senior architect

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procurement officer

senior compliance officer

Freight Investor Services

<div>
 
 Key Responsibilities:
 
 
 <ul>
 <li>
 Assist in Communications Surveillance of office staff, escalating all related issues with the Head of Compliance;
 
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 Assist in completing daily transaction monitoring reviews against market abuse, escalating all related issues to protect the business;
 
 </li>
 <li>
 Conduct regular trade reviews and reconstructions, escalating all related issues to the Head of Compliance;
 
 </li>
 <li>
 Collaborate with different company departments to monitor enforcement of standards and regulations;
 
 </li>
 <li>
 Assist in preparing reports/ requests for senior management and external regulatory bodies as appropriate;
 
 </li>
 <li>
 Manage and co-ordinate the on-boarding process seamlessly for the client from start to finish to ensure a smooth transition from onboarding client to active client;
 
 </li>
 <li>
 Communicate efficiently with the respective client and/or broker to gather all necessary information;
 
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 <li>
 Responsible for coordinating all KYC documentation request and adopting a right first time approach to avoid multiple queries;
 
 </li>
 <li>
 Responsible for ensuring all client documentation is handled and filed appropriately in line with our policies;
 
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 Provide regular, timely progress updates to both the Compliance Manager and Brokers, in both written and verbal formats;
 
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 Responsible for liaising with internal and external stakeholders to ensure timely resolution to issues that arise during the course of on-boarding;
 
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 <li>
 Perform AML/KYC due diligence client reviews on corporate clients with different legal structures and in various jurisdictions to ensure the firm&rsquo;s AML &amp; KYC requirements are met;
 
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 <li>
 Identify, review and disposition of all PEP&rsquo;s, Sanctions and Adverse media at onboarding stage assessing the risks posed to the firm;
 
 </li>
 <li>
 Classify clients from a risk and regulatory perspective;
 
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 <li>
 Investigate and escalate all suspicious activity and financial crime (AML &amp; Fraud) related issues with relevant proposals to protect the business;
 
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 Conduct periodic reviews and refresh KYC documents of existing client in accordance with their risk banding;
 
 </li>
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 Review onboarding accounts as required;
 
 </li>
 <li>
 Effectively manage KYC inbox; ensuring all emails are responded to;
 
 </li>
 <li>
 Ensure that all queries are answered promptly and in full;
 
 </li>
 <li>
 Ensure that all processes are followed, and trackers are updated accurately;
 
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 Maintain PAD, Conflicts of Interest, PEP, Sanctions and adverse media lists and Compliance Register;
 
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 Work on special projects and assists with ad hoc projects as required;
 
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 Monitor any material changes that may impact the risk status of client files;
 
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 <li>
 Perform any other reasonable duties the company may require
 
 
 
 
 </li>
 </ul>
 Requirements
 
 
 <ul>
 <li>
 Previous Compliance experience either in commodity markets or communications surveillance &amp; market abuse
 
 </li>
 <li>
 Demonstrate knowledge of Compliance laws, rules, regulations, risks and typologies with emphasis on Money Laundering &amp; MAS regulations
 
 </li>
 <li>
 Experience of using approved KYC vendor sources e.g. Orbis, Corporate Registries, and others
 
 </li>
 <li>
 Possess good knowledge of onboarding process from start to finish, such as KYC/client risk rating, suspicious activity reporting, client screening/sanctions requirements, and risk assessment
 
 </li>
 <li>
 Knowledge of High risk indicators and revision of complex structures and entity types including Trusts, Funds overseas jurisdictions (BVI, Channel Islands, Cayman Islands etc)
 
 </li>
 <li>
 Possess some knowledge of regulatory requirements in other jurisdictions i.e. Singapore
 
 </li>
 <li>
 Educated to degree level in a related subject matter and/or related industry qualification (ICA, ACAMS)
 
 </li>
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 Team Player - collaborative but also able to work independently with minimal supervision
 
 </li>
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 Strong written and verbal communications skills
 
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 <li>
 Strong work ethics, striving for the success of a small team
 
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 Ability to prioritise, meet deadlines and multitask in a fast-paced environment
 
 </li>
 <li>
 Excellent attention to detail combined with inherent ability to prioritise work
 
