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analyst - internal audit

associate manager compliance and audit

Rapido

<div>
 
 
 Key Responsibilities:
 
 
 
 
 
 
 o Ensure timely and accurate preparation and filing of all applicable tax returns (GST, TDS, corporate income tax, equalization levy, etc.)
 
 
 o Oversee monthly, quarterly, and annual tax compliance calendars
 
 
 o Review tax computations, reconciliations, and related workings prepared by the team or consultants
 
 
 o Monitor changes in tax legislation and assess impact on the organization; implement necessary changes to compliance processes
 
 
 o Oversee the process of routine compliance hygiene checks and circulate the technical memoranda summarizing findings and recommendations to the Management.
 
 
 o Supervise and mentor tax , providing training and guidance on tax issues.
 
 
 o Coordinate with other departments to ensure accurate and timely filing of returns and tax reporting.
 
 
 
</div>

Associate Manager Compliance and Audit

PwC Acceleration Center India

<div>
 
 PricewaterhouseCoopers Acceleration Centre (Kolkata) Private Limited is a joint venture in India among members of the PricewaterhouseCoopers Network that will leverage the scale and capabilities of its network. It is a member firm of PricewaterhouseCoopers International Limited and has its registered office in Kolkata, India. Working with PwC UK&rsquo;s FS-BRC as part of the Acceleration Centre will provide you an opportunity to work with leading financial services firms on cutting edge areas in a dynamic environment. You will have the opportunity to develop your skills in Internal Audit, as well as a broader understanding of risks and controls over the key processes in the insurance sector.
 
 
 
 
 
 
 
 
 
 Reporting:
 
 
 
 &squf; Position reports to an Internal Audit Manager/ Senior Manager.
 
 
 
 
 
 
 Key skills and responsibilities:
 
 
 
 
 
 
 &squf; Candidates should have excellent communication (written and verbal) skills and should be able to work with global teams independently with minimal supervision.
 
 
 &squf; Candidates should exhibit good client service skill collaterals with a strong focus on building relationships.
 
 
 &squf; Experience of working in the 2nd line or 3rd line of defence of Banks (preferably UK banks) in areas such as Internal Audit, Quality Audit, Process Audit or Risk Governance or Compliance.
 
 
 &squf; Experience of working in the 2nd line or 3rd line of defence of Banks (preferably UK banks) in areas such as Internal Audit, Quality Audit, Process Audit or Control Testing or Issue Validation or Governance, Risk and Compliance
 
 
 &squf; Participate and drive conversations with clients for process discussions and conduct walkthroughs.
 
 
 &squf; Identify governance or process gaps and accordingly provide recommendations in areas requiring improvement based on the client's business processes.
 
 
 &squf; Experience in drafting Risk and Control Matrix (RCM/RACM) is a must.
 
 
 &squf; Design and execute tests to verify control and operating effectiveness.
 
 
 &squf; Document and review testing workpapers as per the defined standards and quality benchmark.
 
 
 &squf; Take responsibility for various areas of the engagement, which may include:
 
 
 &squf; Developing materials including but not limited to writing reports, problem solving and preparing materials for clients.
 
 
 &squf; Supporting other team members with any other key activities for delivery of client outcomes or internal goals and objectives.
 
 
 &squf; Monitor project progress, manage multiple assignments/ related project teams.
 
 
 
 
 
 
 Interpersonal skills &amp; Client Management:
 
 
 
 
 
 
 &squf; Ability to work independently under general supervision with latitude for initiative and independent judgment
 
 
 &squf; Effective verbal and written communications, including active listening skills
 
 
 &squf; Ability to establish and maintain effective working relationships with team members and clients
 
 
 &squf; Detail-oriented &squf; Comfortable working on multiple projects simultaneously
 
 
 &squf; Managing predominantly offshore engagements and relevant PwC Territory teams.
 
 
 &squf; Ensure client service delivery in accordance with the quality guidelines &amp; methodologies
 
 
 &squf; Build and maintain client relationships by understanding and being responsive to client requirement
 
 
 &squf; Demonstrate strong analytical thinking such as the ability to research and understand complex processes and effectively communicate them to interested parties
 
 
 
 
 
 
 Operational excellence:
 
 
 
 
 
 
 &squf; Suggest ideas on improving engagement productivity, including through the use of technology, and identify opportunities for improving client service.
 
