compliance officer and mlro Jobs in Dubai

compliance officer and mlro

anti-money laundering officer Jobs in Dubai

anti-money laundering officer

compliance officer & mlro

compliance officer & mlro mena Jobs in Dubai

compliance officer & mlro mena

compliance officer (mlro)-uae (a03211) Jobs in Dubai

compliance officer (mlro)-uae (a03211)

mlro

FinTop Consulting

<div>
 <p>
  <strong>
   Role:
  </strong>
  Compliance Officer &amp; MLRO
 </p>
 <p>
  <strong>
   Location:
  </strong>
  DIFC
 </p>
 <p>
  <strong>
   Reporting To:
  </strong>
  Senior Leadership
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   About the Role
  </strong>
 </p>
 <p>
  As a Compliance Officer &amp; MLRO, you will ensure the firm operates within all regulatory and legal requirements. You will manage the compliance function, lead anti-money laundering (AML) and counter-terrorist financing (CFT) initiatives, and act as the primary liaison with regulatory authorities. This is a hands-on role that combines governance, monitoring, and advisory responsibilities.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   What You&rsquo;ll Do:
  </strong>
 </p>
 <p>
  <br/>
 </p>
 <p>
  <u>
   Regulatory Oversight
  </u>
 </p>
 <ul>
  <li>
   Implement and maintain compliance policies, procedures, and manuals.
  </li>
  <li>
   Monitor adherence to financial regulations and internal standards.
  </li>
  <li>
   Advise leadership on regulatory obligations and upcoming changes.
  </li>
  <li>
   Conduct internal audits and compliance risk assessments.
  </li>
  <li>
   Support new products, services, and client onboarding processes.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <u>
   AML / CFT Leadership (MLRO Responsibilities)
  </u>
 </p>
 <ul>
  <li>
   Lead the firm&rsquo;s AML/CFT program and maintain compliance with relevant laws.
  </li>
  <li>
   Oversee KYC/KYB, CDD/EDD, transaction monitoring, and reporting processes.
  </li>
  <li>
   Manage sanctions screening, PEP, and adverse media checks.
  </li>
  <li>
   Investigate and escalate suspicious activities to authorities.
  </li>
  <li>
   Provide training on AML/CFT policies and procedures.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <u>
   Training &amp; Governance
  </u>
 </p>
 <ul>
  <li>
   Drive awareness of regulatory obligations across the firm.
  </li>
  <li>
   Conduct regular compliance and AML/CFT training sessions.
  </li>
  <li>
   Prepare periodic compliance reports for leadership review.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <u>
   Monitoring &amp; Reporting
  </u>
 </p>
 <ul>
  <li>
   Lead monitoring and testing programs to assess regulatory compliance.
  </li>
  <li>
   Review client onboarding and transactions for potential issues.
  </li>
  <li>
   Maintain risk registers and track remediation of gaps or breaches.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <u>
   Regulatory Engagement
  </u>
 </p>
 <ul>
  <li>
   Serve as the key contact for regulators on compliance and AML/CFT matters.
  </li>
  <li>
   Manage requests, inspections, and notifications regarding breaches or personnel changes.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Qualifications
  </strong>
 </p>
 <ul>
  <li>
   Bachelor&rsquo;s in Law, Finance, Business, or related field (Master&rsquo;s preferred).
  </li>
  <li>
   5+ years in financial services compliance, preferably with AML/CFT experience.
  </li>
  <li>
   Strong understanding of local and international regulations.
  </li>
  <li>
   Professional certifications (CAMS, ICA, CRCMP, CISI) preferred.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Skills &amp; Competencies
  </strong>
 </p>
 <ul>
  <li>
   High integrity and ethical standards.
  </li>
  <li>
   Strong analytical, investigative, and problem-solving skills.
  </li>
  <li>
   Effective communicator with the ability to manage multiple stakeholders.
  </li>
  <li>
   Detail-oriented, organized, and capable of handling competing priorities independently.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  Think you&rsquo;re the perfect fit? Apply now or drop your CV at jinal@fintop.co.uk let&rsquo;s make things happen!
 </p>
 <p>
 </p>
</div>