 </li>
 <li>
 Excellent interpersonal skills, working well with others and diverse groups / personalities
 
 </li>
 <li>
 Adaptable to change and willing to work in a fast-paced environment with a positive approach
 
 
 
 
 </li>
 </ul>
</div>

Senior Compliance Officer (Dubai)

WAFRA GULF F X CURRENCIES BROKERS L.L.C

Compliance Officer (SCA Accredited)Location: Dubai, United Arab EmiratesJob Type: Full-Time | On-site Immediate availability is preferred.Mandatory Requirements<ul><li>Experience: Minimum 1&ndash;2 years as a Compliance &amp; Risk Management Officer within a licensed FOREX trading brokerage in the UAE.</li><li>Certification: Must hold CISI-SCA certifications in Compliance and/or Risk Management, accredited by the Securities and Commodities Authority (SCA).</li><li>Candidates with one certification (either Compliance or Risk) may apply, provided they commit to obtaining the second within an agreed timeframe.</li></ul>Role OverviewThe Compliance Officer (SCA Accredited) is responsible for ensuring that the company operates in full compliance with UAE laws and SCA regulatory requirements. The role involves monitoring regulatory obligations, mitigating risks, and promoting a strong compliance culture across the organisation.Key ResponsibilitiesCompliance:<ul><li>Ensure adherence to all SCA regulations, including licensing, registration, and regulatory reporting.</li><li>Serve as the primary point of contact with UAE regulatory authorities, particularly the SCA.</li><li>Monitor regulatory updates and advise senior management on compliance implications.</li><li>Manage SCA licensing and registration processes for the company and its employees.</li><li>Oversee timely submission of regulatory filings, disclosures, and reports.</li><li>Conduct regular compliance training and awareness sessions for staff.</li><li>Investigate potential compliance breaches and recommend corrective action.</li><li>Coordinate with auditors, legal counsel, and consultants to ensure alignment with UAE law.</li></ul>Skills &amp; Competencies<ul><li>Strong knowledge of UAE regulatory requirements governing FOREX brokerages.</li><li>Analytical mindset with excellent problem-solving abilities.</li><li>Strong written and verbal communication skills in English (Arabic is an advantage).</li><li>High ethical standards, independence, and attention to detail.</li><li>Strong organisational and interpersonal skills.</li></ul>Application ProcessInterested and qualified candidates are invited to submit their CV along with valid SCA certification(s) to: careers@wafracapital.aeImportant: Please mention &ldquo;Compliance Officer (SCA Accredited)&rdquo; in the subject line of your email application.Only candidates with relevant UAE brokerage compliance experience will be considered.Job Types: Full-time, PermanentPay: From AED10,000.00 per monthEducation:<ul><li>Bachelor's (Preferred)</li></ul>Experience:<ul><li>Banking: 1 year (Required)</li></ul>License/Certification:<ul><li>(SCA Accredited) (Preferred)</li></ul>Location:<ul><li>Dubai (Required)</li></ul>

Compliance Officer (SCA Accredited)

Jameson Legal

<div>
 
 
 Risk and Compliance Officer &ndash; Middle East
 
 
 
 An International family office is looking for a Risk and Compliance officer to join their Team in the Middle East that looks after their interests across Europe. This is a great opportunity to join a team looking after the Middle East and Asia interests of a prestigious Family office.
 
 
 
 
 
 
 The Role:
 
 
 
 This role is offering the chance to be instrumental in updating, upgrading, and embedding the Family Office compliance and Risk framework across their Middle East and Asia offices. As the Risk and Compliance Officer, you will be responsible for ensuring the business operations and procedures comply with all legal regulations and internal policies.
 
