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compliance officer mlro comlro

Thndr

<div>
 <strong>
  About The Role
  <br/>
  <br/>
 </strong>
 As the Compliance Officer &amp; MLRO (COMLRO), you will play a critical role in ensuring Thndr adheres to all regulatory and financial crime compliance requirements. You will be the primary point of contact with regulators and will work closely with the Board and SEO to manage regulatory risk. This role requires a proactive leader with deep expertise in compliance, financial crime prevention, and regulatory frameworks in the UAE.
 <br/>
 <br/>
 If you have a strong background in compliance within a regulated industry, excellent problem-solving skills, and experience working with FSRA or DFSA, this role is for you.
 <br/>
 <br/>
 <strong>
  What You&rsquo;ll Do
  <br/>
  <br/>
 </strong>
 <strong>
  Compliance Responsibilities:
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Develop and maintain compliance policies and procedures.
  </li>
  <li>
   Implement a risk-based compliance program.
  </li>
  <li>
   Conduct trade surveillance and transaction monitoring.
  </li>
  <li>
   Provide regulatory guidance to staff, the SEO, and the Board.
  </li>
  <li>
   Prepare and present compliance reports for the Board.
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  MLRO Responsibilities:
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Maintain Anti-Money Laundering (AML) policies and procedures.
  </li>
  <li>
   Oversee Know Your Customer (KYC) and Customer Due Diligence (CDD) processes.
  </li>
  <li>
   Identify, analyze, and report suspicious transactions.
  </li>
  <li>
   Provide AML training and advisory support.
  </li>
  <li>
   Act as the primary contact for filing Suspicious Activity Reports (SARs).
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  What You&rsquo;ll Need
  <br/>
  <br/>
 </strong>
 Must-Have Skills &amp; Traits:
 <br/>
 <br/>
 <ul>
  <li>
   Established rapport with FSRA or DFSA (experience is a must).
  </li>
  <li>
   Strong knowledge of UAE regulatory frameworks.
  </li>
  <li>
   4-6 years of experience in compliance within a regulated industry.
  </li>
  <li>
   FSRA or DFSA-approved person (preferred).
  </li>
  <li>
   Bachelor's degree in Business, Law, or a related field.
   <br/>
   <br/>
  </li>
 </ul>
 Nice-to-Have Skills &amp; Traits:
 <br/>
 <br/>
 <ul>
  <li>
   Experience with a Category 3A licensed firm.
  </li>
  <li>
   Knowledge of ADGM Data Protection laws.
  </li>
  <li>
   Familiarity with SQL for compliance data analysis.
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Who Are We?
  <br/>
  <br/>
 </strong>
 Thndr was founded with the dream to democratize access to investing through smart tech and human design, which is just a fancy way of saying giving anyone with a smartphone easy access to preserve and grow their wealth. At the same time, we&rsquo;re promoting local investment products to propel the economies that we serve
 <br/>
 <br/>
 History has shown that investing is the single greatest way to build long term wealth - but before Thndr, only a very small percentage of people had access to investing due to:
 <br/>
 <br/>
 <ul>
  <li>
   High barriers to entry - In the form of minimum account balances, brick and mortar onboarding and low financial literacy.
  </li>
  <li>
   Irrelevant experience - Catered towards traders and financial experts, therefore alienating the majority of the population.
  </li>
  <li>
   Fragmented offering - Investment products are not gathered in a single outlet.
   <br/>
   <br/>
  </li>
 </ul>
 On our short journey we&rsquo;ve validated that there is a need for our solution, as illustrated by these key figures:
 <br/>
 <br/>
 <ul>
  <li>
   3 million app downloads
  </li>
  <li>
   $8.8bn in annualized traded value
  </li>
  <li>
   #1 platform in terms of traded value
  </li>
  <li>
   84% of our users are investing for the first time
  </li>
  <li>
   65% of our users come from outside of capital cities and have previously had limited access to financial institutions
   <br/>
   <br/>
  </li>
 </ul>
</div>


Compliance Officer & MLRO (COMLRO)