 
 &squf; Ensure compliance with engagement plans and internal quality &amp; risk management procedures.
 
 
 
 
 
 
 People related:
 
 
 
 
 
 
 &squf; Display teamwork, integrity, and leadership. Work with team members to set goals and responsibilities for specific engagements.
 
 
 &squf; Foster teamwork and innovation.
 
 
 &squf; Conduct workshops and technical training sessions for team members.
 
 
 &squf; Be actively involved in team building activity for strong group/team synergy
 
 
 &squf; Contribute to the learning &amp; development agenda and knowledge harnessing initiatives
 
 
 
 
 
 
 Minimum qualifications:
 
 
 
 
 
 
 &squf; Bachelor's/Master&rsquo;s Degree in Commerce / Economics / MBA/ BBA (or) Chartered Accountant
 
 
 &squf; Experience in 2nd line or 3rd line of defence of Banks (preferably UK banks)
 
 
 &squf; Experience in identifying control gaps and communicating audit findings and recommendations to clients
 
 
 &squf; Understanding of audit concepts and regulations
 
 
 &squf; Candidates with 3-6 years of relevant experience in similar role, preferably with a &ldquo;Big 4&rdquo; or equivalent
 
</div>

Senior Associate

Unilever

<div>
 
 Job Title: Assistant Manager - P2P
 
 
 
 
 Location: Bangalore
 
 
 
 
 About Unilever
 
 
 
 Be part of the world&rsquo;s most successful, purpose-led business. Work with brands that are well-loved around the world, that improve the lives of our consumers and the communities around us. We promote innovation, big and small, to make our business win and grow; and we believe in business as a force for good. Unleash your curiosity, challenge ideas, and disrupt processes; use your energy to make this happen. Our brilliant business leaders and colleagues provide mentorship and inspiration, so you can be at your best. Every day, nine out of ten Indian households use our products to feel good, look good and get more out of life &ndash; giving us a unique opportunity to build a brighter future.
 
 
 Every individual here can bring their purpose to life through their work. Join us and you&rsquo;ll be surrounded by inspiring leaders and supportive peers. Among them, you&rsquo;ll channel your purpose, bring fresh ideas to the table, and simply be you. As you work to make a real impact on the business and the world, we&rsquo;ll work to help you become a better you.
 
 
 
 About UniOps
 
 
 
 Unilever Operations (UniOps) is the global technology and operations engine of Unilever offering business services, technology, and enterprise solutions. UniOps serves over 190 locations and through a network of specialized service lines and partners delivers insights and innovations, user experiences and end-to-end seamless delivery making Unilever Purpose Led and Future Fit.
 
 
 
 Business Context And Main Purpose Of The Job
 
 
 
 GBS is a global business unit that will manage the company&rsquo;s shared business services, made up of HR Services, Finance Transactions, IT services, Information Management Services and Workplace Services to provide excellent services globally which enable Unilever to win in the market.
 
 
 Within the service catalogue of GBS, Commercial Experience is responsible for the management and delivery of Finance &amp; Procurement Services globally, both through third-party outsourced providers and through in-sourced operations.
 
 
 
 Main Responsibilities
 
 
 
