senior compliance officer

Huntress

Senior Compliance OfficerLocation: Maidstone (Hybrid)Contract: Permanent, Full-time Salary: £35,000 - £38,000 per annum Our client an insurance-based business who supports clients with insurance broking and risk management services. We're looking for a Senior Compliance Officer to join a dedicated compliance and operations team. This is an exciting opportunity to play a key role in ensuring service excellence, operational efficiency across the business. What You'll Be Doing: <ul> <li>Supporting compliance and quality processes across the business.</li><li>Monitoring incidents, audits, and risk-related activities to ensure best practice.</li><li>Analysing data to identify trends and recommend process improvements.</li><li>Assisting in internal reviews and contributing to ongoing compliance projects.</li><li>Providing advice and guidance to teams to maintain high operational standards.</li></ul> What We're Looking For: <ul> <li>Previous experience in a compliance, quality, or risk-based role.</li><li>Strong analytical and problem-solving skills.</li><li>Excellent communication and attention to detail.</li><li>Ability to work collaboratively and manage multiple priorities.</li><li>A proactive, professional approach with a focus on accuracy and results.</li></ul> If you're ready for a new challenge in a supportive and forward-thinking environment, we'd love to hear from you. Apply now with your CV to be considered! Huntress Search Ltd acts as a Recruitment Agency in relation to all Permanent roles and as a Recruitment Business in relation to all Temporary roles. We practice a diverse and inclusive recruitment process that ensures equal opportunity for all we work with, irrespective of race, sexual orientation, mental or physical disability, age or gender. As an organisation, we encourage applications from all backgrounds and will ensure measures are met when required, to allow a fair process throughout. PLEASE NOTE: We can only consider applications from candidates who have the right to work in the UK.

Senior Compliance Officer

Bab ishtar Group

Role SummaryBuild and lead our end-to-end Compliance Management System (CMS) and serve as the Money Laundering Reporting Officer (MLRO). You&rsquo;ll be the primary liaison with the Qatar Central Bank (QCB), own regulatory obligations, and ensure robust conduct, AML/CFT, data protection, and operational resilience across the venture.Key Responsibilities<ul><li>Regulatory leadership: Manage all QCB interactions, submissions, inspections, and remediation. Maintain a live regulatory obligations register and deliver board-ready MI.</li><li>CMS ownership: Establish policies, product approval/change control, monitoring &amp; testing, issues management, training, and records/retention.</li><li>MLRO duties: Lead AML/CFT framework&mdash;EWRA, CDD/KYC, ongoing monitoring, sanctions/PEP screening, STR/SAR filings, training, and independent assurance.</li><li>Customer protection: Approve marketing/disclosures; govern fees/charges, suitability/affordability (where applicable), arrears/forbearance, complaints handling, and vulnerable-customer standards.</li></ul>Qualifications<ul><li>8&ndash;12+ years in financial services compliance, including senior leadership; GCC/Qatar experience preferred.</li><li>Deep knowledge of QCB requirements (AML/CFT, conduct, outsourcing, complaints, reporting, operational resilience).</li><li>Track record building/scaling a CMS in tech-enabled or high-growth environments.</li><li>Strong board-level communication; ICA/ACAMS (or equivalent) preferred; Arabic &amp; English fluency a plus.</li><li>Must be based in Doha, Qatar</li></ul>Job Type: Full-timePay: QAR8,000.00 - QAR15,000.00 per monthExperience:<ul><li>Compliance, MLRO : 8 years (Required)</li></ul>Location:<ul><li>Doha (Required)</li></ul>

