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compliance officer

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compliance - manager (retail sector / bilingual) Jobs in Abu Dhabi

compliance - manager (retail sector / bilingual)

compliance officer & mlro (comlro) Jobs in Abu Dhabi

compliance officer & mlro (comlro)

compliance specialist

Change Recruitment

<div>
 <p>
  <strong>
   Compliance Officer &ndash; UAE
  </strong>
 </p>
 <p>
  <br/>
 </p>
 <p>
  A leading global investment management firm is establishing a new entity in the UAE regulated by the
  <strong>
   UAE Securities and Commodities Authority (SCA)
  </strong>
  , creating the need for a
  <strong>
   registered Compliance Officer &amp; MLRO
  </strong>
 </p>
 <p>
  <br/>
 </p>
 <p>
  This role offers the opportunity to support the development of the firm&rsquo;s presence across the GCC, collaborate closely with international teams and contribute to shaping the firm&rsquo;s local regulatory framework and governance standards
 </p>
 <p>
  <br/>
 </p>
 <p>
  The role sits within the broader EMEA Compliance function, which specialises in multi-jurisdictional regulatory compliance with a particular focus on asset and investment management. You will work with experienced regulatory professionals across the region and be involved in strategic initiatives involving the UAE, DIFC, and wider Middle East operations
 </p>
 <p>
  <br/>
 </p>
 <p>
  This is an excellent opportunity for an enthusiastic, proactive compliance professional with strong knowledge of
  <strong>
   SCA and DFSA regulations
  </strong>
  , particularly within the asset management or broader financial services sector
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   How You Will Add Value
  </strong>
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Core Responsibilities
  </strong>
 </p>
 <ul>
  <li>
   Fulfil the mandated responsibilities of
   <strong>
    Compliance Officer, MLRO and Risk Officer
   </strong>
   for the UAE entity.
  </li>
  <li>
   Maintain a strong compliance framework aligned with local regulatory requirements and market best practice.
  </li>
  <li>
   Advise senior management and business teams on relevant laws, regulations, and compliance standards.
  </li>
  <li>
   Identify, assess, and monitor compliance risks across business activities.
  </li>
  <li>
   Develop and deliver compliance and financial crime training; coordinate with HR, Legal and Risk teams.
  </li>
  <li>
   Draft, review, and maintain compliance and risk policies, manuals, and procedures.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Strategic Responsibilities
  </strong>
 </p>
 <ul>
  <li>
   Provide compliance input into new products, processes, and business initiatives.
  </li>
  <li>
   Support the establishment of new client relationships and market expansion activities.
  </li>
  <li>
   Implement and report on risk monitoring programmes.
  </li>
  <li>
   Build and maintain strong relationships with regulators, local industry bodies, and compliance peers.
  </li>
  <li>
   Act as a regional subject-matter expert on UAE and DIFC compliance requirements.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   What Will Help You Succeed in This Role
  </strong>
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Experience, Education &amp; Certifications
  </strong>
 </p>
 <ul>
  <li>
   Bachelor&rsquo;s degree or relevant professional experience.
  </li>
  <li>
   Proven experience in financial services compliance, ideally within the UAE or GCC.
  </li>
  <li>
   <strong>
    SCA accreditations
   </strong>
   in UAE Financial Rules and Financial Crime (mandatory or the willingness to obtain).
  </li>
  <li>
   Previous experience with DFSA-regulated environments (DIFC) is advantageous.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Technical &amp; Soft Skills
  </strong>
 </p>
 <ul>
  <li>
   Strong knowledge of
   <strong>
    SCA and DFSA regulatory frameworks
   </strong>
   .
  </li>
  <li>
   Understanding of investment or asset management business models.
  </li>
  <li>
   Confident presenting to stakeholders, regulators, and internal committees.
  </li>
  <li>
   Strong analytical, problem-solving, and judgement capabilities.
  </li>
  <li>
   Ability to manage multiple priorities in a dynamic, fast-paced environment.
  </li>
  <li>
   Collaborative team player with strong communication skills.
  </li>
  <li>
   Fluent in English;
   <strong>
    Arabic language skills are an advantage
   </strong>
   .
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   The Culture
  </strong>
 </p>
 <p>
  This firm are committed to fostering a collaborative, inclusive and supportive workplace that reflects the diversity of the UAE. Employees are provided with the tools, training and development opportunities needed to grow their careers while contributing to the firm&rsquo;s regional strategy.
 </p>
 <p>
  <br/>
 </p>
 <p>
  They offer a comprehensive benefits package aligned with UAE market practice, supporting physical wellbeing, financial security and work&ndash;life balance.
 </p>
 <p>
  <br/>
 </p>
 <p>
  They are an
  <strong>
   Equal Opportunity Employer
  </strong>
  , committed to fair and inclusive hiring practices in line with UAE laws and regulations.
 </p>
 <p>
  <br/>
 </p>
 <p>
  Apply online
 </p>
 <p>
 </p>
</div>