Compliance Officer & MLRO

PayerMax

<div>
 <p>
  <strong>
   【About PayerMax】
  </strong>
 </p>
 <p>
  PayerMax is a global payment company focused on
  <strong>
   emerging markets
  </strong>
  , headquartered in Singapore.Through a unified platform, the company provides merchants with comprehensive payment solutions
  <strong>
   covering 70+ countries and 350+ local payment methods
  </strong>
  , supporting acquiring, payout, FX, and risk management needs across industries such as e-commerce, digital content, gaming, and financial services.
 </p>
 <p>
  Our vision is to become the
  <strong>
   payment infrastructure for emerging markets
  </strong>
  , addressing pain points such as
  <strong>
   fragmented channels, high integration costs, and complex compliance requirements
  </strong>
 </p>
 <ul>
  <li>
   <strong>
    Localization:
   </strong>
   Deep cooperation with major banks, wallets, and regulators to rapidly meet compliance and settlement requirements
  </li>
  <li>
   <strong>
    Payment stability:
   </strong>
   Ensuring transaction success and user experience even under weak network conditions.
  </li>
  <li>
   <strong>
    End-to-end services:
   </strong>
   Covering the full chain from user payments and merchant settlement to fund security, reconciliation, and risk control.
  </li>
  <li>
   <strong>
    Long-term orientation:
   </strong>
   Emphasizing long-term partnerships and deep integration into local ecosystems rather than short-term gains.
  </li>
 </ul>
 <p>
  PayerMax has successfully built payment networks across
  <strong>
   MENA, Southeast Asia, and Latin America
  </strong>
  ,serving global merchants such as TikTok, Tencent, Kuaishou, and Alibaba International, helping them improve local conversion rates and reduce compliance risks.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   【Job description】
  </strong>
 </p>
 <p>
  PayerMax, a leading global payment services company is looking for a well-seasoned Compliance Officer/MLRO to join its financial services entity based in the Abu Dhabi Global Market (ADGM).
 </p>
 <p>
  <strong>
   Compliance Officer responsibilities:
  </strong>
 </p>
 <p>
  &bull; Overseeing the local firm&rsquo;s Compliance programe in line with ADGM Financial Services Regulatory Authority (FSRA) requirements.
 </p>
 <p>
  &bull; Maintaining compliance policies and procedures.
 </p>
 <p>
  &bull; Providing guidance, training, and ongoing support to employees on compliance matters.
 </p>
 <p>
  &bull; Conducting regular compliance assessments and audits in line with the compliance monitoring programe.
 </p>
 <p>
  &bull; Acting as the main point of contact within the firm for the FSRA.
 </p>
 <p>
  &bull; Collaborating with internal stakeholders including but not limited to the Group&rsquo;s global compliance, legal and corporate governance teams.
 </p>
 <p>
  &bull; Preparing and submitting compliance reports to senior management, the Board and the ADGM FSRA, as required.
 </p>
 <p>
  &bull; Maintaining the firm&rsquo;s records and registers as required under FSRA rules and regulations.
 </p>
 <p>
  &bull; Leading ad hoc local compliance projects related to the ADGM entity, as and when required.
 </p>
 <p>
  <strong>
   MLRO responsibilities include:
  </strong>
 </p>
 <p>
  &bull; Maintaining the firm&rsquo;s AML/CFT related policies, procedures, and controls.
 </p>
 <p>
  &bull; Overseeing the firm&rsquo;s customer onboarding and customer review processes.
 </p>
 <p>
  &bull; Providing AML/CFT related training and guidance to employees.
 </p>
 <p>
  &bull; Acting as the first point of contract to receive internal SAR notifications from employees.
 </p>
 <p>
  &bull; Identifying, analysing and reporting suspicious transactions to the FIU and notifying the FSRA of any such reports.
 </p>
 <p>
  &bull; Staying abreast with evolving AML/CFT regulations and industry trends and ensuring timely implementation of necessary changes.
 </p>
 <p>
  &bull; Preparing and submitting AML/CFT reports to senior management and the board.
 </p>
 <p>
  &bull; Preparation and filing of the FSRA AML Annual and Semi-AML Returns and any ad hoc notifications.
 </p>
 <p>
  <br/>
 </p>
 <p>
  【
  <strong>
   Requirements
  </strong>
  】
 </p>
 <p>
  &bull; Bachelor&rsquo;s degree in law or a related field.
 </p>
 <p>
  &bull; At least six years of experience working in Compliance within the financial services industry (payment or fintech strongly preferred).
 </p>
 <p>
  &bull; Authorised FSRA, DFSA or CBUAE Compliance Officer/MLRO is a must.
 </p>
 <p>
  &bull; Self-starter with strong analytical, investigative and decision-making skills.
 </p>
 <p>
  &bull; Excellent communication, negotiation, and stakeholder management skills.
 </p>
 <p>
  &bull; Professional certifications in AML/CFT (e.g., CAMS, CFE, etc.) would be an advantage.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   【Benefits】
  </strong>
 </p>
 <p>
  &bull; Working closely with other compliance experts within the Group.
 </p>
 <p>
  &bull; Hybrid working model.
 </p>
 <p>
  &bull; Competitive compensation package.
 </p>
</div>


