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Muthoot Finance

<div><div><div><div><h3 class="jobSectionHeader"><b>Compliance Officer</b></h3>
</div></div></div><div></div><h3 class="jobSectionHeader"><b>highlights
</b></h3><div></div><ul><li>Designation : Compliance Officer</li>
<li>Location : Trivandrum</li>
<li>Salary : Best in industry</li>
<li>E-mail : hr@muthootenterprises.com</li>
<li>Closing Date : 29 January 2026</li>
<li>Posted On : 23 December 2025</li>
</ul><h3 class="jobSectionHeader"><b>Description
</b></h3><div></div><p>2-3 years of experience in NBFC Strong knowledge of banking/NBFC products and RBI norms Qualification: Company Secretary (CS) &ndash; Mandatory Hands-on experience in regulatory compliance and secretarial functions.</p>
<h3 class="jobSectionHeader"><b>Skills
</b></h3><div></div><p>Strong knowledge of banking/NBFC products</p></div>

Compliance Officer

sunrise gilts and securities

<p><b>We&rsquo;re Hiring: Compliance Officer &ndash; Ahmedabad </b></p><p><b>Sunrise Gilts &amp; Securities Pvt. Ltd.</b></p><p>In a world where markets rise and fall like ancient rhythms, we&rsquo;re looking for someone who stands steady &mdash; a guardian of integrity, a keeper of rules, a voice of discipline when the day feels loud.</p><p><b>Role: Compliance Officer</b></p><p><b>Location:</b> Ahmedabad<br/><b>Experience:</b> 2&ndash;5 Years<br/><b>Industry:</b> Stock Broking / Securities</p><p><b>What You&rsquo;ll Be Owning</b></p><ul><li>Ensuring day-to-day compliance with SEBI, NSE, BSE, CDSL &amp; regulatory frameworks</li><li>Handling audits, inspections &amp; timely submissions of reports</li><li>Reviewing internal processes and strengthening compliance controls</li><li>Monitoring trades, risk flags, discrepancies &amp; regulatory alerts</li><li>Managing KYC / AML checks &amp; ensuring documentation accuracy</li><li>Supporting management with compliance updates, circulars &amp; interpretations</li><li>Maintaining registers, documentation &amp; statutory records</li></ul><p><b>What You Bring</b></p><ul><li>2&ndash;5 years of solid experience in compliance within Stock Market / Broking</li><li>Strong understanding of regulatory guidelines</li><li>Detail-oriented mindset with traditional discipline</li><li>Ability to maintain calm and clarity in fast-moving market environments</li><li>Excellent communication and documentation skills</li></ul><p>Job Type: Full-time</p><p>Pay: &#8377;20,000.00 - &#8377;50,000.00 per month</p><p>Work Location: In person</p>

TIRUMALA GROUPS OF COMPANIES

<p>Position: Compliance Officer</p><p>Location: Hadapsar, Pune</p><p>Gender: Male candidate preferred</p><p>Salary Range: Rs. 30,000/- to 35,000/-</p><p>Experience: 3 to 7 years</p><p>Key Responsibilities:</p><p>Manage all compliance with respect to Payroll i.e. PF / ESI / PT / WC / LWF etc</p><p>Candidate should have knowledge of Insurance claims such as ESI /PF/WC etc</p><p>Liasoning skills</p><p>Job Type: Full-time</p><p>Pay: ₹30,000.00 - ₹35,000.00 per month</p><p>Work Location: In person</p><p>Job Type: Full-time</p><p>Pay: ₹30,000.00 - ₹35,000.00 per month</p><p>Work Location: In person</p>

Austral International Co.