 <ul>
 <li>
 Benchmark the existing process with industry leaders and identify opportunities of improvement
 </li>
 <li>
 Define Key performance indicators and improve the performance
 </li>
 <li>
 Partner with IT, Process Excellence, Regional Operations, and 3rd Party Service Providers and the Business stakeholders to improve the Upstream and Downstream process
 </li>
 <li>
 Effective Program management
 </li>
 <li>
 Prototype business process solutions and tools
 </li>
 <li>
 Perform regular general accounting &amp; ensure daily operation activities are tracked, and actions taken on deviations
 </li>
 <li>
 Ensure GPM / GFCF Compliance &ndash; compliance, review and monitoring
 </li>
 <li>
 Support Business in achieving Cost savings in coordination with FBPs
 </li>
 <li>
 Lead governance calls with stakeholders &amp; 3PSP&rsquo;s on periodic basis and steer agreed changes including strategy of processes and challenging status quo
 </li>
 <li>
 Act as a single point of contact for all the operational activity/queries both from Service Lines and 3PSP. Lead resolution of any gaps identified / issues raised; guide the business / 3PSP for closure and assist in statutory audit, internal audit &amp; ensuring process is GFCF compliant
 </li>
 <li>
 Support with scope expansion and global projects &ndash; design and implementation
 </li>
 <li>
 Stakeholder engagement &ndash; Procurement, Supply chain, Finance - NFD, Controllers, Tax and Treasury, etc&hellip;
 </li>
 <li>
 Audit management (internal and external)
 
 
 </li>
 </ul>
 
 Qualification/Experience
 
 
 
 <ul>
 <li>
 7+ years of experience in P2P and Procurement processes
 </li>
 <li>
 Strong Hands-on knowledge in P2P systems, workflow etc
 </li>
 <li>
 Data analysis techniques and advanced Excel/presentations to senior stakeholders
 </li>
 <li>
 Knowledge in technologies such as RPA, Artificial intelligence would be an added advantage
 </li>
 <li>
 Should have strong stakeholder management
 
 
 </li>
 </ul>
 
 Key Interfaces
 
 
 
 <ul>
 <li>
 3PSPs &ndash; Genpact/ IBM
 </li>
 <li>
 UniOps ComEx teams &ndash; OC / PEC /RTR/ IC hub
 </li>
 <li>
 Market stakeholders &ndash; Finance, Procurement, Supply Chain
 </li>
 <li>
 Project Team &ndash; Global Team / SMEs / IT /
 </li>
 <li>
 Auditors &ndash; Statutory; Internal Audit; FCA; Corporate audit
 
 
 </li>
 </ul>
 
 Please Note
 
 
 
 
 All official offers from Unilever are issued only via our Applicant Tracking System (ATS). Offers from individuals or unofficial sources may be fraudulent&mdash;please verify before proceeding.
 
</div>

Assistant Manager – P2P

KPMG India

<div>
 
 Job Description
 
 
 
 
 About KPMG in India
 
 
 
 
 KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada.
 
 
 
 
 KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-enabled services, which reflect a shared knowledge of global and local industries and our experience of the Indian business environment.
 
 
 
 TempHtmlFile
 
 
 
 Job Title : Analyst
 
 
 
 
 Function : Governance, Risk and Compliance Services (GRCS)
 
 
 
 
 Location : Bangalore
 
 
 
 
 &gt;&gt; OVERVIEW
 
 
 
 KPMG is a global network of professional firms providing Audit, Tax and Advisory services. We operate in 156 countries and have 152,000 people working in member firms around the world.
 
 
 KPMG in India, a professional services firm, is the Indian member firm of KPMG International and was established in September 1993. Our professionals leverage the global network of firms, providing detailed knowledge of local laws, regulations, markets and competition. KPMG in India provide services to over 4,500 international and national clients, in India. KPMG has offices across India in Delhi, Chandigarh, Ahmedabad, Mumbai, Pune, Chennai, Bangalore, Kochi, Hyderabad and Kolkata. The Indian firm has access to more than 7,000 Indian and expatriate professionals, many of whom are internationally trained. We strive to provide rapid, performance-based, industry-focused and technology-enabled services, which reflect a shared knowledge of global and local industries and our experience of the Indian business environment.
 
 
 KPMG Advisory professionals provide advice and assistance to enable companies, intermediaries and public sector bodies to mitigate risk, improve performance, and create value. KPMG firms provide a wide range of Risk Consulting, Management Consulting and Transactions &amp; Restructuring services that can help clients respond to immediate needs as well as put in place the strategies for the longer term.
 
 
 With increasing regulatory requirements, the need for greater transparency in operations, and disclosure norms, stakeholders require assurance beyond the traditional critique of numbers. Hence assurance is being increasingly required on industry issues, business risks and key business processes. The Governance, Risk &amp; Compliance Services practice assists companies and public sector bodies to mitigate risk, improve performance and create value.
 