Compliance Officer (MLRO)-UAE (A03211)

Apex Group Ltd

<div>
 The Apex Group was established in Bermuda in 2003 and is now one of the world&rsquo;s largest fund administration and middle office solutions providers.
 <br/>
 <br/>
 Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion.
 <br/>
 <br/>
 That&rsquo;s why, at Apex Group, we will do more than simply &lsquo;empower&rsquo; you. We will work to supercharge your unique skills and experience.
 <br/>
 <br/>
 Take the lead and we&rsquo;ll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities.
 <br/>
 <br/>
 For our business, for clients, and for you
 <br/>
 <br/>
 The Apex Group was established in Bermuda in 2003 and is now one of the world&rsquo;s largest fund administration and middle office solutions providers.
 <br/>
 <br/>
 Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion.
 <br/>
 <br/>
 That&rsquo;s why, at Apex Group, we will do more than simply &lsquo;empower&rsquo; you. We will work to supercharge your unique skills and experience.
 <br/>
 <br/>
 Take the lead and we&rsquo;ll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities.
 <br/>
 <br/>
 For our business, for clients, and for you
 <br/>
 <br/>
 <strong>
  Compliance Officer and MLRO
  <br/>
  <br/>
 </strong>
 <strong>
  Role Location:
 </strong>
 Dubai
 <br/>
 <br/>
 <strong>
  Employment Type:
 </strong>
 Permanent
 <br/>
 <br/>
 <strong>
  Reporting line:
 </strong>
 Reports into the Regional Compliance Officer &ndash; Middle East
 <br/>
 <br/>
 <strong>
  Role and Responsibilities include:
  <br/>
  <br/>
 </strong>
 Setting, establishing and monitoring adherence to processes, policies and procedures to meet -compliance, legal and regulatory requirements.
 <br/>
 <br/>
 Responsibilities:
 <br/>
 <br/>
 <ul>
  <li>
   Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and ADGM/FSRA/SCA related activities;
  </li>
  <li>
   Review of compliance and internal control operations and ensuring that they are in adherence with the firm&rsquo;s and Apex Group&rsquo;s Policies and Procedures;
  </li>
  <li>
   Ensuring the effective implementation of the Compliance Monitoring Programme and performing monitoring activities;
  </li>
  <li>
   Ensuring that non-compliant findings are tracked with the respective business function managers until resolved;
  </li>
  <li>
   Reporting to and liaising with the SEO, Regional Compliance Officer and the Board as required, on compliance related matters;
  </li>
  <li>
   Preparing and submitting compliance reports to management and various committees and governance structures within the Apex Group;
  </li>
  <li>
   Preparing and submitting reports to regulatory authorities;
  </li>
  <li>
   Keeping up-to-date with all relevant laws and regulations and communicating regulatory changes and developments to senior management and staff;
  </li>
  <li>
   Providing advice, and assistance where relevant, to senior management and staff on Apex Group compliance-related matters;
  </li>
  <li>
   Setting strategy for managing the relationship with the Regulator(s) and for all operational aspects of it, including visits and reporting;
  </li>
  <li>
   Handling communications with the Regulator(s), obtaining approvals as required, notifying the Regulator as required for all compliance-related matters;
  </li>
  <li>
   Maintaining a register of PEPs, High Risk clients and investors; complaints, conflicts of interest, compliance and data breaches, and actively manage adherence to the complaints process and mitigation of breaches;
  </li>
  <li>
   Providing assistance and support in satisfying staff training and development needs and plans to new regulations and legislation;
  </li>
  <li>
   Preparing training material and deliver training in compliance with regulatory obligations and business procedures;
  </li>
  <li>
   Oversight and management of the regulatory risks within the business;
  </li>
  <li>
   Acting as the firm&rsquo;s MLRO, establishing and maintaining the firm&rsquo;s Anti Money Laundering policies, procedures, systems and controls in compliance with the Regulatory Anti Money Laundering rules and all relevant legislation applicable in the jurisdiction and Group Apex Policies;
  </li>
  <li>
   Monitoring suspicious transactions, identify potential sanctions and submit reporting as required;
  </li>
  <li>
   Promoting a positive compliance culture through engagement with staff;
  </li>
  <li>
   Handling other ad-hoc compliance-related projects that may be assigned from time to time.
  </li>
  <li>
   Ensure that the firm adheres to data protection requirements, staff are informed about their obligations and responsibilities and raise awareness about them;
  </li>
  <li>
   Give advice and recommendations to the firm about the interpretation or application of the data protection rules;
  </li>
  <li>
   Monitor that a register of processing operations is maintained by the firm;
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Skills Required:
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Financial services experience of 5 to 7 years working within a financial environment, specifically Fund Administration experience.
  </li>
  <li>
   Understanding of the relevant regulations in UAE and International AML Laws.
  </li>
  <li>
   Relevant professional qualifications e.g. AML, CDD, Compliance, Risk, or equivalent.
  </li>
  <li>
   Experience in Customer Due Diligence (CDD/KYC) on various international corporate structures and risk profiles.
  </li>
  <li>
   Excellent communication and organisational skills.
  </li>
  <li>
   Experienced leader able to develop team members.
  </li>
  <li>
   Motivated and driven and a team player.
  </li>
  <li>
   Solutions driven critical thinking, with the ability to adapt to change.
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  What you will get in return:
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   A high level of visibility within a large organisation on an upwards trajectory
  </li>
  <li>
   The ability to define compliance processes to drive innovation and have a tangible impact on the business
  </li>
  <li>
   Be part of a dynamic and fast-paced team that makes a genuine impact on the business
  </li>
  <li>
   Exposure to all aspects of the business and cross-jurisdiction
  </li>
  <li>
   The opportunity to innovate, bring discipline to brand activity and really make a difference.
   <br/>
   <br/>
  </li>
 </ul>
 Disclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.
 <br/>
 <br/>
 Disclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.
</div>