Legalbrite Business Solutions LLP

Senior Compliance SpecialistLocation: Bangalore, India Company: Legalbrite Business Solutions LLP Employment Type: Full-TimeAbout UsLegalbrite Business Solutions LLP is a fast-growing professional services firm specializing in end-to-end compliance, corporate governance, regulatory advisory, and business support solutions. We help organizations navigate complex legal and statutory landscapes with precision, reliability, and efficiency. As we expand, we are looking for an experienced and detail-oriented Senior Compliance Specialist to join our dynamic team.Role OverviewThe Senior Compliance Specialist will oversee and manage statutory, regulatory, and corporate compliance activities for a portfolio of clients. The role involves ensuring timely filings, maintaining accurate records, advising on regulatory requirements, and leading compliance improvement initiatives.Key Responsibilities<ul><li>Manage end-to-end compliance requirements under Shops &amp; Establishments, Labour Laws, and other applicable regulations.</li><li>Prepare, review, and file statutory returns, reports, and legal documents within specified timelines.</li><li>Conduct periodic compliance audits and maintain compliance trackers for clients.</li><li>Advise clients on regulatory changes, risk assessment, and compliance best practices.</li><li>Liaise with government authorities, auditors, and stakeholders for queries and inspections.</li><li>Draft and review compliance-related documentation, resolutions, and agreements.</li><li>Mentor and guide junior team members to ensure quality output.</li><li>Support internal process improvements and contribute to building compliance frameworks.</li></ul>Required Qualifications &amp; Skills<ul><li>Bachelor&rsquo;s degree in Commerce, Business Administration, or related field.</li><li>3-4 years of hands-on experience in corporate and regulatory compliance.</li><li>Strong knowledge of Indian corporate laws, labour laws, tax compliance, and regulatory norms.</li><li>Excellent documentation, analytical, and stakeholder management skills.</li><li>Proficiency in compliance tools, MS Office, and digital filing portals.</li><li>Ability to work independently, manage multiple deadlines, and maintain high accuracy.</li></ul>What We Offer<ul><li>Competitive salary and performance incentives</li><li>Opportunity to work with diverse clients across industries</li><li>Professional growth in a compliance-driven, knowledge-centric environment</li><li>Supportive team culture and work-life balance</li></ul>Job Types: Full-time, PermanentPay: &#8377;350,000.00 - &#8377;400,000.00 per yearBenefits:<ul><li>Health insurance</li><li>Provident Fund</li></ul>Work Location: In person

Aavana Corporate Solution Pvt Ltd

Job description:<ul><li>Minimum of 3+ years of experience in compliance management, preferably into License &amp; Permit will advantage.</li><li>Proven experience with online application registration processes and management of licenses &amp; permits, .</li><li>Strong understanding of regulatory requirements, including but not limited to Trade License, Shop &amp; Establishment, GDPR etc.</li><li>Excellent communication and interpersonal skills, with the ability to effectively collaborate with cross-functional teams.</li><li>Exceptional attention to detail and organizational skills, with a demonstrated ability to manage multiple tasks simultaneously.</li><li>Proficiency in Microsoft Excel and other office productivity tools.</li><li>Good at speaking in Hindi/Tamil would be advantage.</li></ul>Job Type: Full-timePay: &#8377;30,000.00 - &#8377;45,000.00 per monthBenefits:<ul><li>Cell phone reimbursement</li></ul>Work Location: In person

MAREX

<div><div><div>Full-Time in<div></div> Abu Dhabi, AE -<div></div> Compliance</div></div><div><div>
About Marex
Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. It listed on Nasdaq Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics.

For more information visit www.marex.com
Role Summary

The Deputy Chief Compliance Officer will play a pivotal role in supporting the Chief Compliance Officer in overseeing the firm's compliance efforts and ensuring adherence to regulatory requirements. This position requires strong leadership skills and the ability to effectively manage compliance functions within the organization.

Key Responsibilities
<ul><li>Assist in the development, implementation, and maintenance of a comprehensive compliance program to ensure adherence to regulatory standards.</li><li>
Support the Chief Compliance Officer in liaising with regulatory authorities, maintaining effective communication, and ensuring timely compliance.</li><li>
Contribute to the development and enforcement of Anti-Money Laundering (AML) policies, procedures, and controls.</li><li>
Assist in conducting regular compliance risk assessments and implementing measures to mitigate risks.</li><li>
Collaborate with compliance team members to provide guidance and support in daily activities.</li><li>
Assist in overseeing compliance training programs for employees to ensure understanding of regulatory obligations.</li><li>
Contribute to the preparation and submission of regulatory reports and filings.</li><li>
Stay informed about regulatory developments and assess their impact on the firm.</li><li>
Assume the responsibilities of the Chief Compliance Officer in their absence or as delegated.</li><li>
Ensure the effective implementation of the firm&rsquo;s compliance and AML/Counter-Terrorist Financing (CTF) policies and procedures.</li><li>
Design and implement the compliance monitoring plan, performing monitoring and surveillance subsequent reviews.</li><li>
Provide support and guidance to staff on regulatory, policy, and procedural issues and application.</li><li>
Assist with client inquiries and regulatory requests for information.</li><li>
Identify, log, and resolve compliance issues, client complaints, and policy and regulatory breaches.</li><li>
Review and update Compliance and AML/CTF policies and procedures in line with regulatory changes.</li><li>
Provide compliance and AML/CTF training to staff.</li><li>
Ensure timely completion and filing of regulatory and AML reports with the regulator.</li><li>
Provide the Chief Compliance Officer, SEO, and Group Senior Management with compliance management information, ensuring their full awareness of all salient matters and advising on regulatory implications of future business strategies.</li><li>
Stay up to date with AML/CTF and regulatory developments both locally and internationally, including the Securities and Commodities Authority Rulebook, FSRA&rsquo;s AML Rulebook, and international best practices.</li><li>
Develop and maintain a positive and constructive relationship with Regulators and promptly respond to any request for information made by the FSRA or any other competent authorities of the UAE.</li></ul>