<div><h1 class="jobSectionHeader"><b>About the Role</b></h1><p>
As the Compliance Officer &amp; MLRO (COMLRO), you will play a critical role in ensuring Thndr adheres to all regulatory and financial crime compliance requirements. You will be the primary point of contact with regulators and will work closely with the Board and SEO to manage regulatory risk. This role requires a proactive leader with deep expertise in compliance, financial crime prevention, and regulatory frameworks in the UAE.</p><p></p><p>
If you have a strong background in compliance within a regulated industry, excellent problem-solving skills, and experience working with FSRA or DFSA, this role is for you.</p><p></p><h1 class="jobSectionHeader"><b>
What You&rsquo;ll Do</b></h1><p><b>
Compliance Responsibilities:</b></p><ul><li>Develop and maintain compliance policies and procedures.</li><li>Implement a risk-based compliance program.</li><li>Conduct trade surveillance and transaction monitoring.</li><li>Provide regulatory guidance to staff, the SEO, and the Board.</li><li>Prepare and present compliance reports for the Board.</li></ul><p><b><br>
MLRO Responsibilities:</b></p><ul><li>Maintain Anti-Money Laundering (AML) policies and procedures.</li><li>Oversee Know Your Customer (KYC) and Customer Due Diligence (CDD) processes.</li><li>Identify, analyze, and report suspicious transactions.</li><li>Provide AML training and advisory support.</li><li>Act as the primary contact for filing Suspicious Activity Reports (SARs).</li></ul><p></p><h1 class="jobSectionHeader"><b>
What You&rsquo;ll Need</b></h1><p>
Must-Have Skills &amp; Traits:</p><ul><li>Established rapport with FSRA or DFSA (experience is a must).</li><li>Strong knowledge of UAE regulatory frameworks.</li><li>4-6 years of experience in compliance within a regulated industry.</li><li>FSRA or DFSA-approved person (preferred).</li><li>Bachelor's degree in Business, Law, or a related field.</li></ul><p>
Nice-to-Have Skills &amp; Traits:</p><ul><li>Experience with a Category 3A licensed firm.</li><li>Knowledge of ADGM Data Protection laws.</li><li>Familiarity with SQL for compliance data analysis.</li></ul><p></p><h1 class="jobSectionHeader"><b>
Who Are We?</b></h1><p><b>
Thndr </b>was founded with the dream to democratize access to investing through smart tech and human design, which is just a fancy way of saying giving anyone with a smartphone easy access to preserve and grow their wealth. At the same time, we&rsquo;re promoting local investment products to propel the economies that we serve</p><p>
History has shown that investing is the single greatest way to build long term wealth - but before <b>Thndr</b>, only a very small percentage of people had access to investing due to:</p><ul><li><p>
High barriers to entry - In the form of minimum account balances, brick and mortar onboarding and low financial literacy.</p></li><li><p>
Irrelevant experience - Catered towards traders and financial experts, therefore alienating the majority of the population.</p></li><li><p>
Fragmented offering - Investment products are not gathered in a single outlet.</p></li></ul><p>
On our short journey we&rsquo;ve validated that there is a need for our solution, as illustrated by these key figures:</p><ul><li><p>
3 million app downloads</p></li><li><p>
$8.8bn in annualized traded value</p></li><li><p>
#1 platform in terms of traded value</p></li><li><p>
84% of our users are investing for the first time</p></li><li><p>
65% of our users come from outside of capital cities and have previously had limited access to financial institutions</p></li></ul><p>
Building on our success with <b>Thndr</b>, we are continuing to change culture and break down barriers by launching <b>Rumble</b>, the first-of-its-kind subscription-based investment recommendations platform.</p><p><b>
Rumble</b> was born with the vision to empower everyday individuals to build wealth confidently and intelligently through access to timely and in-depth advice from the industry&rsquo;s top experts.</p><p>
You can consider <b>Rumble</b> your new financial advisor. Going beyond traditional investment advice, offering long- and short-term investment recommendations and financial content through engaging articles and videos that can guide users on their financial journey and maximize their returns.</p><p>
We&rsquo;re proud of how far we&rsquo;ve come and the size of our impact in just a few years - but we&rsquo;re just getting started and are excited for what&rsquo;s to come.</p><p>
It&rsquo;ll take a lot of passion, bold risks, and hard work to fulfill our mission of democratizing investing in MENA and giving everyone an equal opportunity to generate and grow their wealth.</p><p>
At <b>Thndr</b>, we&rsquo;re looking for people invigorated by our mission, not just those who simply check off all the boxes. We&rsquo;re looking for people who are hungry to become agents of change and who understand the huge responsibility associated with dealing with people&rsquo;s money.</p></div>