<p><b>Job Description: Compliance Officer</b></p><p><b>Location: </b>Marol, Andheri Mumbai<br/><b>Industry:</b> Asset Management<br/><b>Employment Type:</b> Full-time<br/><b>Experience Level:</b> 8-10 Years</p><p><b>About the Role</b></p><p>We are seeking an experienced and strategic Compliance Officer to join our asset management firm in Mumbai. This senior role requires a seasoned professional who can independently manage our compliance function, provide strategic guidance to leadership, and ensure robust adherence to regulatory requirements while enabling business growth.</p><p><b>Key Responsibilities</b></p><p><b>Strategic Compliance Leadership</b></p><ul><li>Lead the compliance function and serve as the primary compliance advisor to senior management and the board</li><li>Develop and implement comprehensive compliance strategies aligned with business objectives and regulatory expectations</li><li>Build and maintain strong relationships with SEBI, RBI, and other regulatory authorities</li></ul><p><b>Regulatory Compliance &amp; Risk Management</b></p><ul><li>Ensure full compliance with SEBI regulations including SEBI (Portfolio Managers) Regulations, SEBI (AIF) Regulations, and other applicable guidelines</li><li>Proactively monitor and interpret regulatory changes and assess their impact on business operations</li><li>Design and oversee implementation of enterprise-wide compliance frameworks and controls</li><li>Conduct comprehensive compliance risk assessments and develop mitigation strategies</li><li>Oversee compliance programs and ensure robust KYC processes</li></ul><p><b>Governance &amp; Policy Framework</b></p><ul><li>Establish, review, and enhance compliance policies, procedures, and governance frameworks</li><li>Lead compliance committee meetings and provide expert guidance on complex compliance matters</li><li>Develop and maintain compliance manuals, SOPs, and code of conduct</li><li>Ensure effective implementation of compliance culture across the organization</li></ul><p><b>Regulatory Reporting &amp; Liaison</b></p><ul><li>Oversee preparation and timely submission of all regulatory filings, returns, and disclosures</li><li>Manage regulatory inspections, examinations, and audits</li><li>Serve as primary point of contact for regulatory authorities and external auditors</li><li>Provide comprehensive compliance reports and presentations to board and senior management</li></ul><p><b>Training &amp; Advisory</b></p><ul><li>Design and conduct compliance training programs for employees, including senior management</li><li>Provide expert compliance advice on complex transactions, conflicts of interest, and ethical matters</li><li>Mentor junior compliance team members and build compliance capabilities within the organization</li><li>Stay ahead of industry best practices and emerging compliance trends</li></ul><p><b>Investigation &amp; Remediation</b></p><ul><li>Lead investigations into compliance breaches, suspicious activities, and internal violations</li><li>Develop and implement corrective action plans for compliance gaps</li><li>Maintain incident management systems and ensure timely resolution of issues</li><li>Monitor effectiveness of remediation measures</li></ul><p><b>Required Qualifications</b></p><p><b>Education &amp; Certification</b></p><ul><li>Bachelor's degree in Law, Commerce, Finance, or related field (Master's degree) Professional certifications such as CS (Company Secretary), NISM Series VIII (Compliance Officer), CAMS (Certified Anti-Money Laundering Specialist), or equivalent are mandatory</li><li>Additional certifications like CFA, FRM, or specialized compliance qualifications are an advantage</li></ul><p><b>Experience</b></p><ul><li>8-10 years of progressive compliance experience in asset management, mutual funds, portfolio management services, or financial services sector</li><li>Demonstrated experience in managing regulatory inspections and interactions with SEBI/RBI</li><li>Proven track record of building and managing compliance frameworks from the ground up</li><li>Experience in handling complex compliance matters and providing strategic guidance to leadership</li></ul><p><b>Technical Knowledge</b></p><ul><li>In-depth knowledge of SEBI regulations, securities laws, and asset management compliance requirements</li><li>Familiarity with global compliance standards and best practices</li><li>Knowledge of fund structures AIFs, PMSs) and their regulatory frameworks</li></ul><p><b>Skills &amp; Competencies</b></p><ul><li>Strategic thinking with ability to balance compliance requirements and business needs</li><li>Exceptional analytical, problem-solving, and decision-making abilities</li><li>Strong leadership and stakeholder management skills</li><li>Excellent written and verbal communication skills for regulatory correspondence and presentations</li><li>Ability to work under pressure and manage multiple complex projects simultaneously</li><li>High ethical standards and integrity</li><li>Proficiency in compliance management systems and regulatory reporting platforms</li></ul><p><b>What We Offer</b></p><ul><li>5 days working</li><li>Leadership role with significant organizational impact</li><li>Performance-based bonuses and long-term incentives</li><li>Comprehensive health insurance and wellness benefits</li><li>Professional development and continuous learning opportunities</li></ul><p>Job Types: Full-time, Permanent</p><p>Pay: ₹1,800,000.00 - ₹2,200,000.00 per year</p><p>Benefits:</p><ul><li>Health insurance</li><li>Leave encashment</li><li>Life insurance</li><li>Provident Fund</li></ul><p>Application Question(s):</p><ul><li>How many years of experience you have in asset management, mutual funds, portfolio management services, or financial services sector?</li><li>Where do you stay ?</li><li>Do you have Knowledge of fund structures AIFs, PMSs and their regulatory frameworks?</li></ul><p>Work Location: In person</p>