 
 We assist our clients to effectively manage business and process risks by providing a full spectrum of corporate governance, risk management, and Compliance Services. These services are tailored to meet client&rsquo;s individual needs, and provide effective support to management in meeting the challenges and opportunities presented by today's complex business environment.
 
 
 Our professionals provide the experience to help companies stay on track and deal with risks that could unhinge their business survival. Our services enable clients to effectively co-ordinate their key growth, quality and operational challenges and working in partnership with us, clients have the benefits of KPMG's experienced, objective, and industry-grounded viewpoints.
 
 
 
 Following Are Some Of Our Key Service Offerings
 
 
 
 <ul>
 <li>
 Risk Based Internal Audit
 </li>
 <li>
 Enterprise Risk Management
 </li>
 <li>
 Risk Assessment
 </li>
 <li>
 Model Business Process Development
 </li>
 <li>
 Sarbanes &ndash; Oxley 404 Assistance
 </li>
 <li>
 Compliance Assistance &ndash; Contracts and regulations
 </li>
 <li>
 Corporate Governance Advisory&ndash; Review and Assessment
 </li>
 <li>
 Revenue Assurance
 </li>
 <li>
 Control Self Assessment
 </li>
 <li>
 Continuous Auditing / Continuous Monitoring
 </li>
 <li>
 Apart from the above service offerings, we also assist client organizations around various aspects viz. Accounting Manuals, Capital Projects Audits, Project focused Control Assessment, setting up IA function, etc.
 
 
 
 </li>
 </ul>
 
 &gt;&gt; Role &amp; Responsibilities
 
 
 
 <ul>
 <li>
 Analysts are typically project team members who will be involved in conducting process consulting/ internal audit/ risk consulting and execution of other solutions of GRCS
 </li>
 <li>
 Consistently deliver quality client services
 </li>
 <li>
 Monitor progress, manage risk and verify key stakeholders are kept informed about progress and expected outcomes
 </li>
 <li>
 Demonstrate basic accounting and process related knowledge. Demonstrate ability to assimilate to new knowledge
 </li>
 <li>
 Remain current on new developments in advisory services capabilities and industry knowledge
 </li>
 <li>
 The job would require travel to client locations within India and abroad
 
 
 
 </li>
 </ul>
 
 &gt;&gt; THE INDIVIDUAL
 
 
 
 <ul>
 <li>
 Have basic understanding of process consulting/ internal audit/ risk consulting
 </li>
 <li>
 Strong analytical and problem solving skills. Possess strong data analytics skills and knowledge of advanced data analytical tools will be an advantage
 </li>
 <li>
 Strong written and verbal communication skills
 </li>
 <li>
 Ability to work well in teams
 </li>
 <li>
 Basic understanding of IT systems, Knowledge of MS office ( MS Excel, PowerPoint, Word etc)
 </li>
 <li>
 Have the ability to work under pressure &ndash; stringent deadlines and tough client conditions which may demand extended working hours
 </li>
 <li>
 Be willing to travel within India or abroad for continuous long periods of time
 </li>
 <li>
 Demonstrate integrity, values, principles, and work ethic
 
 
 
 </li>
 </ul>
 
 &gt;&gt; Qualification
 
 
 
 <ul>
 <li>
 Graduates (BE/B.Tech, BCom, BMS, BBM or similar degree) with 0 - 2 years of related audit, business or sector experience
 </li>
 <li>
 Certifications like Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA) would be an added advantage
 
 
 
 </li>
 </ul>
 
 &gt;&gt; SELECTION PROCESS
 
 
 
 <ul>
 <li>
 Candidates should expect 2 - 3 rounds of personal or telephonic interviews to assess fitment and communication skills
 
 
 
 </li>
 </ul>
 
 &gt;&gt; Compensation
 
 
 
 <ul>
 <li>
 Compensation is competitive with industry standards
 </li>
 <li>
 Details of the compensation breakup will be shared with short-listed candidates only
 
 
 
 </li>
 </ul>
 
 &gt;&gt; People BENEFITS
 
 
 