Compliance Officer and MLRO

Apex Group

<div><div>The Apex Group was established in Bermuda in 2003 and is now one of the world&rsquo;s largest fund administration and middle office solutions providers.</div><div></div><div>
Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion.</div><div></div><div>
That&rsquo;s why, at Apex Group, we will do more than simply &lsquo;empower&rsquo; you. We will work to supercharge your unique skills and experience.</div><div></div><div>
Take the lead and we&rsquo;ll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities.</div><div></div><div>
For our business, for clients, and for you</div><div></div><div>
The Apex Group was established in Bermuda in 2003 and is now one of the world&rsquo;s largest fund administration and middle office solutions providers.</div><div></div><div>
Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion.</div><div></div><div>
That&rsquo;s why, at Apex Group, we will do more than simply &lsquo;empower&rsquo; you. We will work to supercharge your unique skills and experience.</div><div></div><div>
Take the lead and we&rsquo;ll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities.</div><div></div><div>
For our business, for clients, and for you</div><div></div><div>
Compliance Officer and MLRO</div><div></div><div>
Role Location: Dubai</div><div>
Employment Type: Permanent</div><div>
Reporting line: Reports into the Regional Compliance Officer &ndash; Middle East</div><div></div><div>
Role and Responsibilities include:</div><div>
Setting, establishing and monitoring adherence to processes, policies and procedures to meet -compliance, legal and regulatory requirements.</div><div>
Responsibilities:</div><ul><li>
Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and ADGM/FSRA/SCA related activities;</li><li>
Review of compliance and internal control operations and ensuring that they are in adherence with the firm&rsquo;s and Apex Group&rsquo;s Policies and Procedures;</li><li>
Ensuring the effective implementation of the Compliance Monitoring Programme and performing monitoring activities;</li><li>
Ensuring that non-compliant findings are tracked with the respective business function managers until resolved;</li><li>
Reporting to and liaising with the SEO, Regional Compliance Officer and the Board as required, on compliance related matters;</li><li>
Preparing and submitting compliance reports to management and various committees and governance structures within the Apex Group;</li><li>
Preparing and submitting reports to regulatory authorities;</li><li>
Keeping up-to-date with all relevant laws and regulations and communicating regulatory changes and developments to senior management and staff;</li><li>
Providing advice, and assistance where relevant, to senior management and staff on Apex Group compliance-related matters;</li><li>
Setting strategy for managing the relationship with the Regulator(s) and for all operational aspects of it, including visits and reporting;</li><li>
Handling communications with the Regulator(s), obtaining approvals as required, notifying the Regulator as required for all compliance-related matters;</li><li>
Maintaining a register of PEPs, High Risk clients and investors; complaints, conflicts of interest, compliance and data breaches, and actively manage adherence to the complaints process and mitigation of breaches;</li><li>
Providing assistance and support in satisfying staff training and development needs and plans to new regulations and legislation;</li><li>
Preparing training material and deliver training in compliance with regulatory obligations and business procedures;</li><li>
Oversight and management of the regulatory risks within the business;</li><li>
Acting as the firm&rsquo;s MLRO, establishing and maintaining the firm&rsquo;s Anti Money Laundering policies, procedures, systems and controls in compliance with the Regulatory Anti Money Laundering rules and all relevant legislation applicable in the jurisdiction and Group Apex Policies;</li><li>
Monitoring suspicious transactions, identify potential sanctions and submit reporting as required;</li><li>
Promoting a positive compliance culture through engagement with staff;</li><li>
Handling other ad-hoc compliance-related projects that may be assigned from time to time.</li><li>
Ensure that the firm adheres to data protection requirements, staff are informed about their obligations and responsibilities and raise awareness about them;</li><li>
Give advice and recommendations to the firm about the interpretation or application of the data protection rules;</li><li>
Monitor that a register of processing operations is maintained by the firm;</li></ul><div></div><div>
Skills Required:</div><ul><li>
Financial services experience of 5 to 7 years working within a financial environment, specifically Fund Administration experience.</li><li>
Understanding of the relevant regulations in UAE and International AML Laws.</li><li>
Relevant professional qualifications e.g. AML, CDD, Compliance, Risk, or equivalent.</li><li>
Experience in Customer Due Diligence (CDD/KYC) on various international corporate structures and risk profiles.</li><li>
Excellent communication and organisational skills.</li><li>
Experienced leader able to develop team members.</li><li>
Motivated and driven and a team player.</li><li>
Solutions driven critical thinking, with the ability to adapt to change.</li></ul><div></div><div>
What you will get in return:</div><ul><li>
A high level of visibility within a large organisation on an upwards trajectory</li><li>
The ability to define compliance processes to drive innovation and have a tangible impact on the business</li><li>
Be part of a dynamic and fast-paced team that makes a genuine impact on the business</li><li>
Exposure to all aspects of the business and cross-jurisdiction</li><li>
The opportunity to innovate, bring discipline to brand activity and really make a difference.</li></ul><div></div><div>
Disclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.</div><div></div><div>
Disclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.</div></div><div></div>

