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regulatory compliance specialist

Guildhall

The Role
 We are currently seeking a Labelling & Compliance Specialist for a company in the food and confectionery industry based in Al Quoz, Dubai. This newly created position focuses on ensuring product labelling and documentation meet UAE and GCC regulatory standards as the company continues to expand its product range across the region. * Manage and ensure product label compliance with UAE and GCC municipality requirements. * Prepare and maintain documentation for product registration and approvals. * Liaise with authorities and third-party labs for certification and label verification. * Coordinate with suppliers and designers to ensure correct ingredient and allergen declarations. * Keep updated with changes in GCC labelling and food safety regulations and communicate them internally. * Additional tasks related to municipality approvals, product registration, or other similar regulatory responsibilities may also be assigned as needed.
 
Requirements
 <ul>
<li>Strong knowledge of food labelling standards and documentation procedures in GCC countries. * Proficient in English (Arabic is an advantage). * Detail-oriented, organized, and able to manage multiple product lines. * Excellent communication and coordination skills.</li>
</ul>
About the company
 Guildhall is the most respected HR & Headhunting Consultancy in the MENA Region. With deep, extensive knowledge of HR & Recruiting in the region, Guildhall has become a trusted partner of choice for candidates and clients. Starting from an exclusive recruitment agency in Dubai - UAE, Guildhall has grown into an elite service with the ability to cover vacancies in across MENA and Asia-pacific. Offering tailored Career Sessions and an innovative industry-first membership program designed to save money on core services. Guildhall is the partner of choice.

Labelling And Compliance Specialist

Net2Source (N2S)

<div>
 
 We are Hiring!!!
 
 
 
 
 
 We are looking for a Compliance Officer for one of our Reputed Clients in UAE.
 
 
 
 
 
 We are seeking a highly organized, knowledgeable, and regulatory-focused Compliance Officer to oversee the compliance function of our insurance brokerage operations in the UAE. The Compliance Officer will be responsible for ensuring full adherence to the regulations issued by the Central Bank of the UAE (CBUAE), Anti-Money Laundering (AML) laws, and internal policies, as well as safeguarding the company&rsquo;s regulatory reputation and integrity.
 
 
 
 
 
 Key Responsibilities
 
 
 
 
 Regulatory Compliance &amp; Oversight
 
 
 <ul>
 <li>
 Monitor ongoing compliance with the requirements of the CBUAE, including Circulars, Guidelines, and Standards applicable to insurance brokers.
 </li>
 <li>
 Ensure the company maintains valid licenses and approvals under the CBUAE Insurance Authority Division.
 </li>
 <li>
 Liaise with CBUAE and other regulatory bodies to address compliance queries, inspections, and correspondence.
 </li>
 <li>
 Review and implement changes as per new or amended CBUAE regulatory frameworks (e.g., AML/CFT standards, Consumer Protection Regulations, Financial Crime Compliance).
 </li>
 </ul>
 
 
 Risk Management &amp; Reporting
 
 
 <ul>
 <li>
 Maintain and regularly update the Risk-Based Compliance Framework.
 </li>
 <li>
 Identify, assess, and mitigate compliance risks across all business operations.
 </li>
 <li>
 Report to senior management and the Board on compliance risk exposure, breach incidents, and corrective actions.
 </li>
 </ul>
 
 
 AML/CFT Compliance
 
 
 <ul>
 <li>
 Serve as the Money Laundering Reporting Officer (MLRO) or coordinate closely with the MLRO.
 </li>
 <li>
 Ensure full implementation of AML and Counter Financing of Terrorism (CFT) measures per Federal Decree Law No. 20 of 2018 and CBUAE Guidelines.
 </li>
 <li>
 Submit Suspicious Transaction Reports (STRs) to the Financial Intelligence Unit (FIU) as required.
 </li>
 <li>
 Oversee customer due diligence (CDD), enhanced due diligence (EDD), and sanctions screening processes.
 </li>
 </ul>
 
