regulatory compliance lead

Clayton Davies Ltd

We're looking for an experienced Compliance Monitoring Lead to join a growing national financial services firm. You'll be responsible for leading the firm's compliance monitoring function - ensuring all business activities meet regulatory expectations while supporting commercial objectives. The role involves designing, delivering, and overseeing a robust compliance monitoring framework, conducting thematic reviews, and providing assurance to senior leadership.Role & Responsibilities:<ul><li>Develop and implement a comprehensive compliance monitoring plan aligned to business and regulatory priorities.</li><li>Carry out in-depth monitoring reviews to assess adherence to FCA and internal policy requirements.</li><li>Provide clear, practical recommendations to address findings and track completion of remedial actions.</li><li>Support strategic initiatives and acquisitions, ensuring compliance oversight is embedded from the outset.</li><li>Prepare high-quality reports and present findings to senior management and relevant committees.</li><li>Maintain strong awareness of evolving regulation and assess their impact on the business.</li><li>Build strong relationships across the business to promote a culture of accountability, transparency, and good governance.</li><li>Act as a trusted adviser to management, offering challenge and guidance on emerging compliance risks.</li></ul>Do you have the following to apply? <ul><li>Extensive experience in a compliance monitoring or oversight role within financial services - ideally in wealth management, investment advice, or the IFA sector.</li><li>Sound knowledge of FCA regulations and a proven ability to interpret and apply them in a practical, business-friendly manner.</li></ul>Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.Clayton Davies is acting as an employment agency on behalf of our client.<img src="https://www.jobg8.com/Tracking.aspx?tmjKrTVbLoogOWPM5i4TkJk1%2fa1kFt4Xr" width="0" height="0" />

Compliance Monitoring Lead

Midis Group

Main Duties and Responsibilities
Technical and Operations:
<ul>
<li>Lead the design, execution, and evolution of a comprehensive global compliance program aligned with regulatory requirements and organizational objectives;</li>
<li>Establish and enforce internal controls and governance structures to proactively mitigate compliance risks across all business functions;</li>
<li>Oversee the development and implementation of compliance awareness initiatives, including training programs and communication strategies;</li>
<li>Provide strategic leadership in enhancing critical compliance components, such as export control, anti-bribery/anti-corruption programs and employee conduct standards;</li>
<li>Review and validate company-wide policies and procedures, ensuring they are aligned with legal obligations and best practices and lead periodic audits to identify gaps and vulnerabilities;</li>
<li>Lead audits, including vendor and partner assessments, and ensure timely execution of remediation plans;</li>
<li>Direct the compliance onboarding process for third parties, vendors, and partners, ensuring due diligence and risk assessments are thoroughly conducted;</li>
<li>Evaluate business transactions, such as mergers, acquisitions, or major investments, from a compliance risk perspective and provide informed recommendations;</li>
<li>Regularly brief Senior Management on compliance health, emerging risks, and program effectiveness through structured reporting;</li>
<li>Oversee internal investigations and lead the development of corrective and preventive action plans in response to violations or audit findings;</li>
<li>Act as the primary contact for all compliance-related matters, fostering cross-functional collaboration and a strong culture of ethics and accountability;</li>
</ul>
Talent Development:
<ul>
<li>Lead and coach the team cultivating empowerment and ownership;</li>
<li>Develop capabilities and secure a solid succession plan;</li>
<li>Conduct regular performance reviews, identify training needs and oversee development plans.</li>
</ul>