Altery

<div>
 <strong>
  About Us
  <br/>
  <br/>
 </strong>
 Are you passionate about FinTech and ready to make a tangible impact in a dynamic company where your decisions shape the future? Altery could be the next chapter in your professional journey!
 <br/>
 <br/>
 We are currently seeking a dedicated and experienced Compliance Officer + Money Laundering Reporting Officer to join our team and uphold the highest standards of regulatory compliance under our DFSA Category 3C licence. This role is pivotal in designing, implementing, and refining our compliance and AML/CTF frameworks, providing strategic guidance to senior management, and fostering a firm-wide culture of integrity. Extensive knowledge of DFSA regulations, AML best practices, and financial technologies is mandatory.
 <br/>
 <br/>
 Does this sound like a fit? Join us and help shape the future of financial services.
 <br/>
 <br/>
 What you'll be doing
 <br/>
 <br/>
 DFSA-Specific Compliance Framework: Establish and maintain a compliance program in line with DFSA requirements (including GEN, AML, COB, and PIB modules), ensuring the Firm continuously meets Category 3C regulatory obligations.
 <br/>
 <br/>
 Regulatory Reporting &amp; Liaison: Act as the primary point of contact for the DFSA, preparing and submitting mandatory AML returns, submission of Suspicious Activity Reports (SARs) to the appropriate authorities in accordance with DFSA AML Rulebook guidelines, compliance reports, and any ad-hoc notifications or regulatory disclosures, ensuring strict adherence to DFSA requirements, confidentiality, and timely submission within prescribed deadlines.
 <br/>
 <br/>
 Control Compliance - in-depth knowledge of AML, TFS, KYC/KYB, SAR/STRS, KYC Audit system and control, UN, UAEIC, HMT, OFAC for developing controls and systems for compliance.
 <br/>
 <br/>
 Deep knowledge of EU and FATF compliance, including other global wawatchlists such as Egmont, Wolfsburg and JMLSG, ongoing screening requirements and AML training and awareness.
 <br/>
 <br/>
 Compliance Monitoring Program: Implement a regular compliance monitoring schedule (covering suitability, disclosure requirements, record-keeping, etc.), document findings, and recommend remedial actions to ensure robust internal controls.
 <br/>
 <br/>
 Risk Assessment &amp; Mitigation: Undertake periodic risk assessments (including AML/CTF risk reviews) to identify potential vulnerabilities, advising senior management on mitigation strategies and improvements to systems and controls, and raise an escalation to the regulator if necessary.
 <br/>
 <br/>
 Governance &amp; Escalation: Maintain direct lines of communication with the Board or Senior Executive Officer for swift escalation of significant compliance issues or breaches, presenting clear action plans and follow-up measures.
 <br/>
 <br/>
 Ongoing Staff Training: Organize targeted training sessions on DFSA regulatory requirements, AML/CTF obligations, and updates to relevant rulebooks, fostering a compliance-focused culture throughout the Firm.
 <br/>
 <br/>
 Internal Policies &amp; Procedures: Develop, review, and update internal policies (e.g., Compliance Manual, AML/CTF Policy) to reflect the latest changes in the DFSA Rulebook, DIFC-specific regulations, and global best practices.
