.</div><div></div><div>
Role Summary</div><div>
You will work from Mumbai to support the Australian and New Zealand (ANZ) Compliance team, by providing compliance services to Russell Investments&rsquo; ANZ funds management and superannuation (pension fund) businesses. Core ordinary hours required to be worked are 8.00am to 5.00pm IST, Monday to Friday.</div><div></div><div>
Years of Experience</div><div>
Minimum of 5 years&rsquo; experience in the regulatory compliance function of a global firm in the financial services/asset management/pension fund industry.</div><div></div><div>
Qualifications</div><ul><li>
Minimum of 5 years&rsquo; experience in the regulatory compliance function of a global firm in the financial services/asset management/pension fund industry.</li><li>
Ideally you have had exposure to fund administration, investment compliance and a good understanding of the business of investment/fund management, financial products and services.</li><li>
Knowledge of financial services laws and regulations, corporate governance and good compliance culture.</li><li>
Strong English language proficiency</li></ul><div></div><div>
Responsibilities</div><ul><li>
Develop understanding of the products, services and business line functions that need to be the subject of compliance oversight.</li><li>
Develop knowledge of the relevant Australian laws and regulations and Russell Investments&rsquo; standards and work practices pertaining to such products, services and business lines.</li><li>
Assist with the development and maintenance of compliance policies and procedures for the purpose of ensuring compliance with regulatory requirements.</li><li>
Perform regular compliance monitoring activities and reporting functions in collaboration with the ANZ Compliance team. Maintain and manage half yearly compliance questionnaire/attestation program.</li><li>
Assist with identification, investigation, assessment and reporting of incidents and breaches to clients and trustees, boards and committees. Monitor status of remedial actions of breaches and issues.</li><li>
Perform compliance assurance reviews for purpose of gaining assurance on the compliance controls in the business.</li><li>
Participate in vendor compliance monitoring activities relating to money managers and fund administrator/custodian/registry (transfer agent).</li><li>
Perform administration of compliance training records.</li><li>
Perform OTC Derivative Transaction Reporting monitoring activities</li><li>
Carry out ad hoc tasks and projects as required.</li></ul><div></div><div>
Candidate Requirements</div><ul><li>
High degree of commercial awareness. Motivated to learn, problem solve and get things done.</li><li>
Ability to build relationships with business partners and team members, contributing to positive team culture and cross-functional relationships. Strong interpersonal skills and good team player.</li><li>
Confidence and ability to independently manage work tasks and deadlines working remotely from the business and colleagues you are supporting.</li></ul><div></div><div>
Core Values</div><ul><li>
Strong interpersonal, oral, and written communication and collaboration skills with all levels of management</li><li>
Strong organizational skills including the ability to adapt to shifting priorities and meet frequent deadlines,</li><li>
Demonstrated proactive approach to problem-solving with strong judgment and decision-making capability.</li><li>
Highly resourceful and collaborative team-player, with the ability to also be independently effective and exude initiative and a sense of urgency.</li><li>
Exemplifies our customer-focused, action-oriented, results-driven culture.</li><li>
Forward looking thinker, who actively seeks opportunities, has a desire for continuous learning, and proposes solutions.</li><li>
Ability to act with discretion and maintain complete confidentiality.</li><li>
Dedicated to the firm&rsquo;s values of non-negotiable integrity, valuing our people, exceeding client expectations, and embracing intellectual curiosity and rigor.</li></ul><div></div><div>
Visit us: <div>https://russellinvestments.com/us/careers</div></div></div>

SGH Management India Pvt Ltd

<p>Scale Healthcare ( India ) is Hiring: Compliance Manager &ndash; US RCM Location: Mohali</p><p>Mode: Work From Office (WFO Only)</p><p>Experience Required: Minimum 10+ Yearshashtag#KeyResponsibilities:Ensure full compliance with US RCM guidelines and healthcare regulationsConduct audits, identify process gaps, and implement corrective measuresCollaborate with cross-functional teams to strengthen compliance proceduresMaintain comprehensive documentation and support internal/external reviewsStay current with regulatory updates and industry standards</p><p>What We&rsquo;re Looking For:</p><p>Minimum 10+ years of experience in US RCM complianceStrong analytical, organizational, and communication skillsAbility to work independently and manage complex compliance tasksThorough understanding of healthcare regulations and RCM processes</p><p>Interested candidates may send their resumes to: ssangar@scale-healthcare.in</p><p>Contact: +91 8699557349</p><p>Job Type: Permanent</p><p>Pay: &#8377;600,000.00 - &#8377;1,500,000.00 per year</p><p>Benefits:</p><ul><li>Provident Fund</li></ul><p>Work Location: In person</p>