TMF Group

<div><div><div><div><h3 class="jobSectionHeader"><b>General Information
</b></h3></div></div><div><div><div><div>Job ID
</div><div>32752
</div></div><div><div>Location
</div><div>Abu Dhabi, United Arab Emirates, Doha, Qatar, Dubai, United Arab Emirates
</div></div><div><div>Work Types
</div><div>Permanent
</div></div><div><div>Categories
</div><div>Client Corporate Secretarial
</div></div></div></div></div><p></p><div><div><div><div><div><div><p><b>We never ask for payment as part of our selection process, and we always contact candidates via our corporate accounts and platforms. If you are approached for payment, this is likely to be fraudulent. Please check to see whether the role you are interested in is posted on our career website.</b></p></div><br>
</div></div><div><div><div><b>About TMF Group</b></div>
</div></div><div><div><p><b>TMF Group</b> is a leading provider of administrative services, helping clients invest and operate safely around the world. As we&rsquo;re a global company with 11,000+ colleagues based in over 125 offices across 87 jurisdictions, we actively seek out people with the talent and potential to flourish at TMF Group, whatever their background, and offer job opportunities to the broadest spectrum of people. Once on board we nurture and promote talented individuals, making sure that senior positions are open to all.</p><br>
</div></div><div></div><div><div><br>
<div><b>Discover the Role</b></div>
</div></div><div><div><p>It is an area experiencing significant growth in TMF, thus providing an opportunity for great career development.</p><br>
</div></div><div></div><div><div><br>
<div><b>Key Responsibilities</b></div>
</div></div><div><div><ul><li>Assisting clients with their applications to become Qatar Financial Centre Regulatory Authotiy (&ldquo;QFC&rdquo;), Dubai Financial Services Authority (&ldquo;DFSA&rdquo;), and/or Financial Services Regulatory Authority (&ldquo;FSRA&rdquo;) and U.A.E. Securities and Commodities Authority authorised;</li><li>
Supporting the Head &amp; Director of Regulated Services with the successful delivery of various consulting projects, including QFCRA, DFSA and the FSRA remediation projects and compliance integration projects;</li><li>
Preparing and delivering compliance, corporate governance, risk and AML training and regulatory advice to the clients;</li><li>
Proactively monitoring changes/developments in relevant laws and regulations and updating colleagues and clients;</li><li>
Development and maintenance of the effective compliance/AML, risk management and corporate governance frameworks in accordance with the regulatory requirements and best practice international standards;</li><li>
Drafting manuals, policies/procedures, reports and other required documents;</li><li>
Representing client&rsquo;s interest with the business partners and Regulators in the QFCRA, DIFC and the ADGM; and</li><li>
Managing clients relationships: register time sheets, informating the clients of additional time spent, assising TMF billing team with the invoice related matters etc.</li></ul><br>
</div></div><div></div><div><div><br>
<div><b>Key Requirements</b></div>
</div></div><div><div><div><b>Job specific Requirements</b></div><div><ul><li>
Knowledge and understanding of concepts and regulatory requirements that are common in the financial services industry;</li><li>
Involvement in compliance, MLRO and/or risk management functions at senior management level;</li><li>
Excellent interpersonal skills to work collaboratively with clients and colleagues;</li><li>
Consultancy skills: ability to communicate with relevant stakeholders (senior management, directors, shareholders, auditors, regulators and authorities) with an appropriate level of diplomacy and solution driven mindset; and</li><li>
Attention to detail and quality.</li></ul></div><div><b>
Job specific Skills</b></div><div><ul><li>
At least 3-5 years of regulatory experience in a Compliance and AML role or similar roles;</li><li>
Previously registered with DFSA or FSRA as CO/MLRO;</li><li>
Excellent relationship management skills;</li><li>
Strong written and verbal communication skills; and</li><li>
Highly organised and motivated.</li></ul></div><br>
</div></div><div></div><div><div><br>
<div><b>What&rsquo;s in it for you?</b></div>
</div></div><div><div><ul><li><ul><li>Tier 1 insurance covered with wellness;</li><li>
Team building and CSR activities at least twice in a year;</li><li>
Fruits and snacks days in the office;</li><li>
Work from home option (2 days per week);</li><li>
Continuous development that is supported and encouraged through global learning opportunities from the TMF Business Academy and a strong culture of feedback;</li><li>
By joining us, you will be part of a truly diverse, global business and benefit from the many advantages that brings. You&rsquo;ll experience cross-border collaboration, stimulating client work and exciting challenges</li></ul></li></ul><br>
</div></div><div></div><div><div><br>
<div><b>We&rsquo;re looking forward to getting to know you!</b></div></div></div></div></div></div></div>