Director - Compliance

IG Group

Job Title Head of Compliance Job Description Who are we? Hello, we're IG Group. We are a publicly-traded FTSE250 FinTech company who run mobile, web and desktop platforms that help our clients trade stocks &amp; shares, leveraged products, Futures &amp; Options and Crypto. We are ambitious. Over 340,000 people already use our platforms. We're global with offices in 18 countries and products in 16 regions. We're hungry to move faster, ship better product for our customers and grow our user base. We belie Job Title Head of Compliance Job Description Who are we? Hello, we're IG Group. We are a publicly-traded FTSE250 FinTech company who run mobile, web and desktop platforms that help our clients trade stocks &amp; shares, leveraged products, Futures &amp; Options and Crypto. We are ambitious. Over 340,000 people already use our platforms. We're global with offices in 18 countries and products in 16 regions. We're hungry to move faster, ship better product for our customers and grow our user base. We believe in high autonomy, and we want people who are looking to do things differently in order to create better experiences for our customers. We work in cross-functional teams and are laser focused on increasing the number of active clients we serve to drive sustainable growth. What's the role? Lead the charge in shaping the future of digital asset regulation in Dubai. As our Head of Compliance and MLRO, you'll be instrumental in securing our license while building a robust compliance framework from the ground up. This is a rare opportunity to establish yourself as a key regulatory leader in one of the world's most innovative financial hubs. You'll ensure our full compliance with VARA rules and regulations while working at the intersection of traditional finance and cutting-edge digital assets. If you're ready to drive compliance excellence in a dynamic, fast-paced environment we want to hear from you. What will you do? Fulfil the role of Compliance Officer, MLRO &amp; Risk Officer for IG's VARA entity. A key stakeholder responsible for securing IG's VARA license. Build and execute IG's compliance framework ensuring IG remains fully compliant with VARA's rules and regulations. Build policies and procedures in line with local requirements and ensure the firm fulfils its reporting obligations. The primary point of contact for all regulatory matters with VARA. Maintain an evolving compliance risk assessment of the business and design and execute a compliance monitoring program to mitigate the firm's exposure to risk. Oversee the onboarding process for new customers, ensuring IG's KYC and onboarding policies and procedures are compliance with local AML requirements. Ensure adherence to the Travel Rule and Know Your Transaction (KYT) requirements to maintain regulatory compliance and safeguard virtual asset transfers. Ensure compliance with local AML/CFT obligations, including timely registration and reporting on the UAE FIU's GoAML platform. What will you need for this role? To succeed in this role, we think you'll need: 5+ years of DFSA, SCA, FSRA or VARA regulatory compliance experience in the fintech or virtual assets sector in the UAE. Prior experience as an authorized Compliance Officer &amp; MLRO or Deputy Compliance Officer/Deputy MLRO. An understanding of VARA regulations. Understanding of UAE AML and CTF requirements. Exposure to travel rule and KYT compliance. A keen interest in blockchain technology and working in a dynamic and rapidly evolving regulatory landscape. Excellent stakeholder management and communication skills across all levels of the organisation. High degree of integrity, someone who thrives in autonomous environments and the ability to strategically navigate complex challenges. Be equally comfortable shaping high-level direction and rolling up their sleeves to drive execution. While there are many profiles of people who work at IG - across all roles, we're looking for a few common traits: You are curious about our product and the technology that sits behind it; You care about our clients, and you are hungry to improve their user experience; You are impatient about driving change and willing to deliver at pace; You are not afraid of the complexity of financial regulation and want to learn &amp; grow your expertise; and You are a creative problem solver capable of innovating and thinking big. We believe that diversity is vital to success, it fuels creativity, drives innovation and sets us up for global success. We're committed to building teams with a variety of perspectives and skills to help us realise our vision and strategy, that's why we encourage applications from people with diverse backgrounds and experiences to join us on this journey. Learn more about our D&amp;I approach here. What you'll get! This role will bring with it a range of development and growth opportunities which we hope are motivating for someone who wants to Raise the Bar. You'll also be included in our company bonus programme and receive great benefits including: Private medical insurance provided to employees and dependents Life insurance cover Pension plan Gym memberships Employee Assistance Programme Access to or learning and career development hub and free access to LinkedIn Learning Read more about our perks here! Number of openings 0