 <br/>
 <br/>
 Act as the primary point of contact for the DFSA, preparing and submitting mandatory AML returns, compliance reports, and any ad-hoc notifications or regulatory disclosures within prescribed deadlines.
 <br/>
 <br/>
 Customer Due Diligence (CDD) &amp; Enhanced Due Diligence (EDD): Oversee KYC processes, ensuring all new and existing clients undergo appropriate due diligence measures (including EDD for higher-risk relationships) as mandated by DFSA rules.
 <br/>
 <br/>
 What you&rsquo;ll bring to us
 <br/>
 <br/>
 <ul>
  <li>
   UAE resident or willing to get UAE residency 3+ practical experience in EMI/fintech/ compliance In-depth Industry &amp; Regulatory Expertise on ensuring timely escalation to the DFSA or other authorities when necessary. Academic background, preferably in law or compliance. Have experience in communicating with the local regulator (DFSA, VARA) Experience working at (or closely with) compliance and risk departments, preferably at a supervised entity.
  </li>
  <li>
   Regulatory Decision-Making &amp; Accountability
  </li>
  <li>
   Understanding Compliance processes in the multi-national companies
  </li>
  <li>
   Certificate in compliance, financial crime, or crypto
  </li>
  <li>
   Demonstrable track record of taking ownership of AML/CTF and compliance outcomes, making informed decisions on suspicious transaction reporting.
  </li>
  <li>
   Comprehensive knowledge of the DFSA Rulebooks (especially AML, GEN, and other relevant modules), international AML standards (FATF recommendations), and a clear understanding of financial products/services offered by Category 3C Firms.
  </li>
  <li>
   5+ years of practical experience in compliance, AML/CTF, or risk management within DFSA-regulated entities (or an equivalent international regulatory regime).
   <br/>
   <br/>
  </li>
 </ul>
 What we offer
 <br/>
 <br/>
 <ul>
  <li>
   Team and our Product: We are team players and we are passionate about our product and understand what we aim to achieve and the impact it will make.
  </li>
  <li>
   Growth Opportunities: You can Influence and shape our story while advancing your career.
  </li>
  <li>
   Flexibility: We always listen to our people and can be flexible with arrangements.
  </li>
  <li>
   Hybrid Working: We don't expect you to be in the office every day.
  </li>
  <li>
   Local Market Perks: Enjoy insurance coverage, local perks, and beautiful offices.
   <br/>
   <br/>
  </li>
 </ul>
 Why to join us
 <br/>
 <br/>
 We may not be perfect, but our strength lies in our resilience. Facing challenges with our expertise, positive attitude, and a supportive environment where everyone relies on one another gives us confidence in what we do. We empower our people to make decisions, explore, and experiment &mdash; micromanagement isn&rsquo;t our style. We reward those who take on additional responsibilities and go the extra mile.
 <br/>
 <br/>
 <em>
  We are proud of how diverse and unique we are. We thrive on diverse views, love learning
 </em>
 <em>
  from one another, and believe that our differences fuel our curiosity
 </em>
</div>