VMPL

<p>Looking for a highly experienced Senior Compliance Officer to oversee and manage the end-to-end compliance functions of our SEBI-registered Stock Broking firm. Should have strong knowledge of the regulatory framework governing Stock Exchanges, Depositories, and Mutual Fund activities, along with hands-on experience in dealing with regulatory bodies.</p><p>Key Responsibilities</p><p>1. Regulatory Compliance</p><ul><li>Ensure full compliance with SEBI, Stock Exchanges (NSE/BSE/MSEI), Depositories (NSDL/CDSL) and AMFI/Mutual Fund regulations.</li><li>Track and implement all circulars, guidelines, and regulatory updates.</li><li>Review and update internal policies, manuals, and SOPs in line with regulatory changes.</li></ul><p>2. Exchange &amp; Depository Compliance</p><ul><li>Oversee all exchange filings, reporting, and submissions (monthly/quarterly/annual).</li><li>Manage compliance related to client onboarding, KYC, CKYC, PMLA, Risk Profiling, FATCA &amp; CRS.</li><li>Monitor transactions for AML/PMLA red flags and ensure timely reporting through STRs/CTRs where applicable.</li><li>Ensure proper upkeep of depository operations, DP documentation, reconciliations and compliance filings.</li></ul><p>3. Mutual Fund Compliance</p><ul><li>Support compliance requirements for Mutual Fund distribution operations.</li><li>Ensure adherence to AMFI code of conduct, EUIN rules, brokerage norms, and reporting requirements.</li></ul><p>4. Audits &amp; Inspections</p><ul><li>Coordinate with statutory, internal, concurrent auditors, and regulatory authorities during inspections.</li><li>Prepare data, responses, and ensure closure of audit/inspection observations within deadlines.</li><li>Maintain all necessary registers, logs, compliance records, and audit trails.</li></ul><p>Job Types: Full-time, Permanent</p><p>Pay: ₹30,000.00 - ₹40,000.00 per month</p><p>Work Location: In person</p>