Head of Compliance

Delta Exchange

<div>DeltaExchange is seeking a seasoned Compliance professional to lead key risk and compliance functions, with a strong focus on AML, KYC, fraud risk management, market surveillance, FIU reporting, and derivatives compliance within the Indian regulatory framework. The role requires deep knowledge of PMLA and related regulations, along with experience in governance, regulatory reporting, and forensic investigations.
Requirements
Regulatory Compliance: Ensure adherence to FIU-IND, PMLA, and other regulatory requirements. Maintain and enhance compliance frameworks, conduct risk assessments, and lead policy updates and team training. 
<ul><li>
</li>AML/KYC Oversight: Manage AML/KYC programs, oversee due diligence, high-risk profiles, PEPs, and STR escalations. Liaise with internal teams and regulators. 
<li>
</li>Fraud &amp; Financial Crime: Implement fraud detection controls, investigate incidents, and conduct forensic reviews. 
<li>
</li>FIU Reporting: Lead STR preparation and submission, maintain FIU logs, and support regulatory inspections. 
<li>
</li>Risk Governance: Support ERM activities, provide risk insights to senior management, and promote a strong compliance culture. 
<li>
</li>
</ul>Skills &amp; Competencies:
Strong knowledge of Indian compliance regulations (FIU-IND, PMLA) 
<ul><li>
</li>Expertise in AML/KYC, transaction monitoring, and fraud investigation 
<li>
</li>Experience in capital markets, derivatives, and fintech compliance 
<li>
</li>Strong stakeholder management, analytical, and reporting skills 
<li>
</li>High ethical standards and attention to detail 
<li>
</li>
</ul>Qualifications:
Bachelor&rsquo;s/Master&rsquo;s in Finance, Accounting, Business, or Risk Management 
<ul><li>
</li>Preferred: CAMS, CALM, CFE, ACFCS and related Professional Certifications 
<li>
</li><li>10 plus years in Financial Compliance/Risk Management (experience in crypto/fintech a plus)</li></ul></div>

Compliance - Team Manager

Jex Recruitment | Connecting top talent with leading companies

Overview Director Regulatory ComplianceWe are seeking an experienced and strategic Director Regulatory Compliance to lead and oversee the compliance function. The successful candidate will be responsible for ensuring the bank's operations, products, and services fully comply with applicable regulatory requirements, (CBUAE) directives, and international best practices. This role requires strong leadership, in-depth knowledge of regulatory frameworks, and the ability to manage compliance risks across the organisation. Key Responsibilities <ul><li>Lead the development and implementation of the bank's compliance strategy, policies, and frameworks in line with UAE regulatory requirements.</li><li>Advise the Board, Executive Management, and business units on regulatory obligations and compliance risks.</li><li>Act as the primary point of contact with regulatory authorities, including the Central Bank of the UAE and other relevant bodies.</li><li>Oversee the monitoring and testing of compliance programs to ensure ongoing adherence to local and international regulations.</li><li>Drive awareness and culture of compliance across the bank through training and communication.</li><li>Monitor regulatory changes and emerging risks, and ensure timely updates to internal policies and processes.</li><li>Provide leadership to the compliance team, ensuring high standards of professionalism, accountability, and performance.</li></ul> Requirements <ul><li>Bachelor's degree in Law, Finance, Business Administration, or a related field; advanced degree or professional certifications (e.g., CAMS, ICA, CRCM) preferred.</li><li>Minimum 12-15 years of progressive compliance experience in the banking or financial services sector, with at least 5 years in a senior leadership role.</li><li>Strong knowledge of UAE banking regulations, AML/CFT requirements, and international regulatory standards.</li><li>Proven track record of managing regulatory relationships and leading compliance functions in a complex environment.</li><li>Exceptional leadership, communication, and stakeholder management skills.</li></ul> Seniority level <ul><li>Director</li></ul> Employment type <ul><li>Full-time</li></ul> Job function <ul><li>Finance</li></ul><img src="https://www.jobg8.com/Tracking.aspx?xFcAYD4BOV98f8rgwLSJVg%2bbiGe2RKGgw" width="0" height="0" />