MAREX

<p></p><div><div><div>Full-Time in<div></div> Abu Dhabi, AE -<div></div> Compliance</div></div><div><div><p>
About Marex
</p><p>Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. It listed on Nasdaq Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics.</p>
<p>
For more information visit www.marex.com
</p><p>Role Summary</p>
<p>
The Deputy Chief Compliance Officer will play a pivotal role in supporting the Chief Compliance Officer in overseeing the firm's compliance efforts and ensuring adherence to regulatory requirements. This position requires strong leadership skills and the ability to effectively manage compliance functions within the organization.</p>
<p>
Key Responsibilities</p>
<ul><li>Assist in the development, implementation, and maintenance of a comprehensive compliance program to ensure adherence to regulatory standards.</li><li>
Support the Chief Compliance Officer in liaising with regulatory authorities, maintaining effective communication, and ensuring timely compliance.</li><li>
Contribute to the development and enforcement of Anti-Money Laundering (AML) policies, procedures, and controls.</li><li>
Assist in conducting regular compliance risk assessments and implementing measures to mitigate risks.</li><li>
Collaborate with compliance team members to provide guidance and support in daily activities.</li><li>
Assist in overseeing compliance training programs for employees to ensure understanding of regulatory obligations.</li><li>
Contribute to the preparation and submission of regulatory reports and filings.</li><li>
Stay informed about regulatory developments and assess their impact on the firm.</li><li>
Assume the responsibilities of the Chief Compliance Officer in their absence or as delegated.</li><li>
Ensure the effective implementation of the firm&rsquo;s compliance and AML/Counter-Terrorist Financing (CTF) policies and procedures.</li><li>
Design and implement the compliance monitoring plan, performing monitoring and surveillance subsequent reviews.</li><li>
Provide support and guidance to staff on regulatory, policy, and procedural issues and application.</li><li>
Assist with client inquiries and regulatory requests for information.</li><li>
Identify, log, and resolve compliance issues, client complaints, and policy and regulatory breaches.</li><li>
Review and update Compliance and AML/CTF policies and procedures in line with regulatory changes.</li><li>
Provide compliance and AML/CTF training to staff.</li><li>
Ensure timely completion and filing of regulatory and AML reports with the regulator.</li><li>
Provide the Chief Compliance Officer, SEO, and Group Senior Management with compliance management information, ensuring their full awareness of all salient matters and advising on regulatory implications of future business strategies.</li><li>
Stay up to date with AML/CTF and regulatory developments both locally and internationally, including the Securities and Commodities Authority Rulebook, FSRA&rsquo;s AML Rulebook, and international best practices.</li><li>
Develop and maintain a positive and constructive relationship with Regulators and promptly respond to any request for information made by the FSRA or any other competent authorities of the UAE.</li></ul>
<p>
Skills and Experience</p>
<ul><li>Bachelor's degree in a relevant field; advanced degrees or certifications preferred.</li><li>
Substantial experience in compliance within financial services.</li><li>
Knowledge of local and international regulatory requirements in AML and KYC.</li><li>
Strong communication and teamwork skills.</li><li>
Strong understanding of regulatory requirements in financial services, particularly in the Abu Dhabi region.</li><li>
Ability to collaborate effectively with internal and external stakeholders.</li><li>
Proven track record of working in financial services.</li><li>
Experience in building working relationships with Regulators, with direct experience working with FSRA and/or SCA.</li><li>
Ability to advise Group colleagues on complex regulatory issues.</li><li>
Ability to work to short timelines in a fast-paced environment.</li><li>
Fluent in English</li><li>
Fluent in Arabic (both written and spoken) will be considered as advantage</li><li>
Prior registration with SCA as Compliance Officer will be considered as advantage.</li></ul>
<p>
Competencies
</p><ul><li>Excellent verbal and written communication skills</li><li>
A collaborative team player, approachable, self-efficient and influences a positive work environment</li><li>
Demonstrates curiosity</li><li>
Resilient in a challenging, fast-paced environment</li><li>
Ability to take a high level of responsibility in a fast pace and high-volume environment</li><li>
Excels at building relationships, networking and influencing others</li><li>
Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness
</li></ul><p>Conduct Rules</p>
<p>
You must:</p>
<ul><li>Act with integrity</li><li>
Act with due skill, care and diligence</li><li>
Be open and cooperative with the FCA, the PRA and other regulators</li><li>
Pay due regard to the interests of customers and treat them fairly</li><li>
Observe proper standard of market conduct</li><li>
Act to deliver good outcomes for retail customers</li></ul>
<p>
Company Values
</p><p>Acting as a role model for the values of the Company:</p>
<p>
Respect - Clients are at the heart of our business, with superior execution and superb client service the foundation of the firm. We respect our clients and always treat them fairly.</p>
<p>
Integrity - Doing business the right way is the only way. We hold ourselves to a high ethical standard in everything we do &ndash; our clients expect this and we demand it of ourselves.</p>
<p>
Collaborative - We work in teams - open and direct communication and the willingness to work hard and collaboratively are the basis for effective teamwork. Working well with others is necessary for us to succeed at what we do.</p>
<p>
Developing our People - Our people are the basis of our competitive advantage. We look to &ldquo;grow our own&rdquo; and make Marex the place ambitious, hardworking, talented people choose to build their careers.</p>
<p>
Adaptable and Nimble - Our size and flexibility is an advantage. We are big enough to support our client&rsquo;s various needs, and adaptable and nimble enough to respond quickly to changing conditions or requirements. A non-bureaucratic, but well controlled environment fosters initiative as well as employee satisfaction.</p>
<p><i>
Marex is fully committed to the elimination of unlawful or unfair discrimination and values the differences that a diverse workforce brings to the company.</i></p></div></div></div>