Compliance Officer

MAREX

<p></p><div><div><div>Full-Time in<div></div> Abu Dhabi, AE -<div></div> Compliance</div></div><div><div><p>
About Marex
</p><p>Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. It listed on Nasdaq Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics.</p>
<p>
For more information visit www.marex.com
</p><p>Role Summary</p>
<p>
The Deputy Chief Compliance Officer will play a pivotal role in supporting the Chief Compliance Officer in overseeing the firm's compliance efforts and ensuring adherence to regulatory requirements. This position requires strong leadership skills and the ability to effectively manage compliance functions within the organization.</p>
<p>
Key Responsibilities</p>
<ul><li>Assist in the development, implementation, and maintenance of a comprehensive compliance program to ensure adherence to regulatory standards.</li><li>
Support the Chief Compliance Officer in liaising with regulatory authorities, maintaining effective communication, and ensuring timely compliance.</li><li>
Contribute to the development and enforcement of Anti-Money Laundering (AML) policies, procedures, and controls.</li><li>
Assist in conducting regular compliance risk assessments and implementing measures to mitigate risks.</li><li>
Collaborate with compliance team members to provide guidance and support in daily activities.</li><li>
Assist in overseeing compliance training programs for employees to ensure understanding of regulatory obligations.</li><li>
Contribute to the preparation and submission of regulatory reports and filings.</li><li>
Stay informed about regulatory developments and assess their impact on the firm.</li><li>
Assume the responsibilities of the Chief Compliance Officer in their absence or as delegated.</li><li>
Ensure the effective implementation of the firm&rsquo;s compliance and AML/Counter-Terrorist Financing (CTF) policies and procedures.</li><li>
Design and implement the compliance monitoring plan, performing monitoring and surveillance subsequent reviews.</li><li>
Provide support and guidance to staff on regulatory, policy, and procedural issues and application.</li><li>
Assist with client inquiries and regulatory requests for information.</li><li>
Identify, log, and resolve compliance issues, client complaints, and policy and regulatory breaches.</li><li>
Review and update Compliance and AML/CTF policies and procedures in line with regulatory changes.</li><li>
Provide compliance and AML/CTF training to staff.</li><li>
Ensure timely completion and filing of regulatory and AML reports with the regulator.</li><li>
Provide the Chief Compliance Officer, SEO, and Group Senior Management with compliance management information, ensuring their full awareness of all salient matters and advising on regulatory implications of future business strategies.</li><li>
Stay up to date with AML/CTF and regulatory developments both locally and internationally, including the Securities and Commodities Authority Rulebook, FSRA&rsquo;s AML Rulebook, and international best practices.</li><li>
Develop and maintain a positive and constructive relationship with Regulators and promptly respond to any request for information made by the FSRA or any other competent authorities of the UAE.</li></ul>
<p>
Skills and Experience</p>
<ul><li>Bachelor's degree in a relevant field; advanced degrees or certifications preferred.</li><li>
Substantial experience in compliance within financial services.</li><li>
Knowledge of local and international regulatory requirements in AML and KYC.</li><li>
Strong communication and teamwork skills.</li><li>
Strong understanding of regulatory requirements in financial services, particularly in the Abu Dhabi region.</li><li>
Ability to collaborate effectively with internal and external stakeholders.</li><li>
Proven track record of working in financial services.</li><li>
Experience in building working relationships with Regulators, with direct experience working with FSRA and/or SCA.</li><li>
Ability to advise Group colleagues on complex regulatory issues.</li><li>
Ability to work to short timelines in a fast-paced environment.</li><li>
Fluent in English</li><li>
Fluent in Arabic (both written and spoken) will be considered as advantage</li><li>
Prior registration with SCA as Compliance Officer will be considered as advantage.</li></ul>