 
 Policy &amp; Procedure Management
 
 
 <ul>
 <li>
 Develop, review, and maintain compliance-related internal policies, including Code of Conduct, Conflict of Interest, Whistleblower, and Ethics policies.
 </li>
 <li>
 Ensure policies reflect regulatory expectations and best practices.
 </li>
 <li>
 Conduct compliance reviews and thematic audits periodically.
 </li>
 </ul>
 
 
 Training &amp; Culture
 
 
 <ul>
 <li>
 Deliver periodic compliance training to staff on AML/CFT, ethical conduct, and regulatory changes.
 </li>
 <li>
 Build a strong culture of compliance throughout the organization.
 </li>
 <li>
 Ensure key employees understand and implement obligations under the CBUAE Insurance Broker Regulations.
 </li>
 </ul>
 
 
 
 
 Required Qualifications and Experience
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree in law, Finance, Business, or a related field (master&rsquo;s or professional certifications preferred).
 </li>
 <li>
 Minimum of 3
 
 years
 
 of experience in a compliance role within insurance, banking, or financial services.
 </li>
 <li>
 Deep knowledge of
 
 CBUAE Insurance Broker Regulations
 
 , AML Laws, and regulatory compliance frameworks in the UAE.
 </li>
 <li>
 Professional compliance certifications preferred (e.g., CAMS, ICA, CRCMP).
 </li>
 </ul>
 
 
</div>

Compliance Officer

Client of Aventus Global Talent

Key Responsibilities
<ul>
<li>Support the development, implementation, and monitoring of compliance programs, policies, and procedures to ensure adherence to local and international regulatory requirements.</li>
<li>Review and assess regulatory updates, circulars, and guidance, advising management on implications and required actions.</li>
<li>Assist in preparing and submitting regulatory reports, filings, and notifications within required timelines.</li>
<li>Conduct compliance monitoring, testing, and reviews across business units to identify gaps and ensure corrective actions are implemented.</li>
<li>Support regulatory inspections, audits, and examinations, including gathering documentation and coordinating responses.</li>
<li>Provide compliance advisory support to internal stakeholders on new products, business initiatives, and regulatory obligations.</li>
<li>Assist in the design and delivery of compliance training to staff, promoting awareness of regulatory obligations and ethical standards.</li>
<li>Escalate potential breaches or issues of non-compliance, maintaining accurate compliance records and reporting to senior management.</li>
</ul>
Key Requirements
<ul>
<li>Professional certification in compliance (e.g., ICA, ACAMS, or equivalent) is preferred.</li>
<li>5+ years experience in regulatory compliance within banking, fintech, or financial services.</li>
<li>Good knowledge of UAE Central Bank regulations and an understanding of international compliance frameworks.</li>
<li>Strong analytical and problem-solving skills with attention to detail.</li>
<li>Effective communication and stakeholder management abilities, both written and spoken.</li>
<li>Ability to work independently while contributing to a collaborative team environment.</li>
</ul>

Regulatory Compliance Manager

Client of High Street Resources

Key Responsibilities:<ul> <li>Oversee day-to-day compliance and regulatory requirements under VARA framework.</li> <li>Ensure the firm s policies, procedures, and controls meet applicable laws and industry best practices.</li> <li>Manage KYC/AML processes, transaction monitoring, and reporting obligations.</li> <li>Liaise with regulators, auditors, and internal/external stakeholders.</li> <li>Provide compliance training and guidance across business functions.</li> <li>Support senior management with governance, risk management, and regulatory projects.</li> </ul>Requirements:<ul> <li>5 8 years experience in compliance, with at least 2+ years in crypto / virtual assets / fintech.</li> <li>Strong working knowledge of VARA regulations and UAE regulatory landscape.</li> <li>Experience working in or with a licensed VASP.</li> <li>Track record of handling AML/CTF, sanctions, and regulatory reporting.</li> <li>Excellent stakeholder management, communication, and leadership potential.</li> <li>Ambition to step up into a Chief Compliance Officer role in the near future.</li> </ul>

Compliance Manager (Crypto / VASP focus)