Compliance Officer

TMF Group

<div><div><div><div><h3 class="jobSectionHeader"><b>General Information
</b></h3></div></div><div><div><div><div>Job ID
</div><div>32752
</div></div><div><div>Location
</div><div>Abu Dhabi, United Arab Emirates, Doha, Qatar, Dubai, United Arab Emirates
</div></div><div><div>Work Types
</div><div>Permanent
</div></div><div><div>Categories
</div><div>Client Corporate Secretarial
</div></div></div></div></div><p></p><div><div><div><div><div><div><p><b>We never ask for payment as part of our selection process, and we always contact candidates via our corporate accounts and platforms. If you are approached for payment, this is likely to be fraudulent. Please check to see whether the role you are interested in is posted on our career website.</b></p></div><br>
</div></div><div><div><div><b>About TMF Group</b></div>
</div></div><div><div><p><b>TMF Group</b> is a leading provider of administrative services, helping clients invest and operate safely around the world. As we&rsquo;re a global company with 11,000+ colleagues based in over 125 offices across 87 jurisdictions, we actively seek out people with the talent and potential to flourish at TMF Group, whatever their background, and offer job opportunities to the broadest spectrum of people. Once on board we nurture and promote talented individuals, making sure that senior positions are open to all.</p><br>
</div></div><div></div><div><div><br>
<div><b>Discover the Role</b></div>
</div></div><div><div><p>It is an area experiencing significant growth in TMF, thus providing an opportunity for great career development.</p><br>
</div></div><div></div><div><div><br>
<div><b>Key Responsibilities</b></div>
</div></div><div><div><ul><li>Assisting clients with their applications to become Qatar Financial Centre Regulatory Authotiy (&ldquo;QFC&rdquo;), Dubai Financial Services Authority (&ldquo;DFSA&rdquo;), and/or Financial Services Regulatory Authority (&ldquo;FSRA&rdquo;) and U.A.E. Securities and Commodities Authority authorised;</li><li>
Supporting the Head &amp; Director of Regulated Services with the successful delivery of various consulting projects, including QFCRA, DFSA and the FSRA remediation projects and compliance integration projects;</li><li>
Preparing and delivering compliance, corporate governance, risk and AML training and regulatory advice to the clients;</li><li>
Proactively monitoring changes/developments in relevant laws and regulations and updating colleagues and clients;</li><li>
Development and maintenance of the effective compliance/AML, risk management and corporate governance frameworks in accordance with the regulatory requirements and best practice international standards;</li><li>
Drafting manuals, policies/procedures, reports and other required documents;</li><li>
Representing client&rsquo;s interest with the business partners and Regulators in the QFCRA, DIFC and the ADGM; and</li><li>
Managing clients relationships: register time sheets, informating the clients of additional time spent, assising TMF billing team with the invoice related matters etc.</li></ul><br>
</div></div><div></div><div><div><br>
<div><b>Key Requirements</b></div>
</div></div><div><div><div><b>Job specific Requirements</b></div><div><ul><li>
Knowledge and understanding of concepts and regulatory requirements that are common in the financial services industry;</li><li>
Involvement in compliance, MLRO and/or risk management functions at senior management level;</li><li>
Excellent interpersonal skills to work collaboratively with clients and colleagues;</li><li>
Consultancy skills: ability to communicate with relevant stakeholders (senior management, directors, shareholders, auditors, regulators and authorities) with an appropriate level of diplomacy and solution driven mindset; and</li><li>
Attention to detail and quality.</li></ul></div><div><b>
Job specific Skills</b></div><div><ul><li>
At least 3-5 years of regulatory experience in a Compliance and AML role or similar roles;</li><li>
Previously registered with DFSA or FSRA as CO/MLRO;</li><li>
Excellent relationship management skills;</li><li>
Strong written and verbal communication skills; and</li><li>
Highly organised and motivated.</li></ul></div><br>
</div></div><div></div><div><div><br>
<div><b>What&rsquo;s in it for you?</b></div>
</div></div><div><div><ul><li><ul><li>Tier 1 insurance covered with wellness;</li><li>
Team building and CSR activities at least twice in a year;</li><li>
Fruits and snacks days in the office;</li><li>
Work from home option (2 days per week);</li><li>
Continuous development that is supported and encouraged through global learning opportunities from the TMF Business Academy and a strong culture of feedback;</li><li>
By joining us, you will be part of a truly diverse, global business and benefit from the many advantages that brings. You&rsquo;ll experience cross-border collaboration, stimulating client work and exciting challenges</li></ul></li></ul><br>
</div></div><div></div><div><div><br>
<div><b>We&rsquo;re looking forward to getting to know you!</b></div></div></div></div></div></div></div>