<p>
Competencies
</p><ul><li>Excellent verbal and written communication skills</li><li>
A collaborative team player, approachable, self-efficient and influences a positive work environment</li><li>
Demonstrates curiosity</li><li>
Resilient in a challenging, fast-paced environment</li><li>
Ability to take a high level of responsibility in a fast pace and high-volume environment</li><li>
Excels at building relationships, networking and influencing others</li><li>
Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness
</li></ul><p>Conduct Rules</p>
<p>
You must:</p>
<ul><li>Act with integrity</li><li>
Act with due skill, care and diligence</li><li>
Be open and cooperative with the FCA, the PRA and other regulators</li><li>
Pay due regard to the interests of customers and treat them fairly</li><li>
Observe proper standard of market conduct</li><li>
Act to deliver good outcomes for retail customers</li></ul>
<p>
Company Values
</p><p>Acting as a role model for the values of the Company:</p>
<p>
Respect - Clients are at the heart of our business, with superior execution and superb client service the foundation of the firm. We respect our clients and always treat them fairly.</p>
<p>
Integrity - Doing business the right way is the only way. We hold ourselves to a high ethical standard in everything we do &ndash; our clients expect this and we demand it of ourselves.</p>
<p>
Collaborative - We work in teams - open and direct communication and the willingness to work hard and collaboratively are the basis for effective teamwork. Working well with others is necessary for us to succeed at what we do.</p>
<p>
Developing our People - Our people are the basis of our competitive advantage. We look to &ldquo;grow our own&rdquo; and make Marex the place ambitious, hardworking, talented people choose to build their careers.</p>
<p>
Adaptable and Nimble - Our size and flexibility is an advantage. We are big enough to support our client&rsquo;s various needs, and adaptable and nimble enough to respond quickly to changing conditions or requirements. A non-bureaucratic, but well controlled environment fosters initiative as well as employee satisfaction.</p>
<p><i>
Marex is fully committed to the elimination of unlawful or unfair discrimination and values the differences that a diverse workforce brings to the company.</i></p></div></div></div>

Senior Compliance Officer - Marex AD

Ardent Decoration Works

<p>We are currently seeking a dedicated and experienced Safety Officer to join our team. The Safety Officer will be responsible for implementing and overseeing safety programs and procedures to ensure compliance with regulatory requirements and promote a culture of safety throughout the organization.</p><p>Demanded Skills</p><ul><li>Proven experience as safety officer</li><li>In depth knowledge of legislation (e.g. OSHA/EPA) and procedures</li><li>Knowledge of potentially hazardous materials or practices</li><li>Experience in writing reports and policies for health and safety.</li><li>Familiarity with conducting data analysis and reporting statistics.</li><li>Proficient in MS Office; Working knowledge of safety management information systems is a plus.</li><li>Outstanding organizational skills</li><li>Diligent with great attention to detail</li><li>Excellent communication skills with the ability to present and explain health and safety topics.</li><li>BSc/BA in safety management, engineering or relevant field is preferred.</li><li>Certificate in occupational health and safety.</li></ul><p>Qualification</p><ul><li>Minimum 3 to 5 years experience needed in UAE.</li><li>Bachelor&rsquo;s degree in occupational health and safety, Environmental Science, or related field.</li><li>Proven experience working as a Safety Officer or similar role in a relevant industry.</li><li><b>3 years&rsquo; experience mandatory in same field</b></li><li>Multi language capacity needed, especially English and Hindi, Arabic is an advantage.</li><li>Proficiency in MS Office applications and safety management software.</li><li><b>Must have NEBOSH certificate</b></li><li><b>A valid UAE driving license is a must</b></li></ul><p>Salary will be discussed with you in an interview with your qualification and experience</p><p>Job Type: Full-time</p>