Skills and Experience
<ul><li>Bachelor's degree in a relevant field; advanced degrees or certifications preferred.</li><li>
Substantial experience in compliance within financial services.</li><li>
Knowledge of local and international regulatory requirements in AML and KYC.</li><li>
Strong communication and teamwork skills.</li><li>
Strong understanding of regulatory requirements in financial services, particularly in the Abu Dhabi region.</li><li>
Ability to collaborate effectively with internal and external stakeholders.</li><li>
Proven track record of working in financial services.</li><li>
Experience in building working relationships with Regulators, with direct experience working with FSRA and/or SCA.</li><li>
Ability to advise Group colleagues on complex regulatory issues.</li><li>
Ability to work to short timelines in a fast-paced environment.</li><li>
Fluent in English</li><li>
Fluent in Arabic (both written and spoken) will be considered as advantage</li><li>
Prior registration with SCA as Compliance Officer will be considered as advantage.</li></ul>

Competencies
<ul><li>Excellent verbal and written communication skills</li><li>
A collaborative team player, approachable, self-efficient and influences a positive work environment</li><li>
Demonstrates curiosity</li><li>
Resilient in a challenging, fast-paced environment</li><li>
Ability to take a high level of responsibility in a fast pace and high-volume environment</li><li>
Excels at building relationships, networking and influencing others</li><li>
Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness
</li></ul>Conduct Rules

You must:
<ul><li>Act with integrity</li><li>
Act with due skill, care and diligence</li><li>
Be open and cooperative with the FCA, the PRA and other regulators</li><li>
Pay due regard to the interests of customers and treat them fairly</li><li>
Observe proper standard of market conduct</li><li>
Act to deliver good outcomes for retail customers</li></ul>

Company Values
Acting as a role model for the values of the Company:

Respect - Clients are at the heart of our business, with superior execution and superb client service the foundation of the firm. We respect our clients and always treat them fairly.

Integrity - Doing business the right way is the only way. We hold ourselves to a high ethical standard in everything we do &ndash; our clients expect this and we demand it of ourselves.

Collaborative - We work in teams - open and direct communication and the willingness to work hard and collaboratively are the basis for effective teamwork. Working well with others is necessary for us to succeed at what we do.

Developing our People - Our people are the basis of our competitive advantage. We look to &ldquo;grow our own&rdquo; and make Marex the place ambitious, hardworking, talented people choose to build their careers.

Adaptable and Nimble - Our size and flexibility is an advantage. We are big enough to support our client&rsquo;s various needs, and adaptable and nimble enough to respond quickly to changing conditions or requirements. A non-bureaucratic, but well controlled environment fosters initiative as well as employee satisfaction.

Marex is fully committed to the elimination of unlawful or unfair discrimination and values the differences that a diverse workforce brings to the company.</div></div></div>

Senior Compliance Officer - Marex AD

Hays Specialist Recruitment Limited

Your New Company Join a leading UK organisation with a strong global presence and a commitment to excellence, this company is expanding its Trade Compliance function to meet growing international demands. Your New Role Available on a hybrid basis of 2-3 days per week in the office, this is a pivotal role in embedding international trade compliance standards across the business. Key responsibilities include: <ul> <li>Integrating Global Trade Compliance procedures into daily operations</li><li>Developing and delivering training programmes for employees at all levels</li><li>Advising on trade compliance queries and regulatory requirements</li><li>Managing global export licence applications and compliance tracking</li><li>Ensuring import/export transactions meet UK Customs and international standards</li></ul> What You'll Need to Succeed We're looking for a seasoned compliance professional with a sharp eye for detail and a proactive mindset. Essential qualifications and experience: <ul> <li>Demonstrable experience in trade compliance, customs, or export control</li><li>Strong knowledge of UK/EU export regulations </li><li>Proven track record in UK export licensing and customs compliance</li><li>Experience delivering training on international trade laws</li><li>Strong communication and organisational skills</li><li>Ability to work independently and collaboratively under pressure</li></ul> What You'll Get in Return In return, you'll join a respected organisation that offers a competitive salary, flexible working arrangements, and the chance to make a meaningful impact in a globally connected industry. You'll be supported by a collaborative team and have access to ongoing professional development. Hays EA is a trading division of Hays Specialist Recruitment Limited and acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk

Senior Trade Compliance Officer

GRIP Investments • DIFC • Horizon • Citadel

<div>
 
 
 Junior Officer &ndash; Compliance
 
 
 
 
 
 
 
 Location:
 
 Dubai International Financial Centre (DIFC)
 
 
 
 Employment Type:
 
 Full-time, On-site
 
 
 
 About the Role:
 
 
 
 
 
 
 GRIP is seeking a
 
 Junior Officer &ndash; Compliance
 
 to support the broader
 
 compliance and regulatory functions
 
 . This role is essential in maintaining
 
 operational efficiency, regulatory adherence, and robust compliance tracking
 
 across the firm.
 
 
 The successful candidate will report to the
 
 Senior Officer - Compliance &amp; Risk and General Counsel
 
 and play a key role in maintaining
 
 accurate records, regulatory filings, and compliance tracking systems
 
 .
 
 
 
 
 
 
 Key Responsibilities:
 
 
 <ul>
 <li>
 
 Complete and manage all client onboarding documentation
 
 , including KYC, AML, and compliance-related forms, ensuring adherence to regulatory and internal standards.
 </li>
 <li>
 Analyse KYC and KYB documentation to validate and verify Source of Wealth and Journey to Wealth documents.
 </li>
 <li>
 
 Handle business onboarding processes
 
 , including submitting applications, preparing due diligence packs, and ensuring compliance with counterparty and financial partner requirements.
 </li>
 <li>
 
 Maintain and update compliance-related trackers
 
 , covering clients, investors, counterparties, and transactional records.
 </li>
 <li>
 Conduct
 
 preliminary due diligence checks, sanction screenings
 
 , and escalate findings as necessary.
 </li>
 <li>
 Ensure
 
 accurate and timely submission
 
 of forms and documentation to banks, financial institutions, and regulators.
 </li>
 <li>
 Work closely with the
 
 Senior Officer - Compliance &amp; Risk and General Counsel
 
 to monitor and update internal policies, compliance frameworks, and process documentation.
 </li>
 <li>
 Support regulatory filings, liaise with relevant authorities, and assist in audits and compliance reporting
 </li>
 <li>
 Update authority, government and international Portals.
 </li>
 <li>
 Keep records organised, ensuring documents are properly archived and easily accessible for review.
 </li>
 </ul>
 
 
 Requirements:
 
 
 <ul>
 <li>
 
 Bachelor&rsquo;s degree
 
 in finance, law, business, or a related field.
 </li>
 <li>
 
 Relevant compliance qualifications
 
 (e.g., ICA Certificate/Advanced Certificate, CISI Risk in Financial Services, or ACAMS) are an advantage.
 </li>
 <li>
 
 2 years of experience
 
 in a similar role, preferably in compliance within financial services.
 </li>
 <li>
 Strong
 
 form-filling and document management skills
 
 , with high attention to detail.
 </li>
 <li>
 Knowledge of
 
 AML, CTF, ABC, Sanctions
 
 , and financial regulations.
 </li>
 <li>
 Excellent
 
 research, communication, and organizational skills
 
 .
 </li>
 <li>
 Excellent Ms Word and PPT skills
 </li>
 <li>
 
 Fluent in English
 
 ; knowledge of
 
 French or Arabic
 
 is an advantage.
 </li>
 <li>
 Well-organised, proactive, and able to work under strict deadlines.
 </li>
 <li>
 
 Must be able to commute daily
 
 to the office in DIFC.
 </li>
 </ul>
 
 
 
 
 If you are detail-oriented and looking to develop your career in compliance within a
 
 fast-paced, internationally connected financial environment
 
 , we look forward to hearing from you.
 
 
 
 
 
 
 Please only communicate via this recruitment channel and refrain from contacting employees / directors of GRIP. All candidates who reach-out directly will be disqualified.
 
 
</div>

Junior Officer - Compliance

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