Abu Dhabi Global Market

<div><p>The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities. The Supervision Division consists of the Supervision Department and the Markets Department.
</p><p>The Supervision Department is responsible for the supervision of banks, insurance companies, money service providers and capital markets. The Supervision Department follows a holistic, proactive risk-based approach to supervision of financial service providers falling under its remit..The Senior Specialist (Funds and Asset Management) role works closely with the Managers and Senior Managers to assist in the implementation of the supervisory framework and in the supervision of a portfolio of relevant financial institutions active in the Fund Management and / or Asset Management sectors , consistently with FSRA&rsquo;s regulations and risk appetite and international best practices.
</p><p>Operational responsibilities
</p><ul><li>S upervision of assigned Financial Services Firms&rsquo; compliance with relevant rules and regulations.
</li><li>Conduct periodic impact/risk assessments, with support from the Director/Senior Manager/Manager.
</li><li>Plan and conduct periodic risk assessment of firms, contribution to the drafting and execution of the supervisory work plan, including the planning and execution of supervisory reviews and drafting and communication of recommendations, in collaboration with line management.
</li><li>Ongoing analysis of the governance and control frameworks, conduct of business and the prudential condition of the assigned Fund / Asset Managers, with support from the Director/Senior Manager/Manager.
</li><li>Review regulatory submissions made by relevant financial institutions.
</li><li>Produce analysis based on the data provided by fund / asset managers.
</li><li>Review and assess product notifications / registrations and produce recommendations for line management consideration.
</li><li>Assess applications made by Firms and produce recommendations for line management consideration.
</li><li>Responsible for/assist in taking prompt action against deficiencies and non-compliances identified including periodic follow-up to ensure timely resolution of deficiencies.
</li><li>Build relationships with regulated institutions and other stakeholders, both internal and external to FSRA/ADGM.
</li><li>Assist in implementing policies, rules and processes, including appropriate documentation for all assigned institutions.
</li><li>Deliver additional tasks that may be delegated from the Director/ Senior Manager / Manager Supervision.
</li><li>Liaise with other internal stakeholders such as Authorisation and/or other FSRA groups, as appropriate.
</li><li>Participate and deliver on projects that may be allocated thereto.
</li></ul><p>Strategic responsibilities
</p><ul><li>Assist in the implementation of the short- and long-term objectives of Supervision Section.
</li><li>Assist in developing, enhancing and implementing the framework, policies, rules and procedures for governing and supervising financial institutions.
</li></ul><p>Information Security related
</p><ul><li>Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy and as per best practices explained in the induction and awareness sessions.
</li><li>Maintain confidentiality, Integrity and availability of the ADGM Information at all times i.e. within as well as outside ADGM.
</li></ul><p>Education
</p><ul><li>Bachelor&rsquo;s Degree
</li></ul><p>Work Experience
</p><ul><li>Min 5-8 years of experience from a similar regulatory background, or industry experience in fund / asset preferably from a risk, compliance or internal audit background.
</li><li>Good communications skills both in writing and orally.
</li><li>Results-oriented team player.
</li><li>Good influencing and negotiation skills.
</li><li>Working well in a collaborative environment with a team of diverse professionals.
</li><li>Entry level planning, organisation and analytical skills.
</li><li>Strong sense of responsibility and impeccable integrity.
</li><li>Positive &ldquo;can-do&rdquo; attitude, eager to take on additional responsibilities.
</li><li>Eager to learn additional skills, both technically and behaviourally.
</li>Fluent in business English.<br>
<li>
</li></ul><p></p><p>Desirable:
</p><ul><li>Degree qualification in one of the following disciplines: Finance, Banking, Accounting, Risk Management, Law or related disciplines.
</li><li>Relevant professional qualifications
</li><li>Proficient in Arabic or other language(s) and understanding of the Arabic Culture</li></ul></div><p></p>