Senior Compliance Officer - Marex AD

Hays Specialist Recruitment Limited

<p>Your New Company</p> <p>Join a leading UK organisation with a strong global presence and a commitment to excellence, this company is expanding its Trade Compliance function to meet growing international demands. </p> <p>Your New Role</p> <p>Available on a hybrid basis of 2-3 days per week in the office, this is a pivotal role in embedding international trade compliance standards across the business. Key responsibilities include:</p> <ul> <li>Integrating Global Trade Compliance procedures into daily operations</li><li>Developing and delivering training programmes for employees at all levels</li><li>Advising on trade compliance queries and regulatory requirements</li><li>Managing global export licence applications and compliance tracking</li><li>Ensuring import/export transactions meet UK Customs and international standards</li></ul> <p>What You'll Need to Succeed</p> <p>We're looking for a seasoned compliance professional with a sharp eye for detail and a proactive mindset. Essential qualifications and experience:</p> <ul> <li>Demonstrable experience in trade compliance, customs, or export control</li><li>Strong knowledge of UK/EU export regulations </li><li>Proven track record in UK export licensing and customs compliance</li><li>Experience delivering training on international trade laws</li><li>Strong communication and organisational skills</li><li>Ability to work independently and collaboratively under pressure</li></ul> <p>What You'll Get in Return</p> <p>In return, you'll join a respected organisation that offers a competitive salary, flexible working arrangements, and the chance to make a meaningful impact in a globally connected industry. You'll be supported by a collaborative team and have access to ongoing professional development.</p> <p>Hays EA is a trading division of Hays Specialist Recruitment Limited and acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk</p>

Senior Trade Compliance Officer

Austral International Co.

