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Senior Manager - Technology (Regulatory Compliance)
India
Work with MCX
You cannot push anyone up the Ladder unless the person is willing to Climb. At MCX we sharpen your career growth path for you to Excel.
We believe that the key factors that have contributed to MCX’s success are its employees’ domain expertise and commitment.
The focus of our recruitment process is to find the right fit between roles and profiles. MCX offers exciting and challenging career opportunities for ambitious and result oriented professionals. Thus, lending itself as a great platform to realise one's potential in the chosen area of expertise.
Other things being equal, women employees will be given preference to increase the gender diversity.
Role
Senior Manager - Technology (Regulatory Compliance)
Location
Mumbai
Experience
• 10-15 years relevant experience with reputed IT Company / IT enabled Services Company.
• Experience in Exchange / BFSI (Banking and Financial) Segment is an added advantage
• Worked on SEBI compliances
Job Responsibilities
- Periodic review of Technology Compliances with various directives of SEBI given by way of Act, Rules, Regulations, Circulars
- One point of contact for handling all communications with Regulator effectively including queries its responses.
- To ensure that all the communication related to IT compliance are responded on time.
- Work with designated team members to gather necessary information/data for regulatory related compliances.
- Ensure timely and accurate collection of all required technology related information from technology team for regulatory submissions.
- Keep informed and updated with all SEBI circulars and guidelines related to technology.
- Understand and apply any new guidelines or actions on technology required by Regulator.
- Track IT compliance tasks and ensure timely submission of Action Taken Reports (ATRs).
- Follow up with relevant teams and HODs to make sure all compliance actions are completed as per provided deadlines by Regulator / Management/HOD.
- Keep accurate records of all Regulatory communications, circulars, compliance actions, and deadlines related to technology compliance.
- Ensure all submitted records and data submitted to Regulator are securely stored.
- Provide regular reports / periodic updates to the Head of Department (HOD) / CTO on technology compliance status, including progress.
- Keep HOD informed about SEBI related activities and deadlines.
- Work with the other compliance team to update them on IT compliance deadlines and the status of ongoing actions.
- Ensure clear communication and follow-up on IT compliance tasks.
- Carry out any other tasks needed to support the organization’s technology compliance with SEBI regulations.
- Review of reports and provide feedback for improvements.
- Preparation of agenda and ATR for the updating committee on compliances.
- Assisting audits conducted by regulator on the technology compliances.
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