Compliance Officer & MLRO MENA

<p><strong>What You ll Be Doing /strong&gt; </strong></p><strong>
<div>
<ul>
<li>
<div><span>Contributing to designing, implementing, and maintaining internal compliance manuals, policies, procedures, and systems for combating money laundering and terrorism financing. </span> </div>
</li>
<li>
<div><span>Supporting the MLRO in ensuring OKX UAE complies with its regulatory and legal responsibilities, including VARA Guidance and industry best practice </span> </div>
</li>
<li>
<div><span>Supporting the ongoing monitoring and resolution of AML/CFT related cases </span> </div>
</li>
<li>
<div><span>Assisting in responding to legal and regulatory requests </span> </div>
</li>
<li>
<div><span>Liaising with law enforcement agencies and other external partners </span> </div>
</li>
<li>
<div><span>Providing advice and guidance on AML/CFT related matters where appropriate </span> </div>
</li>
<li>
<div><span>Preparing OKX UAE for independent AML/CTF and/or Compliance testing. </span> </div>
</li>
<li>
<div><span>Engaging cross-functionally (with groups such as Data, Engineering, Finance, Legal, Product, and Risk) to implement an effective compliance management program in line with UAE standards and industry best practices. </span> </div>
</li>
<li>
<div><span>Deputising for the MLRO as required ensuring that any internal suspicious activity reports or other referrals are quickly assessed, documented and where appropriate reported to the relevant authorities </span> </div>
</li>
<li>
<div><span>Overseeing compliance reviews and investigations. </span> </div>
</li>
<li>
<div><span>Supporting the MLRO in preparing Compliance reports, including reports to management and the Board of OKX UAE, and other materials as required by internal stakeholders.</span> </div>
</li>
</ul>
</div>
<p><strong>What We Look For In You /strong&gt; </strong></p><strong>
<div>
<ul>
<li>Bachelor s degree in finance, law, business administration, or a related field; a master s degree or relevant certifications (e.g., CAMS, CCEP) is preferred.</li>
<li>Proven experience in compliance management, including previous experience as an MLRO/ Deputy MLRO, preferably within the cryptocurrency, fintech, or financial services industries.</li>
<li>Proven experience in dealing with regulators and auditors on AML audit and/or investigations.</li>
<li>Strong knowledge of AML, CTF, and data protection regulations, with a demonstrated ability to raise SARs to FIUs effectively.</li>
<li>Excellent analytical skills, with the capacity to interpret complex regulations and apply them effectively within the organization.</li>
<li>Exceptional communication and interpersonal skills, with the ability to engage and influence stakeholders at all levels.</li>
<li>Strong project management and remediation experience.</li>
<li>Detail-oriented and proactive, with strong problem-solving and risk management skills.</li>
<li>Knowledge of and enthusiasm for the crypto-industry, as well as the relevant risks;</li>
</ul>
</div></strong></strong>