Keeta

1. Develop, implement, and maintain compliance strategies for 3PL partners and riders in line with local regulatory requirements. 2. Monitor and ensure 3PL partner compliance with Emirates regulatory standards (e.g., RTA) and company policies. 3. Perform risk assessments and audits to ensure adherence to internal and external compliance standards. 4. Collaborate with legal and operations teams to develop and update company compliance policies. 5. Provide training to 3PL partners on compliance matters and regulatory updates. 6. Maintain strong relationships with relevant regulatory bodies and government agencies to ensure the company stays aligned with new regulations. 7. Monitor industry trends and competitor practices to ensure the company s compliance practices are up to date. 8. Manage communication with regulatory bodies and ensure compliance reports are submitted on time. 9. Complete any other tasks assigned by the manager related to compliance. 1. Compete with global players, broaden your international business perspective, and gain practical, hands-on experience. 2. Collaborate with colleagues from 26 nationalities in a truly international environment, and experience diverse cultures and strong entrepreneurial spirit. 3. Be part of a high-growth business shaping the future of food delivery.

Compliance Manager

Tradition

<div>
 
 Tradition is the interdealer broking arm of Compagnie Financi&egrave;re Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. CFT is represented in over 28 countries, employing over 2,500 people.
 
 
 
 
 
 Tradition&rsquo;s goal is to provide superior client services. It believes its business success is a direct reflection of its employees and recruits. As such, teamwork, creativity, reliability and integrity are components of a work ethic taken very seriously since the company was founded in 1959.
 
 
 
 
 Tradition is currently seeking to appoint a Compliance Analyst to be based within the Dubai office.
 
 
 
 
 
 Main responsibilities within the Compliance Analyst position include:
 
 
 
 
 
 <ul>
 <li>
 Manage KYC/AML processes, including client onboarding, periodic refreshes, and transaction monitoring, ensuring compliance with regulatory standards.
 </li>
 <li>
 Draft and maintain rate cards, brokerage agreements, and Give Up Agreements using FiaTech, ensuring alignment with regulatory requirements.
 </li>
 <li>
 Undertake market abuse detection and trade surveillance using Scila tools, ensuring compliance with regulations and best execution standards.
 </li>
 <li>
 Provide compliance guidance to the Front Office, collaborating with FORC to deliver training and support for regulatory best practices.
 </li>
 <li>
 Manage employee registrations with regulator and for trading platforms (EUREX, CME, ICE, etc.), ensuring compliance with local and international regulations.
 </li>
 <li>
 Monitor Personal Account Dealing (PA) and conduct regular reviews of conflicts of interest to mitigate regulatory risks.
 </li>
 <li>
 Handle client complaints, maintain records of breaches, and ensure timely resolution in line with regulatory requirements.
 </li>
 <li>
 Support in the preparation of management reports, oversee compliance monitoring activities, and ensure adherence to policies and procedures.
 </li>
 <li>
 Assist with transaction reporting reviews, manage trade queries, and support project management efforts related to compliance initiatives.
 </li>
 <li>
 Provide day-to-day compliance support, manage documentation, analyse trading data, and ensure continuous compliance with internal and regulatory standards.
 </li>
 </ul>
 
 
 
 
 
 Key skills, experience and competencies required to be successful in this role:
 
 
 
 
 <ul>
 <li>
 Excellent interpersonal and communication skills, with the ability to engage effectively with internal teams, regulators, and external stakeholders, ensuring clear and concise compliance advice.
 </li>
 <li>
 Strong attention to detail in monitoring regulatory adherence and assessing compliance risks, with a proactive approach to identifying and mitigating potential issues.
 </li>
 <li>
 A proactive and solution-oriented mindset, applying analytical skills and sound judgment to develop compliance solutions that effectively balance regulatory expectations with business objectives.
 </li>
 <li>
 Strong understanding of compliance procedures, best practices, and relevant regulations, including DFSA, FSRA, and NFA rules.
 </li>
 <li>
 Solid knowledge of the UAE Federal Decree-Law on Anti-Money Laundering and other local and international financial regulations, ensuring compliance with AML and other regulatory requirements.
 </li>
 <li>
 Deep understanding of the firm&rsquo;s products, including equities, fixed income, energy and commodity derivatives, and money markets, and their regulatory implications.
 </li>
 <li>
 Ability to read, interpret, and apply regulatory rules, consultation papers, and legal documents, providing clear guidance on their application to business activities.
 </li>
 </ul>
 
 
 
 
 
 Tradition do not accept agency CV&rsquo;s. Please do not forward CV&rsquo;s to our employees or Talent team. Tradition are not accountable for any fees related to unsolicited resumes. The Talent team will reach out to trusted agents when required.
 