Director Regulatory Compliance

GG Selection

The Role
 A superb international professional services firm is seeking an experienced Compliance Manager & Money Laundering Reporting Officer (MLRO) to strengthen its regulatory framework and oversee compliance operations across the Middle East. This pivotal role will ensure the firm maintains the highest standards of governance, regulatory compliance, and anti-money laundering (AML/CFT) practices. The successful candidate will also contribute strategically to corporate structuring projects and ongoing client service delivery, working closely with senior leadership and regulatory bodies. Key Responsibilities Regulatory Compliance & Risk Management • Lead the design and maintenance of a robust compliance framework aligned with UAE (ADGM/DIFC) and international regulations. • Manage clients’ annual regulatory obligations to ensure full compliance. • Monitor regulatory developments and advise management on potential impacts. • Oversee compliance risk assessments, control measures, and policy enhancements. • Act as the main liaison with regulators, authorities, and financial intelligence units. MLRO Duties • Serve as the firm’s primary point of contact for AML/CFT matters and suspicious activity reporting. • Develop and enforce AML/CFT policies and procedures in line with ADGM, DFSA, and UAE standards. • Conduct AML/CFT risk assessments and ensure robust KYC and client onboarding processes. Governance & Advisory • Advise on incorporation documents, resolutions, and filings to ensure legal and regulatory alignment. • Provide expert compliance guidance to clients and internal teams on corporate governance and ongoing obligations. Leadership & Culture • Lead, mentor, and develop the compliance team to drive operational excellence and a proactive compliance culture. • Deliver internal training to enhance compliance awareness and best practices across departments. • Champion integrity, accountability, and continuous improvement across all levels of the organization.
 
Requirements
 Education & Certifications • Bachelor’s degree in Law, Finance, or Business (mandatory). • Advanced degree in Compliance or Risk Management (preferred). • Certified AML Specialist (CAMS, ICA, or equivalent) – mandatory. Experience • 6–8 years’ experience in compliance, with 3–5 years in a leadership role. • Proven experience as MLRO within the UAE (ADGM or DIFC essential). • Strong background in professional services, financial institutions, or regulatory environments. • Demonstrated ability to manage and mentor compliance professionals. Knowledge & Skills • In-depth understanding of UAE regulatory frameworks (DFSA, ADGM). • Comprehensive knowledge of AML/CFT, FATF guidelines, sanctions regimes, and data protection laws. • Excellent stakeholder management and communication skills. • Strategic mindset with a focus on risk mitigation and operational efficiency. Why Join • Opportunity to lead the compliance function within a respected and expanding professional services firm. • Collaborative leadership culture with a focus on professional growth and innovation. • Exposure to multi-jurisdictional clients and complex regulatory environments. How to Apply: Submit your CV via GulfTalent, highlighting relevant regulatory experience and MLRO credentials. Only shortlisted candidates will be contacted.
 
About the company
 GG Selection is a search partner with an international presence, clients in diverse industries, and a network of talent for all levels of seniority and experience. Were not limited by industry or geography, and we treat every brief and every client like the individual case it is never making assumptions or taking anything for granted, and always tailoring our service to the needs we discover.

Compliance Manager & MLRO

PalmPay

<div>
 
 About PalmPay
 
 
 
 PalmPay is a leading neobank and fintech platform scaling financial inclusion across emerging markets. With over
 
 40 million users
 
 , we&rsquo;re building a digital financial ecosystem that empowers individuals and businesses through accessible, easy-to-use, and rewarding financial services.
 
 
 Operating in
 
 Nigeria, Ghana, Tanzania, Pakistan, and Bangladesh
 
 , PalmPay has been recognised by
 
 CNBC
 
 as one of the
 
 Top 300 Global Fintech Companies
 
 and ranked
 
 #2 overall
 
 and
 
 #1 in financial services
 
 on the
 
 Financial Times&rsquo; Africa&rsquo;s Fastest Growing Companies 2025
 
 list
 
 
 
 Position Overview
 
 
 
 We are hiring a
 
 Compliance Manager
 
 to establish and lead the
 
 Compliance Department
 
 in Pakistan. This strategic leadership role carries full ownership of compliance operations, including
 
 regulatory affairs, risk management, policy development, and internal controls
 
 . The ideal candidate will have hands-on experience working with
 
 SECP (Securities and Exchange Commission of Pakistan) regulations
 
 and the fintech or
 
 NBFC
 
 ecosystem in Pakistan.
 