 <ul>
 <li>
 Continuous learning program
 </li>
 <li>
 Driving a culture of recognition through &lsquo;ENCORE&rsquo; our quarterly rewards and recognition program
 </li>
 <li>
 Comprehensive medical insurance coverage for staff and family
 </li>
 <li>
 Expansive general and accidental coverage for staff
 </li>
 <li>
 Executive Health checkup (Manager &amp; above, and for staff above the age of 30)
 </li>
 <li>
 Les Concierge desk
 </li>
 <li>
 Internal &amp; Global mobility
 </li>
 <li>
 Various other people friendly initiatives
 </li>
 <li>
 Strong commitment to our Values such as CSR initiatives
 
 
 
 </li>
 </ul>
 The opportunity is now! If you are interested in being part of a dynamic team, serving clients and reaching your full potential &ndash; KPMG Advisory Services is for you!
 
 
 
 
 
 Equal employment opportunity information
 
 
 KPMG India has a policy of providing equal opportunity for all applicants and employees regardless of their color, caste, religion, age, sex/gender, national origin, citizenship, sexual orientation, gender identity or expression, disability or other legally protected status. KPMG India values diversity and we request you to submit the details below to support us in our endeavor for diversity. Providing the below information is voluntary and refusal to submit such information will not be prejudicial to you.
 
 
 
 
 Qualifications
 
 
 
 TempHtmlFile
 
 
 <ul>
 <li>
 Chartered Accountants from an accredited college/university
 </li>
 <li>
 Post qualification experience of 1 - 2 years
 </li>
 <li>
 Should have relevant prior experience in Statutory Audit / Internal Audit. Prior Forensic experience or a professional
 
 
 
 </li>
 </ul>
 qualification in fraud examination would be an added advantage
</div>

Analyst - Internal Audit

Peoplefy

<div>
 
 
 Hello All,
 
 
 
 
 
 
 
 Greetings from Peoplefy !
 
 
 
 
 
 
 
 Job Title:
 
 Associate &amp; Sr. Associate
 
 
 
 
 
 
 Experience Required:
 
 Fresher / 1-2 Years
 
 
 
 Location:
 
 Bangalore &ndash; HSR Layout
 
 
 
 Availability:
 
 30 days Notice period
 
 
 
 General shift
 
 
 
 
 Education : Qualified CS
 
 
 
 
 
 
 
 Key Responsibilities:
 
 
 
 &bull;Assist in ensuring compliance with the Companies Act, 2013 and other applicable regulations relevant to Section 8 companies.
 
 
 &bull;Support the preparation and filing of statutory returns, forms, and documents with the Registrar of Companies (ROC) and other authorities.
 
 
 &bull;Assist in organizing and coordinating Board Meetings, Committee Meetings, and General Meetings, including drafting agendas, notices, and minutes.
 
 
 &bull;Assist in maintaining and regularly updating statutory registers and records in compliance with applicable legal and regulatory requirements.
 
 
 Assist in drafting board resolutions, internal policies, and compliance-related documents under the supervision of the Company Secretary.
 
 
 &bull;Track changes in applicable laws, governance norms, and assist in implementing necessary updates.
 
 
 &bull;Provide secretarial and administrative support to the Company Secretary in day-to-day compliance operations.
 
 
 
 
 
 
 Interested Candidates please share your profiles on:
 
 
 gayatri.pat@peoplefy.com
 
 
 
 
</div>

Company Secretary

Hiresquad Resources

<div>
 
 
 Vertex Fusion Tax System Technical Consultant
 
 
 
 
 
 
 Position Overview
 
 
 We are seeking a skilled Cloud Service Engineer to provide comprehensive production support for
 
 Vertex
 
 
 tax management systems
 
 and their integration with ERP platforms. This role
 
 
 requires
 
 both taxation expertise and technical troubleshooting
 
 capabilities to ensure
 
 
 accurate tax calculations and seamless system operations across multiple jurisdictions.
 