<p><b>Job Description: Compliance Officer</b></p><p><b>Location: </b>Marol, Andheri Mumbai<br/><b>Industry:</b> Asset Management<br/><b>Employment Type:</b> Full-time<br/><b>Experience Level:</b> 8-10 Years</p><p><b>About the Role</b></p><p>We are seeking an experienced and strategic Compliance Officer to join our asset management firm in Mumbai. This senior role requires a seasoned professional who can independently manage our compliance function, provide strategic guidance to leadership, and ensure robust adherence to regulatory requirements while enabling business growth.</p><p><b>Key Responsibilities</b></p><p><b>Strategic Compliance Leadership</b></p><ul><li>Lead the compliance function and serve as the primary compliance advisor to senior management and the board</li><li>Develop and implement comprehensive compliance strategies aligned with business objectives and regulatory expectations</li><li>Build and maintain strong relationships with SEBI, RBI, and other regulatory authorities</li></ul><p><b>Regulatory Compliance &amp; Risk Management</b></p><ul><li>Ensure full compliance with SEBI regulations including SEBI (Portfolio Managers) Regulations, SEBI (AIF) Regulations, and other applicable guidelines</li><li>Proactively monitor and interpret regulatory changes and assess their impact on business operations</li><li>Design and oversee implementation of enterprise-wide compliance frameworks and controls</li><li>Conduct comprehensive compliance risk assessments and develop mitigation strategies</li><li>Oversee compliance programs and ensure robust KYC processes</li></ul><p><b>Governance &amp; Policy Framework</b></p><ul><li>Establish, review, and enhance compliance policies, procedures, and governance frameworks</li><li>Lead compliance committee meetings and provide expert guidance on complex compliance matters</li><li>Develop and maintain compliance manuals, SOPs, and code of conduct</li><li>Ensure effective implementation of compliance culture across the organization</li></ul><p><b>Regulatory Reporting &amp; Liaison</b></p><ul><li>Oversee preparation and timely submission of all regulatory filings, returns, and disclosures</li><li>Manage regulatory inspections, examinations, and audits</li><li>Serve as primary point of contact for regulatory authorities and external auditors</li><li>Provide comprehensive compliance reports and presentations to board and senior management</li></ul><p><b>Training &amp; Advisory</b></p><ul><li>Design and conduct compliance training programs for employees, including senior management</li><li>Provide expert compliance advice on complex transactions, conflicts of interest, and ethical matters</li><li>Mentor junior compliance team members and build compliance capabilities within the organization</li><li>Stay ahead of industry best practices and emerging compliance trends</li></ul><p><b>Investigation &amp; Remediation</b></p><ul><li>Lead investigations into compliance breaches, suspicious activities, and internal violations</li><li>Develop and implement corrective action plans for compliance gaps</li><li>Maintain incident management systems and ensure timely resolution of issues</li><li>Monitor effectiveness of remediation measures</li></ul><p><b>Required Qualifications</b></p><p><b>Education &amp; Certification</b></p><ul><li>Bachelor's degree in Law, Commerce, Finance, or related field (Master's degree) Professional certifications such as CS (Company Secretary), NISM Series VIII (Compliance Officer), CAMS (Certified Anti-Money Laundering Specialist), or equivalent are mandatory</li><li>Additional certifications like CFA, FRM, or specialized compliance qualifications are an advantage</li></ul><p><b>Experience</b></p><ul><li>8-10 years of progressive compliance experience in asset management, mutual funds, portfolio management services, or financial services sector</li><li>Demonstrated experience in managing regulatory inspections and interactions with SEBI/RBI</li><li>Proven track record of building and managing compliance frameworks from the ground up</li><li>Experience in handling complex compliance matters and providing strategic guidance to leadership</li></ul><p><b>Technical Knowledge</b></p><ul><li>In-depth knowledge of SEBI regulations, securities laws, and asset management compliance requirements</li><li>Familiarity with global compliance standards and best practices</li><li>Knowledge of fund structures AIFs, PMSs) and their regulatory frameworks</li></ul><p><b>Skills &amp; Competencies</b></p><ul><li>Strategic thinking with ability to balance compliance requirements and business needs</li><li>Exceptional analytical, problem-solving, and decision-making abilities</li><li>Strong leadership and stakeholder management skills</li><li>Excellent written and verbal communication skills for regulatory correspondence and presentations</li><li>Ability to work under pressure and manage multiple complex projects simultaneously</li><li>High ethical standards and integrity</li><li>Proficiency in compliance management systems and regulatory reporting platforms</li></ul><p><b>What We Offer</b></p><ul><li>5 days working</li><li>Leadership role with significant organizational impact</li><li>Performance-based bonuses and long-term incentives</li><li>Comprehensive health insurance and wellness benefits</li><li>Professional development and continuous learning opportunities</li></ul><p>Job Types: Full-time, Permanent</p><p>Pay: &#8377;1,800,000.00 - &#8377;2,200,000.00 per year</p><p>Benefits:</p><ul><li>Health insurance</li><li>Leave encashment</li><li>Life insurance</li><li>Provident Fund</li></ul><p>Application Question(s):</p><ul><li>How many years of experience you have in asset management, mutual funds, portfolio management services, or financial services sector?</li><li>Where do you stay ?</li><li>Do you have Knowledge of fund structures AIFs, PMSs and their regulatory frameworks?</li></ul><p>Work Location: In person</p>