UPSTOX

<div><div><div><b>Position</b>: Compliance Officer</div><div><b>
Reporting To:</b> Board of Directors</div><div><b>
Location</b>: Gift City</div><div><b>
Department</b>: Legal &amp; Compliance</div><div></div><div><b><br>
About Upstox:</b></div><div>
At Upstox, we&rsquo;re building the future of investing &mdash; simple, powerful, and for everyone. We're one of India&rsquo;s fastest-growing fintech platforms, backed by the best in the business, including Mr. Ratan Tata and Tiger Global, and on a mission to make wealth creation accessible to every Indian. From first-time investors to seasoned traders, millions trust us to power their financial journeys. We're not just moving fast &mdash; we&rsquo;re moving with purpose. If you thrive in a high-energy, high-impact environment, you're in the right place.</div><div></div><div><b><br>
Role Overview:</b></div><div>
The Compliance Officer (CO) will be responsible for overseeing and ensuring full adherence to regulatory, legal, and internal compliance requirements. The role demands a senior professional with strong understanding of financial services, regulatory frameworks, risk management, and governance practices. The CO will work closely with the Board to design, implement, and monitor compliance programs aligned with IFSCA guidelines.</div><div></div><div><b><br>
Key Responsibilities</b></div><div>
Oversee the organisation&rsquo;s Legal and compliance framework and ensure adherence to all regulatory requirements applicable to the SBU operating in GIFT City, under the IFSCA and other regulatory guidelines.</div><div>
Establish, update, and monitor internal policies, procedures, and controls.</div><div>
Review and interpret regulatory updates and ensure timely implementation across the business.</div><div>
Liaise with regulatory bodies, auditors, and internal teams regarding compliance matters.</div><div>
Monitor risk exposures and ensure strong governance mechanisms.</div><div>
Ensure accurate and timely record-keeping as per regulatory norms.</div><div>
Oversee the implementation and adherence to the organisation&rsquo;s Code of Conduct.</div><div>
Review financial statements from a compliance and regulatory perspective.</div><div>
Prepare compliance reports and present findings directly to the Board.</div><div>
Lead compliance training and awareness programs across the organisation.</div><div></div><div><b><br>
Educational Qualifications</b></div><div>
Professional qualification; or PG degree/diploma in relevant fields (finance, law, accountancy, business management, commerce, economics, capital markets, banking, insurance, actuarial science); or</div><div>
CFA/FRM; or Other qualifications recognised by IFSCA.</div><div><b>
Additional Provisions:</b></div><div>
Graduation + 10 years of financial services experience is acceptable.</div><div>
LLB degree holders are eligible irrespective of other qualifications.</div><div><b>
Experience Requirement</b></div><div>
Minimum 2 years&rsquo; experience in the financial services sector; or</div><div>
Experience from any field is acceptable if the candidate has at least 2 years of experience in a compliance role.</div><div></div><div><b><br>
Competencies &amp; Skills:</b></div><div>
Strong grasp of legal and regulatory compliance frameworks.</div><div>
Ability to understand and interpret financial statements.</div><div>
Knowledge of risk management practices and reporting.</div><div>
Familiarity with record-keeping and compliance documentation standards.</div><div>
Sound judgment, ethics, and integrity in decision-making.</div><div>
Excellent communication, documentation, and stakeholder management skills.</div><div></div><div><b><br>
Psst&hellip; tips on how you can beat the competition:</b></div><div>
If you can showcase your abilities to</div><div>
Be self-driven / quick starter</div><div>
Have an ownership mindset</div><div>
Aggressively drive and deliver results</div><div></div><div><b><br>
If you fit the above description, we would love to connect with you! APPLY NOW</b></div><div><b>
A basic requirement </b>but one that many forget: Make sure you go through our website, download our app and give us feedback!</div><div></div><div><br>
By applying for this position, you acknowledge that you have reviewed our <b>Prospective Employee Privacy Notice</b>, which outlines how Upstox collects, uses, and protects your Personal Information (&quot;PI&quot;). I accept Upstox's Prospective Employee Privacy Notice.</div><div>
Upstox is an Equal Opportunity Employer; all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, veteran status, or other characteristics.</div></div>
<div><div>We may use artificial intelligence (AI) tools to support parts of the hiring process, such as reviewing applications, analyzing resumes, or assessing responses. These tools assist our recruitment team but do not replace human judgment. Final hiring decisions are ultimately made by humans. If you would like more information about how your data is processed, please contact us.</div></div></div>