 
 
 Key Responsibilities
 
 
 
 
 Regulatory Compliance
 
 
 
 <ul>
 <li>
 Stay updated on SECP regulations and ensure full organisational compliance
 </li>
 <li>
 Interpret regulatory changes and communicate actionable requirements to relevant teams
 </li>
 <li>
 Engage with SECP and other regulatory authorities for inspections, audits, and licensing matters
 </li>
 <li>
 Collaborate with legal and regulatory affairs departments to address compliance risks and policy matters
 
 
 </li>
 </ul>
 
 Policy Development and Implementation
 
 
 
 <ul>
 <li>
 Draft, review, and implement compliance policies aligned with local laws and PalmPay&rsquo;s global standards
 </li>
 <li>
 Drive internal awareness and adherence to compliance protocols through clear communication and training
 </li>
 <li>
 Lead organization-wide compliance education sessions on key regulatory topics
 
 
 </li>
 </ul>
 
 Risk Assessment
 
 
 
 <ul>
 <li>
 Conduct periodic compliance risk assessments across departments and business units
 </li>
 <li>
 Identify and mitigate regulatory, financial, and operational risks
 </li>
 <li>
 Work cross-functionally with HR, Tech, Product, Finance, and Business teams to embed compliance into operations
 
 
 </li>
 </ul>
 
 Monitoring and Reporting
 
 
 
 <ul>
 <li>
 Build systems for ongoing compliance monitoring and incident reporting
 </li>
 <li>
 Prepare compliance reports for senior management and external regulators
 </li>
 <li>
 Ensure that all internal reporting channels are optimized to detect and escalate issues early
 
 
 </li>
 </ul>
 
 Investigations and Remediation
 
 
 
 <ul>
 <li>
 Lead internal investigations into compliance violations or suspected breaches
 </li>
 <li>
 Develop and implement remediation plans for any identified deficiencies
 </li>
 <li>
 Coordinate with audit and risk teams to ensure effectiveness of compliance controls
 
 
 </li>
 </ul>
 
 Key Competencies
 
 
 
 <ul>
 <li>
 Deep understanding of Pakistan&rsquo;s regulatory landscape, including SECP guidelines, labor law, tax law, data privacy, and business licensing
 </li>
 <li>
 Prior experience in fintech, digital banking, MFS, NBFCs, or technology-driven financial institutions
 </li>
 <li>
 Ability to design and implement compliance frameworks tailored to Pakistan&rsquo;s fintech environment
 </li>
 <li>
 Proactive in identifying hidden risks or regulatory gaps and offering practical solutions
 </li>
 <li>
 Strong interpersonal and cross-departmental collaboration skills, especially with Legal, Business, HR, Finance, and IT
 </li>
 <li>
 High integrity, critical thinking, and decision-making capabilities
 
 
 </li>
 </ul>
 
 Required Qualifications
 
 
 
 <ul>
 <li>
 Bachelor's or Master&rsquo;s degree in Law, Finance, Business Administration, or a related field
 </li>
 <li>
 Minimum 7 years of experience in compliance, legal, risk management, or regulatory affairs, with 3+ years in a leadership role
 </li>
 <li>
 Proven experience working with SECP regulations, fintech laws, and digital finance compliance
 </li>
 <li>
 Strong track record of managing audits, regulatory inspections, and licensing matters
 </li>
 <li>
 Fluency in English and Urdu, with excellent written and verbal communication skills
 
 
 </li>
 </ul>
 
 Compensation &amp; Benefits
 
 
 
 <ul>
 <li>
 Competitive salary
 </li>
 <li>
 Festival bonuses and mobile/internet allowance
 </li>
 <li>
 Opportunity to work in a leadership role at a global fintech company
 </li>
 <li>
 Career growth within a high-impact, fast-paced environment
 
 
 </li>
 </ul>
 Powered by JazzHR
 
 
 rnITqhOnA9
</div>

Compliance Manager

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