Senior Specialist - Supervision

<div><p>The FSRA is responsible for the regulation of Financial Services providers in the ADGM and for the supervision of regulated activities.
</p><p>The Supervision Division consists of the Supervision Department and the Markets Department. The Supervision Department is responsible for the supervision of banks, insurance companies, money service providers and capital markets intermediaries. The Supervision Department follows a holistic, proactive risk-based approach to supervision of financial service providers.
</p><p>The Specialist role works closely with the Managers and Senior Managers to assist in the implementation of the supervisory framework and in the supervision of a portfolio of financial institutions, consistently with FSRA&rsquo;s regulations and risk appetite and international best practices.
</p><p>Strategic responsibilities
</p><ul><li>Assist in the implementation of the short- and long-term objectives of the Supervision Section.
</li><li>Assist in developing, enhancing, and implementing the framework, policies, rules and procedures for governing and supervising financial institutions.
</li></ul><p>Operational responsibilities
</p><ul><li>Assist in supervising firms&rsquo; compliance with relevant rules and regulations and in their periodic impact/risk assessment, with in-depth guidance given by the Line Manager and senior management.
</li><li>Assist in the periodic risk assessment of firms, the drafting of the supervisory work plan, and the execution of the supervisory work plan, including the planning and executing of supervisory reviews and drafting and communication of recommendations, with in-depth guidance given by the Line Manager and senior management
</li><li>Assist in the ongoing analysis of prudential condition of the assigned institutions and their conduct of business
</li><li>Responsible for/assist in taking prompt action against deficiencies and non-compliances identified including periodic follow-up to ensure timely resolution of deficiencies.
</li><li>Build relationships with regulated institutions and other stakeholders, both internal and external to FSRA/ADGM.
</li><li>Assist in implementing policies, rules and processes, including appropriate documentation for all assigned institutions.
</li><li>Deliver additional tasks that may be delegated from the Line Manager and senior management.
</li><li>Liaise with other internal stakeholders such as Authorisation and/or other FSRA groups, as appropriate.
</li>Participate and deliver on projects that may be allocated thereto.<br>
<li>
</li></ul><p></p><p>Information Security related
</p><ul><li>Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy and as per best practices explained in the induction and awareness sessions.
</li><li>Maintain confidentiality, Integrity and availability of the ADGM Information at all times i.e. within as well as outside ADGM.
</li></ul><p>Education
</p><ul><li>Bachelor&rsquo;s Degree
</li></ul><p>Work Experience
</p><ul><li>4-6 years of experience in financial supervision in one or more financial sectors.
</li><li>Good knowledge of one or more sector regulations, products, services, and market practices.
</li><li>Good knowledge of Financial Crime prevention regulations and requirements.
</li><li>Good communications skills both in writing and orally.
</li><li>Results-oriented team player.
</li><li>Good influencing and negotiation skills.
</li><li>Working well in a collaborative environment with a team of diverse professionals.
</li><li>Entry level planning, organisation and analytical skills.
</li><li>Strong sense of responsibility and impeccable integrity.
</li><li>Positive &ldquo;can-do&rdquo; attitude, eager to take on additional responsibilities.
</li><li>Eager to learn additional skills, both technically and behaviourally.
</li><li>Fluent in business English.
</li></ul><p>Desirable:
</p><ul><li>Industry experience in Financial Services.
</li><li>Degree qualification in one of the following disciplines: Finance, Banking and Accounting, Risk Management, Law or related disciplines.
</li><li>Proficient in Arabic or other language(s) and understanding of the Arabic Culture</li></ul></div>