Compliance Officer

Capitex

Compliance Officer & MLRO – DFSA Regulated Firm (Asset & Investment Management):
<br><br>
<b>Location:</b> Dubai International Financial Centre (DIFC)
<br><b>Employment Type:</b> Full-Time
<br><b>Seniority:</b> Mid–Senior Level
<br><br>
<b>About the Opportunity:</b><br>
A DFSA-regulated asset and investment management firm in the DIFC is seeking an experienced Compliance Officer & Money Laundering Reporting Officer (CO/MLRO) to lead its compliance and AML/CFT framework.
<br>The successful candidate must have strong experience in asset management, investment management, private equity, or related financial services, with a solid understanding of DFSA regulations and DIFC regulatory expectations.
<br><br>
<b>Key Responsibilities:</b><br>
<b>Regulatory Compliance (DFSA Focus):</b><br>
<ul>
<li>Maintain and oversee the compliance framework in accordance with DFSA Rulebooks, including GEN, AML, COB, PIB, and CIR as relevant.</li>
<li>Ensure the firm’s policies, procedures, and governance documents meet DFSA standards.</li>
<li>Prepare, review, and submit periodic regulatory returns, notifications, and filings to the DFSA.</li>
<li>Track regulatory changes and implement required updates across the business.</li>
</ul>
<b>MLRO Responsibilities:</b><br>
<ul>
<li>Act as the firm’s appointed MLRO, responsible for all AML/CFT obligations under DFSA and UAE Federal requirements.</li>
<li>Oversee KYC/CDD, onboarding risk assessments, and ongoing monitoring of clients and counterparties.</li>
<li>Conduct investigations and file STR/SAR reports to the UAE FIU as required.</li>
<li>Deliver AML/CFT and financial crime training across the firm.</li>
</ul>
<b>Monitoring, Assurance & Governance:</b><br>
<ul>
<li>Develop and execute the firm’s Compliance Monitoring Plan (CMP).</li>
<li>Lead periodic internal compliance reviews and risk assessments.</li>
<li>Conduct due diligence on investors, service providers, and counterparties.</li>
<li>Provide compliance and AML guidance to senior management and committees.</li>
<li>Liaise with DFSA supervisors, internal auditors, and external consultants.</li>
</ul>
<b>Requirements:</b><br>
<ul>
<li>4–8 years of compliance experience within asset management, investment management, private equity, or similar regulated environments.</li>
<li>Strong knowledge of DFSA rulebooks, DIFC regulatory processes, and AML/CFT obligations.</li>
<li>Prior experience as CO/MLRO or Deputy CO/MLRO in a DFSA-regulated firm is highly desirable.</li>
<li>Ability to design, implement, and maintain compliance frameworks and monitoring plans.</li>
<li>Strong analytical, communication, and stakeholder management skills.</li>
<li>Professional certifications such as CAMS, ICA, CFA, or similar are a plus.</li>
</ul>
<b>What We’re Looking For:</b><br>
<ul>
<li>A proactive and commercially aware compliance professional.</li>
<li>Someone confident working in a boutique or mid-sized investment environment.</li>
<li>An individual capable of balancing regulatory expectations with business practicality.</li>
</ul>


Compliance Officer & MLRO - Asset & Investment Management

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