HSE Officer

LAITH Electromechanical llc

<p>&#9989; <b>Job Description &ndash; MEP Procurement Officer</b></p><p><b>Position Title:</b> MEP Procurement Officer<br/><b>Location:</b> [UAE]<br/><b>Department:</b> Procurement / MEP<br/><b>Reports To:</b> Procurement Manager / Project Manager</p><p><b>Role Purpose:</b></p><p>Responsible for sourcing, negotiating, and procuring MEP materials and services at competitive prices while ensuring compliance with project specifications and timelines.</p><p><b>Key Responsibilities:</b></p><ul><li>Identify and evaluate suppliers for MEP materials and equipment.</li><li>Prepare and issue RFQs (Request for Quotations) and analyze bids.</li><li>Negotiate pricing, terms, and delivery schedules with vendors.</li><li>Ensure timely procurement and delivery of materials to meet project deadlines.</li><li>Maintain vendor database and build strong supplier relationships.</li><li>Coordinate with engineering and project teams for material specifications.</li><li>Monitor market trends and ensure cost-effective purchasing.</li><li>Prepare purchase orders and ensure compliance with company policies.</li></ul><p><b>Skills &amp; Qualifications:</b></p><ul><li>Bachelor&rsquo;s Degree in Mechanical/Electrical Engineering or Supply Chain Management.</li><li>Minimum 3&ndash;5 years of experience in MEP procurement.</li><li>Strong negotiation and communication skills.</li><li>Knowledge of MEP materials, standards, and suppliers.</li><li>Proficient in MS Office and ERP systems.</li></ul><p>Job Type: Full-time</p>

Procurement Officer(MEP)

Movers

<p>Job Title: Human Resources (HR) Officer</p><p>Location: Mussafah 44, Abu Dhabi</p><p>Employment Type: Full-time</p><p>Job Description</p><p>We are looking for a motivated and detail-oriented HR Officer to join our team. The candidate will be responsible for managing recruitment, employee records, payroll support, and HR documentation, while ensuring compliance with company policies and UAE labour laws.</p><p>Key Responsibilities</p><ul><li>Handle end-to-end recruitment and onboarding processes.</li><li>Maintain and update employee records and HR databases.</li><li>Assist with payroll preparation and attendance tracking.</li><li>Prepare letters, memos, and other HR documents.</li><li>Ensure compliance with company policies and UAE labor regulations.</li><li>Support employee relations and handle HR-related inquiries.</li><li>Coordinate with management for performance evaluations and training.</li></ul><p>Requirements:</p><ul><li>2+ years of experience in HR or administrative role (preferably in UAE).</li><li>Good knowledge of UAE labour laws and HR best practices.</li><li>Strong communication and organizational skills.</li><li>Proficient in MS Office (Word, Excel, Outlook).</li></ul><p>Job Types: Full-time, Contract<br/>Contract length: 24 months</p>

Explore 1022+ Compliance officer mlro comlro in Abu Dhabi United Arab Emirates this November. Find roles across top companies and apply now to boost your career.

1022 compliance officer mlro comlro jobs IN Abu Dhabi United Arab Emirates

Compliance Officer & MLRO (COMLRO)

Compliance Officer & MLRO (COMLRO)

Compliance Officer

Senior Compliance Officer - Marex AD

HSE Officer

Procurement Officer(MEP)

HR