Specialist - Supervision

Best Choice Recruitment Consultancy

<p>Looking for a compliance manager for a company based in Abu Dhabi, will be responsible for few of the following key compliance areas:</p><ul><li><b>Policy development:</b> Create, implement, and maintain policies, procedures, and programs to ensure compliance with all relevant laws and regulations.</li><li><b>Risk assessment and audits:</b> Conduct regular internal audits and risk assessments to identify potential issues and monitor the efficiency of control systems.</li><li><b>Regulatory liaison:</b> Act as the primary contact between the company and regulatory bodies, managing inspections, audits, and official communications.</li><li><b>Training and education:</b> Develop and lead training sessions to educate staff on legal requirements, company policies, and updates to compliance guidelines.</li><li><b>Monitoring and reporting:</b> Monitor business operations to ensure adherence to standards, research new regulations, and report findings to management.</li><li><b>Investigation:</b> Investigate potential violations and incidents to determine the root cause and recommend corrective actions.</li></ul><p>Job Type: Full-time</p><p>Pay: AED30,000.00 - AED40,000.00 per month</p><p>Experience:</p><ul><li>compliance : 8 years (Preferred)</li><li>policy development : 8 years (Preferred)</li><li>stakeholder communication : 8 years (Preferred)</li><li>Data and analytics: 8 years (Preferred)</li><li>retail sector : 8 years (Preferred)</li></ul><p>Language:</p><ul><li>English  (Preferred)</li><li>Arabic  (Preferred)</li></ul>

Compliance - Manager (Retail Sector / Bilingual)

SandboxSecurity.ai

<p><b>Job Title:</b> Application Security / Cloud Security Specialist<br/><b>Location:</b> Abu Dhabi, UAE<br/><b>Availability:</b> Immediate Joiners Only<br/><b>Language Requirement:</b> <b>Arabic &amp; English mandatory</b><br/><i>Please do NOT apply if you do not know Arabic.</i></p><p><b>Job Description</b></p><p>We are seeking a skilled <b>Application Security / Cloud Security Specialist</b> for a government project in Abu Dhabi. Candidates must have strong AppSec, Cloud Security, and secure SDLC experience.</p><p><b>Key Requirements</b></p><p><b>Experience:</b></p><ul><li>5+ years in AppSec, Cloud Security, Risk Management</li></ul><p><b>Mandatory Certifications:</b></p><ul><li>ISO 27001 Lead Auditor (LA)</li><li>ISO 27001 Lead Implementer (LI)</li></ul><p><b>Additional (Pick 2&ndash;3):</b></p><ul><li>CISSP, CISM, CCSP, CEH</li><li>Microsoft Azure Security Engineer Associate</li><li>CSSLP, CRISC</li></ul><p><b>Technical Skills:</b></p><ul><li>Azure Security Center, Sentinel, Defender</li><li>Application security testing (SAST, DAST, IAST)</li><li>SSDLC &amp; DevSecOps</li><li>Cloud IAM, encryption</li><li>API &amp; container security</li></ul><p><b>Compliance:</b></p><ul><li>UAE IA for Cloud</li><li>ISO 27001</li><li>OWASP</li></ul><p><b>Output Expected:</b></p><ul><li>Secure SDLC policies</li><li>Azure baseline controls</li><li>Cloud risk registers</li><li>Audit evidence</li><li>Compliance dashboards</li></ul><p><b>How to Apply</b></p><p>Email your CV to: <b>preet@sandboxsecurity.ai</b><br/><b>Only immediate joiners will be considered.</b></p><p>Job Type: Full-time</p><p>Application Question(s):</p><ul><li>do you know arabic -yes/no</li><li>current salary, expected salary ,notice period</li><li>is the skillset and certification written in jd - You hold them- Yes/no?</li></ul>