 
 
 
 
 
 Key Responsibilities
 
 
 
 
 
 
 
 Functional Support
 
 
 
 ● Apply expertise in Indirect Taxation including Sales &amp; Use Tax, VAT, GST, and Withholding Tax across different jurisdictions
 
 
 ● Maintain and troubleshoot Vertex Tax Calculation Rules, Tax Jurisdictions, and Product Taxability Assignments
 
 
 ● Support ERP integrations with Vertex (e.g., Oracle Fusion and internal systems)
 
 
 ● Ensure accuracy of tax rates, exemptions, and tax determinations
 
 
 ● Manage Tax Configuration, Tax Categories, and Exemption Certificates within Vertex
 
 
 ● Support Tax Reporting and Compliance, including generating reports for tax filing and audit purposes
 
 
 ● Handle Tax Accruals and Reconciliations to ensure General Ledger accuracy
 
 
 ● Receive, analyze, and prioritize related support tickets
 
 
 ● Provide timely solutions to users
 
 
 ● Document resolution steps and knowledge base articles
 
 
 ● Support system upgrades and patches
 
 
 ● Monitor system performances and recommend improvements Technical Operations
 
 
 ● Perform SQL &amp; Data Analysis by querying ERP and Vertex databases for tax
 
 
 calculations, transaction history, and reconciliation
 
 
 ● Troubleshoot ERP-Vertex integration issues including debugging tax calculation
 
 
 problems, missing tax rates, and incorrect invoice tax postings
 
 
 ● Maintain API Data Feeds including Vertex API calls, REST/SOAP integrations, and
 
 
 data flow between Vertex and ERP systems
 
 
 ● Implement Performance Optimization by identifying slow queries, resolving batch
 
 
 processing issues, and improving tax data loads
 
 
 ● Support FBDI &amp; ADFdi usage for importing and updating tax rates, transactions, and
 
 
 exemption certificates in Oracle Fusion
 
 
 
 
 
 
 Compliance &amp; Reporting
 
 
 
 ● Support Tax Reporting for Compliance (Sales &amp; Use Tax, VAT/GST Returns, Withholding Tax Reports, 1099/1042 forms, etc.)
 
 
 ● Assist in SOX Audits, ensuring controls, documentation, and approvals are in place for tax processes
 
 
 ● Reconcile tax liabilities in Vertex vs. ERP tax subledger vs. GL postings
 
 
 ● Prepare and validate audit-ready tax reports for external and internal audits
 
 
 ● Ensure compliance with Vertex Tax Engine updates (new tax rates, regulatory changes, etc.) Operational Support
 
 
 ● Utilize Vertex Support Website (MyVertex) for issue resolution
 
 
 ● Create and manage support tickets
 
 
 ● Access Vertex Knowledge Base, Release Notes, and Patches
 
 
 ● Follow up on issue resolutions and track service requests
 
 
 ● Test tax rate updates and system upgrades
 
 
 ● Coordinate regression testing for ERP and Vertex quarterly updates
 
 
 ● Assist accounting, tax, and finance teams with Vertex-related issues
 
 
 ● Document troubleshooting steps and best practices for tax processing
 
 
 
 
 
 
 Required Qualifications
 
 
 
 ● Strong understanding of indirect taxation (Sales &amp; Use Tax, VAT, GST, Withholding Tax)
 
 
 ● 5+ years experience with Vertex tax systems and ERP integrations
 
 
 ● Knowledge of tax calculation rules, jurisdictions, and product taxability assignments
 
 
 ● Proficiency in SQL and data analysis
 
 
 ● Experience troubleshooting API integrations and data feeds
 
 
 ● Understanding of tax compliance reporting requirements
 
 
 ● Familiarity with SOX audit requirements for tax processes
 
 
 ● Experience with FBDI &amp; ADFdi for data imports and updates
 
 
 ● Strong problem-solving skills for complex tax calculation issues
 
 
 ● Ability to document and communicate technical solutions effectively
 
 
 
 
 
 This position requires a blend of tax domain expertise and technical troubleshooting
 
 
 capabilities to maintain critical tax management systems and ensure accurate tax
 
 
 calculations and reporting.
 