 
 
 
 
 
 
 Please note, due to the large volume of applications for this position, only suitable candidates will be contacted. If you have not heard from us within 14 days, unfortunately, your application has been unsuccessful.
 
 
 
 
 
 
 
 Tradition welcome all suitable applications and are an equal opportunity employer who value diversity. All employment is decided on the basis of qualifications and merit.
 
 
 
 
 
 
 
 By applying for this role, you agree that we may retain your details on our system for a period of 6 months and may contact you for any future vacancies that may arise within the Tradition Group.
 
 
 
 
</div>

Compliance Analyst

Banque Misr UAE

<div>
 
 
 JOB SUMMERY:
 
 
 
 Responsible for ensuring that bank complies with regulatory requirements, internal policies, and group norms
 
 
 
 
 
 
 Duties and Responsibilities:
 
 
 
 -Providing the Compliance opinion to all Lines of business with regards to all compliance requirements to ensure adherence to relevant regulations.
 
 
 -Ensuring that bank maintains comprehensive compliance and internal control risk assessments program.
 
 
 -Assessing bank products and services risks from compliance perspective to ensure regulatory requirements are in place.
 
 
 -Monitor compliance with laws, regulations, and internal policies.
 
 
 -Reviewing communications and advertising to ensure there are no violations of group norms and/or related regulations.
 
 
 -Reviewing and/or modifying policies or operating guidelines to comply with changes to environmental standards or regulations.
 
 
 -Show awareness of the regulations, perform a regulatory watch and be able to implement the regulations.
 
 
 -Be aware of the regulatory environment and its different actors and keep up to date with regulations and their development.
 
 
 -Assist in preparing the related regulatory reports or presentation.
 
 
 -Assist in performing the gap analysis of regulatory commitments and required changes.
 
 
 -Drafts, implements, and updates Compliance standard requirements and procedures
 
 
 -Expresses compliance opinions for customers or transactions with varying profiles in terms of Regulatory risk.
 
 
 -Provides advice to the relevant management and recommends solutions.
 
 
 -Performs a regulatory watch and analysis, which also applies to internal and external standard requirements.
 
 
 -Drafts, implements, and updates Compliance standard requirements and procedures.
 
 
 -Raises awareness, informs, and trains employees; participates in the creation of training materials and dissemination of the compliance culture
 
 
 -Follow the day-to-day operations related to own jobs in the department and preparing requested reports to ensure continuity of work. Ensure being innovative, initiative and recommend new approaches related to own jobs.
 
 
 -Follow and implement all relevant department policies, processes, standard operating procedures and instructions so that work is carried out in a controlled and consistent manner
 
 
 -Comply with all relevant CBUAE regulations, banking laws, AML/CFT regulations and internal policies and code of conduct in order to maintain BMUAE sound legal position and mitigate any potential risks.
 
 
 
 
 
 
 Job Competencies and Skills:
 
 
 <ul>
 <li>
 Attention to details.
 </li>
 <li>
 Risk assessment capabilities.
 </li>
 <li>
 Ability to communicate effectively.
 </li>
 <li>
 Flexibility and ability to adapt to change.
 </li>
 <li>
 Analytical skills.
 </li>
 <li>
 Critical problem-solving ability.
 </li>
 <li>
 An ability to analyze and interpret information and take the proper decision
 </li>
 </ul>
 
 
 
 
 
 Qualifications and Experience
 
 
 
 - Bachelor&rsquo;s degree in commerce, business administration or any related discipline
 
 
 - Min of 1-3 years of experience in the banking relevant sector
 
 
 - Excellent knowledge about banking operations and sanction regulations
 
 
 
 
 
 
 Must have UAE Residency
 
 
</div>

Regulatory Officer

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