Senior Compliance Manager

TMF Group

<div>
 <p>
  <strong>
   We never ask for payment as part of our selection process, and we always contact candidates via our corporate accounts and platforms. If you are approached for payment, this is likely to be fraudulent. Please check to see whether the role you are interested in is posted on our career website.
  </strong>
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   About TMF Group
  </strong>
 </p>
 <p>
  <strong>
   TMF Group
  </strong>
  is a leading provider of administrative services, helping clients invest and operate safely around the world. As we&rsquo;re a global company with 11,000+ colleagues based in over 125 offices across 87 jurisdictions, we actively seek out people with the talent and potential to flourish at TMF Group, whatever their background, and offer job opportunities to the broadest spectrum of people. Once on board we nurture and promote talented individuals, making sure that senior positions are open to all.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Key Responsibilities:
  </strong>
 </p>
 <ul>
  <li>
   Ensuring the firm&rsquo;s liquidity, capital resources and capital requirements are compliant with all regulatory requirements.
  </li>
  <li>
   Ensuring any financial breach is immediately reported to the Regulator and SEO (and ensure matter is placed on record in the Company breach register, maintained by CO/MLRO).
  </li>
  <li>
   Coordination / follow up with the firm&rsquo;s accountant regarding the monthly management accounts for FO&rsquo;s review.
  </li>
  <li>
   Ensure timely review of the firm&rsquo;s financials and report to SEO of any changes (if required).
  </li>
  <li>
   Ensure the frequency of FO&rsquo;s review includes monthly management accounts, along with quarterly and annual EPRS returns preparation and submission to the Regulator (FSRA).
  </li>
  <li>
   Assistance in completion of annual financial audits of the firm (if required).
  </li>
  <li>
   FO will report to the SEO on a bi-weekly or case-by-case basis* (*subject to the firm&rsquo;s requirements).
  </li>
  <li>
   FO will report to the Board on a quarterly basis to present management accounts (if required).
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Key Requirement:
  </strong>
 </p>
 <ul>
  <li>
   Prior experience of being an Authorised / Approved Finance Officer for either a DIFC or ADGM regulated entity;
  </li>
  <li>
   Bachelor's degree in finance, accounting, economics or a related field;
  </li>
  <li>
   Proven experience in a finance role with proven track record in financial reporting and analysis and budgeting;
  </li>
  <li>
   In-depth understanding of financial regulations and accounting principles;
  </li>
  <li>
   Familiarity with tax laws and corporate finance;
  </li>
  <li>
   Strong analytical and problem solving skills;
  </li>
  <li>
   Excellent attention to details and accuracy;
  </li>
  <li>
   Good organizational and time management skills
  </li>
  <li>
   Strong proficiency in Microsoft Excel and other financial software;
  </li>
 </ul>
</div>


Finance Officer

Explore 12+ Mlro in Dubai this December. Find roles across top companies and apply now to boost your career.

12 mlro jobs IN Dubai

Compliance Officer & MLRO

Compliance Officer (MLRO)-UAE (A03211)

Compliance Officer and MLRO

Compliance Officer and MLRO

Compliance Officer & MLRO MENA

Senior Compliance Manager

Finance Officer