International Trimmings and Labels India Pvt Ltd

<p>Job Title:</p><p>Compliance Officer Sustainability &amp; Certification</p><p>Department: Compliance</p><p>Reporting</p><p>Functionally to Head: Compliance,</p><p>Administratively to Managing Director</p><p>Location: Peenya Industrial Area, Bengaluru, Karnataka</p><p>Share Resume to : hr@itl-group.in</p><p>Company Overview:</p><p>International Trimmings &amp; Labels India Pvt. Ltd. (ITL India) is a part of ITL Group, a global leader in brand identification products, labels, packaging, and RFID solutions for the apparel, footwear, and retail industry. ITL is committed to ethical manufacturing, sustainability, traceability, and circular economy goals, maintaining certifications such as OEKO-TEX&reg;, FSC, GRS, and ZDHC and complying with global buyers&rsquo; audit standards.</p><p>Position Objective:</p><p>The Compliance Officer &ndash; Audit, Sustainability &amp; Certification will ensure that ITL India&rsquo;s operations strictly adhere to all buyer compliance requirements, sustainability standards, environmental norms, chemical management protocols, and global certifications.<br/>This role is central to maintaining continuous compliance readiness for all buyer, third-party, and social audits and ensuring sustainable manufacturing practices in line with ITL Global&rsquo;s ESG strategy.</p><p>Key Responsibilities</p><p>1. Buyer &amp; Third-Party Audit Compliance</p><ul><li>Act as the primary lead for all buyer, brand, and third-party audits, including social, environmental, CTPAT, and technical audits.</li><li>Maintain audit readiness at all times by ensuring compliance documentation, SOPs, and factory practices are up to date.</li><li>Liaise with buyers&rsquo; auditors (e.g., H&amp;M, Levi&rsquo;s, Nike, Decathlon, etc.) and certification agencies to ensure successful audit outcomes.</li><li>Coordinate internal pre-audits and mock audits with department heads to identify and close gaps proactively.</li><li>Prepare and maintain an Audit Compliance Calendar for all recurring and new audits.</li><li>Maintain records of audit CAPA (Corrective and Preventive Actions) and follow up on timely closures.</li></ul><p>2. Sustainability &amp; ESG Implementation</p><ul><li>Implement ITL&rsquo;s Sustainability Roadmap across departments in alignment with Group ESG and SDG goals.</li><li>Track and report carbon footprint, waste management, water conservation, and energy usage metrics.</li><li>Support initiatives like waste segregation, chemical substitution, renewable energy adoption, and ETP efficiency.</li><li>Liaise with global sustainability teams to align Indian operations with corporate sustainability objectives.</li><li>Prepare annual sustainability compliance reports for both internal and external stakeholders.</li></ul><p>3. Chemical &amp; Ink Management (ZDHC / OEKO-TEX&reg;)</p><ul><li>Ensure that all inks, adhesives, coatings, and consumables used in the label production process meet OEKO-TEX&reg;, ZDHC MRSL, and REACH compliance standards.</li><li>Maintain updated Chemical Inventory List (CIL) with supplier declarations, SDS, and traceability documentation.</li><li>Conduct periodic verification of batch traceability, ensuring non-usage of banned or restricted substances.</li><li>Coordinate with Ink Room / Production Team to ensure proper labeling, storage, usage, and disposal of chemicals.</li><li>Work with vendors and procurement to source eco-compliant inks and materials only from approved suppliers.</li><li>Maintain records of testing reports from ITL-approved laboratories for all relevant raw materials.</li></ul><p>4. OEKO-TEX&reg;, GRS, FSC &amp; Other Certifications</p><ul><li>Ensure the company&rsquo;s manufacturing facility retains valid certifications such as OEKO-TEX&reg;, GRS, FSC, ISO 14001, ISO 9001, etc.</li><li>Handle all documentation, renewal, and re-certification processes, coordinating with certifying bodies.</li><li>Maintain traceability documentation for recycled materials (for GRS) and ensure Chain of Custody (CoC) compliance.