 
 
 
 
 
 INTERESTED CANDIDATES CAN MAIL THEIR CV AT simmi@hiresquad.in or call at 8467054123
 
 
</div>

Vertex Fusion Tax System Technical Consultant

Wells Fargo

<div>
 
 Wells Fargo is seeking a Securities operations Associate manager
 
 
 
 
 
 
 In this role, you will:
 
 
 <ul>
 <li>
 Manage a team of specialists in transactional tasks ensuring quality and compliance in securities operations
 </li>
 <li>
 Provide support for being a first point of contact for all delivery tasks and escalations
 </li>
 <li>
 Identify opportunities for process improvement and risk control development
 </li>
 <li>
 Ensure team consistently meets delivery expectations and resolve issues related to reporting, career path and related activities for direct reports
 </li>
 <li>
 Collaborate and influence all levels of professionals including more experienced managers
 </li>
 <li>
 Lead team to achieve objectives
 </li>
 <li>
 Manage allocation of people and financial resources for securities operations
 </li>
 <li>
 Develop and guide a culture of talent development to meet business objectives and strategy
 </li>
 </ul>
 
 
 
 
 
 Required Qualifications:
 
 
 <ul>
 <li>
 2 + years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
 </li>
 <li>
 1+ years of Leadership experience
 </li>
 </ul>
 
 
 
 
 
 Required Qualifications for Europe, Middle East &amp; Africa only:
 
 
 <ul>
 <li>
 Experience in Securities Operations, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
 </li>
 <li>
 Leadership experience
 </li>
 </ul>
 
 
 
 
 
 Desired Qualifications:
 
 
 
 
 
 
 
 People Management Responsibilities
 
 
 
 
 Team Leadership &amp; Oversight
 
 
 <ul>
 <li>
 Lead a team of analysts and specialists responsible for income collection and entitlement processing.
 </li>
 <li>
 Set clear performance expectations and provide regular feedback and coaching.
 </li>
 <li>
 Ensure team members understand their roles in the broader asset servicing lifecycle.
 </li>
 </ul>
 
 
 Performance Management
 
 
 <ul>
 <li>
 Conduct performance reviews and development planning.
 </li>
 <li>
 Identify skill gaps and provide training or mentoring opportunities.
 </li>
 <li>
 Recognize and reward high performance while addressing underperformance constructively.
 </li>
 </ul>
 
 
 Workforce Planning
 
 
 <ul>
 <li>
 Allocate resources effectively to meet operational demands and deadlines.
 </li>
 <li>
 Manage staffing levels, including hiring, onboarding, and succession planning.
 </li>
 </ul>
 <li>
 </li>
 
 
 Operational Excellence
 
 
 <ul>
 <li>
 Foster a culture of accountability, accuracy, and continuous improvement.
 </li>
 <li>
 Encourage proactive issue resolution and escalation of risks or delays.
 </li>
 <li>
 Monitor KPIs and service level agreements to ensure team efficiency.
 </li>
 </ul>
 
 
 Communication &amp; Collaboration
 
 
 <ul>
 <li>
 Act as a liaison between the team and senior management, middle office, and client service teams.
 </li>
 <li>
 Facilitate regular team meetings and cross-functional collaboration.
 </li>
 <li>
 Promote transparency and open communication within the team.
 </li>
 </ul>
 
 
 Compliance &amp; Risk Management
 
 
 <ul>
 <li>
 Ensure team adherence to internal controls, compliance policies, and regulatory requirements.
 </li>
 <li>
 Lead audits and reviews related to income servicing processes.
 </li>
 <li>
 Promote a strong risk culture and ethical standards.
 </li>
 </ul>
 
 
 Change Management
 
 
 <ul>
 <li>
 Guide the team through process changes, system upgrades, and organizational shifts.
 </li>
 <li>
 Champion automation and digital transformation initiatives.
 </li>
 <li>
 Manage resistance and build engagement during transitions.
 </li>
 </ul>
 
 
 
 <ul>
 <li>
 Having latest technical expertise in tools like Alteryx, Tachyon and other latest AI tool is a plu
 </li>
 </ul>
 
 
</div>

Securities operations Associate Manager - Asset Servicing

Explore 905+ Associate manager compliance and audit in Mangaluru this September. Find roles across top companies and apply now to boost your career.