Application Security / Cloud Security Specialist (Arabic Mandatory) – Abu Dhabi

Delta Medical Est

<p><b>Logistics Procurement Specialist</b><br/><b>Location</b>: Abu Dhabi, UAE<br/><b>Job Type</b>: Full-time, Permanent<br/><b>Email to Apply</b>: receptionauh@deltamed.ae</p><p><b>Position Overview</b>:<br/>Delta Medical LLC is seeking an experienced Logistics Procurement Specialist to manage and optimize the logistics and procurement processes, focusing on overseas shipments and compliance with international trade regulations. The ideal candidate will have a strong background in managing logistics for medical equipment and supplies.</p><p><b>Key Responsibilities</b>:</p><ul><li><b>Overseas Shipment Coordination</b>: Plan and oversee the shipment of goods to and from international locations, ensuring efficient and timely delivery.</li><li><b>C&amp;F Agent Management</b>: Collaborate with Clearing and Forwarding (C&amp;F) agents to ensure smooth customs clearance and compliance with all necessary documentation.</li><li><b>Freight Negotiation</b>: Negotiate rates with shipping lines and freight forwarders to ensure cost-effective transportation.</li><li><b>Customs Documentation</b>: Prepare and review critical shipping documents such as Bills of Lading, Commercial Invoices, and Packing Lists, ensuring full compliance with customs regulations.</li><li><b>Shipment Tracking</b>: Monitor and manage the status of shipments, coordinating with port authorities and addressing any delays or issues promptly.</li><li><b>Inventory Management</b>: Coordinate the movement of inventory between international suppliers and local warehouses, maintaining accurate stock records.</li><li><b>Vendor Coordination</b>: Maintain strong relationships with shipping lines, freight forwarders, and logistics service providers.</li><li><b>Regulatory Compliance</b>: Stay informed about international shipping regulations, import/export laws, and ensure that all logistics activities comply with relevant laws and standards.</li><li><b>Cost Control</b>: Monitor logistics costs, identifying and implementing strategies to reduce expenses while maintaining quality service.</li><li><b>Risk Management</b>: Identify potential risks in the logistics chain and develop mitigation strategies to handle delays, damages, or non-compliance issues.</li><li><b>Collaboration</b>: Work closely with procurement, sales, and finance teams to align logistics operations with the company's business objectives.</li></ul><p><b>Qualifications</b>:</p><ul><li>Bachelor&rsquo;s degree in Logistics, Supply Chain Management, International Trade, or a related field.</li><li>Minimum of 3 years of experience managing overseas shipments and working with C&amp;F agents.</li><li>Strong understanding of international shipping regulations, customs procedures, and trade compliance.</li><li>Proficiency in logistics management software and tools.</li><li>Excellent negotiation, communication, and organizational skills.</li></ul><p><b>Application Process</b>:<br/>Interested candidates are encouraged to apply by sending their resume to <b>receptionauh@deltamed.ae</b>.</p><p>Job Types: Full-time, Permanent, Contract</p>

Logistics Procurement Specialist

Explore 973+ Compliance specialist in Abu Dhabi this November. Find roles across top companies and apply now to boost your career.

973 compliance specialist jobs IN Abu Dhabi

Compliance Officer

Compliance Officer

Senior Specialist - Supervision

Specialist - Supervision

Compliance - Manager (Retail Sector / Bilingual)

Application Security / Cloud Security Specialist (Arabic Mandatory) – Abu Dhabi

Logistics Procurement Specialist