</li><li>Conduct internal system audits to verify adherence to certification criteria across departments.</li><li>Support Group-level initiatives for product sustainability claims validation and buyer certification approvals.</li></ul><p>5. Internal Compliance Audits</p><ul><li>Conduct monthly internal audits covering health, safety, environmental, and social compliance parameters.</li><li>Prepare detailed audit reports and present compliance status to management.</li><li>Verify compliance with Indian statutory laws: Factories Act, Labour Laws, EHS Norms, Waste Disposal Rules, and Pollution Control Board requirements.</li><li>Ensure mandatory registers, licenses, and periodic returns are up to date and displayed as per regulations.</li><li>Collaborate with HR, EHS, and Production Heads to strengthen compliance culture.</li></ul><p>6. Documentation &amp; Reporting</p><ul><li>Maintain a centralized compliance documentation system &ndash; policies, licenses, certifications, audit reports, and CAPA trackers.</li><li>Generate monthly and quarterly compliance dashboards summarizing audit status, sustainability KPIs, and certifications.</li><li>Prepare and submit compliance reports to Global ITL Compliance and Sustainability Team.</li><li>Maintain a supplier compliance database and track supplier sustainability performance.</li></ul><p>7. Training &amp; Awareness</p><ul><li>Conduct compliance and sustainability awareness programs for employees at all levels.</li><li>Organize regular training sessions on chemical handling, PPE, waste segregation, emergency preparedness, and ethical workplace conduct.</li><li>Engage suppliers and contractors in sustainability practices through supplier training and evaluation programs.</li></ul><p>Performance Indicators (KPIs)</p><p>Area</p><p>Target Indicator</p><p>Buyer Audits</p><p>Zero major non-conformities / 100% timely CAPA closures</p><p>Certifications</p><p>100% renewals before expiry</p><p>Ink/Chemical Compliance</p><p>Zero non-compliance with ZDHC / OEKO-TEX&reg;</p><p>Sustainability</p><p>Achievement of Group ESG goals / resource reduction metrics</p><p>Documentation</p><p>100% up-to-date and retrievable records</p><p>Training</p><p>100% coverage of compliance-sensitive staff</p><p>Statutory Compliance</p><p>Zero legal notices or violations</p><p>Required Qualifications</p><ul><li>Bachelor&rsquo;s degree in Environmental Science / Chemistry / Law / Industrial Safety / Management.</li><li>Preferred: Diploma or Certification in Compliance, Sustainability, or Social Audit (SA8000, ISO 14001, ISO 45001, OEKO-TEX&reg;, ZDHC, or similar)..</li><li>Working knowledge of audit portals (Sedex, Higg Index, ZDHC Gateway) preferred.</li><li>Familiar with Factory EHS requirements, Legal Register Maintenance, and Buyer Code of Conduct Implementation.</li></ul><p>Key Skills &amp; Attributes:</p><ul><li>Excellent understanding of social, environmental, and buyer compliance frameworks.</li><li>Audit management, documentation, and coordination skills.</li><li>Analytical approach and attention to detail.</li><li>Effective communication and reporting ability (English and Kannada).</li><li>Ability to liaise with auditors, certification bodies, and global compliance teams.</li><li>Ethical, proactive, and well-organized personality.</li></ul><p>Work Environment &amp; Travel</p><ul><li>Base: Peenya Industrial Area, Bengaluru.</li><li>Regular internal factory rounds and supplier visits.</li><li>Occasional travel to other ITL units or external labs/auditors.</li></ul><p>Job Type: Full-time</p><p>Pay: ₹15,000.00 - ₹35,000.00 per month</p><p>Benefits:</p><ul><li>Health insurance</li><li>Provident Fund</li></ul><p>Education:</p><ul><li>Bachelor's (Preferred)</li></ul><p>Work Location: In person</p>

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7175 compliance officer jobs IN Bangalore Jobs In Test Jobs In Mangaluru

Compliance Officer

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