Compliance Officer (SCA Accredited)

Compliance Officer (SCA Accredited)

Location: Dubai, United Arab Emirates

Job Type:
Full-Time | On-site
Immediate availability is preferred.

Mandatory Requirements

• Experience: Minimum 1–2 years as a Compliance & Risk Management Officer within a licensed FOREX trading brokerage in the UAE.
• Certification: Must hold CISI-SCA certifications in Compliance and/or Risk Management, accredited by the Securities and Commodities Authority (SCA).
• Candidates with one certification (either Compliance or Risk) may apply, provided they commit to obtaining the second within an agreed timeframe.

Role Overview

The Compliance Officer (SCA Accredited) is responsible for ensuring that the company operates in full compliance with UAE laws and SCA regulatory requirements. The role involves monitoring regulatory obligations, mitigating risks, and promoting a strong compliance culture across the organisation.

Key Responsibilities

Compliance:

• Ensure adherence to all SCA regulations, including licensing, registration, and regulatory reporting.
• Serve as the primary point of contact with UAE regulatory authorities, particularly the SCA.
• Monitor regulatory updates and advise senior management on compliance implications.
• Manage SCA licensing and registration processes for the company and its employees.
• Oversee timely submission of regulatory filings, disclosures, and reports.
• Conduct regular compliance training and awareness sessions for staff.
• Investigate potential compliance breaches and recommend corrective action.
• Coordinate with auditors, legal counsel, and consultants to ensure alignment with UAE law.

Skills & Competencies

• Strong knowledge of UAE regulatory requirements governing FOREX brokerages.
• Analytical mindset with excellent problem-solving abilities.
• Strong written and verbal communication skills in English (Arabic is an advantage).
• High ethical standards, independence, and attention to detail.
• Strong organisational and interpersonal skills.

Application Process

Interested and qualified candidates are invited to submit their CV along with valid SCA certification(s) to: careers@wafracapital.ae

Important: Please mention “Compliance Officer (SCA Accredited)” in the subject line of your email application.

Only candidates with relevant UAE brokerage compliance experience will be considered.

Job Types: Full-time, Permanent

Pay: From AED10,000.00 per month

Education:

• Bachelor's (Preferred)

Experience:

• Banking: 1 year (Required)

License/Certification:

• (SCA Accredited) (Preferred)

Location:

• Dubai (Required)