 
 
 
 
 
 Responsibilities
 
 
 <ul>
 <li>
 Managing day to day compliance queries from the business
 </li>
 <li>
 Working with the business to ensure that all regulatory, operational and conduct risks that impact the Group have been identified, assessed, and have appropriate controls that are appropriately monitored
 </li>
 <li>
 Develop and maintain the risk register
 </li>
 <li>
 Develop a compliance and risk monitoring program
 </li>
 <li>
 Ensuring all regulatory filings are made prior to filing deadline
 </li>
 <li>
 Assisting in the development of a strategic approach to risk and compliance across the Group
 </li>
 <li>
 Providing advice and support on regulatory requirements
 </li>
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 Liaising and engaging stakeholders and senior members of staff on compliance and risk matters
 </li>
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 Reading large pieces of regulation and break down what is needed to be done and how it applies to the business
 </li>
 <li>
 Ensuring that local risk management frameworks and processes are aligned with global ones and deliver the intended outcome
 </li>
 <li>
 Drafting, assessing, and implementing policies
 </li>
 </ul>
</div>

Risk and Compliance officer

BinHendi Holding

Compliance Officer / MLRODubai, United Arab EmiratesIndustry: Virtual Assets / Crypto ExchangeAbout the Company:We are a UAE based institutional grade crypto exchange operating under a regulatory license as a Virtual Asset Service Provider (VASP). Our core focus is enabling secure and compliant digital asset trading for institutional clients and qualified investors across sectors such as commodities, appliances, logistics, and more. The platform generates revenue via transaction spreads, fees, and commissions.About the Role:We are seeking an experienced Compliance Officer to lead our regulatory and compliance framework. The candidate must have a deep understanding of UAE regulatory environments related to crypto exchanges, including AML/CFT laws, FATF compliance, and reporting obligations under virtual asset regimes.Key Responsibilities:<ul><li>Ensure full compliance with UAE Virtual Asset regulatory frameworks, including VARA and/or FSRA/DFSA as applicable.</li><li>Develop and oversee implementation of AML/CFT policies, risk assessments, and transaction monitoring protocols.</li><li>Manage KYC onboarding procedures for institutional and qualified investor accounts.</li><li>Serve as the primary liaison with regulatory bodies, overseeing audits, inquiries, and periodic reporting.</li><li>Lead internal training and compliance culture building.</li><li>Monitor ongoing regulatory developments and ensure internal processes remain up to date.</li><li>Maintain records and documentation for all compliance and risk matters.</li></ul>Required Experience &amp; Qualification:<ul><li>Minimum 5 years of compliance experience, preferably in crypto, fintech, or financial services</li><li>Familiarity with UAE&rsquo;s regulatory landscape for Virtual Asset Service Providers (VARA, FSRA, CBUAE guidelines)</li><li>Strong knowledge of AML/CFT frameworks and FATF compliance standards</li><li>Experience with institutional client onboarding, digital asset risk monitoring, and suspicious activity reporting</li><li>Excellent communication and stakeholder management skills</li><li>Bachelor&rsquo;s degree in Law, Finance, Business, or related fields; certifications such as CAMS, ICA, or equivalent are an advantage</li></ul>All applications will be treated with strict confidentiality.Priority will be given to candidates who are available to join immediately.Job Type: Full-timePay: AED20,000.00 - AED30,000.00 per monthExperience:<ul><li>Compliance: 5 years (Required)</li><li>MLRO: 5 years (Required)</li></ul>

Compliance Officer

StoneX Group

<div>Overview:

Connecting clients to markets &ndash; and talent to opportunity. 
With 4,500+ employees and over 300,000 commercial, institutional, payments, and retail clients, we operate from more than 70 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets &ndash; focusing on innovation, human connection, and providing world-class products and services to all types of investors.<div> 
Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth.</div><div></div><div> 
Business Segment Overview:</div><div></div><div> 
Corporate: Engage in a deep variety of business-critical activities that keep our company running efficiently. From strategic marketing and financial management to human resources and operational oversight, you&rsquo;ll have the opportunity to optimize processes and implement game-changing policies.</div><div></div><div> 
Position Purpose:</div>
The appointed Compliance Officer plays a pivotal role within a Dubai Financial Services Authority (DFSA) regulated entity operating in the Dubai International Financial Centre (DIFC). This role encompasses the implementation and management of the control framework, ensuring compliance with applicable legislation in the DIFC relating to R.J. O&rsquo;Brien (MENA) Capital Limited&rsquo;s financial services, including DFSA rules, regulations, and international best practices. This professional acts as the organisation&rsquo;s principal point of contact with the DFSA on compliance-related matters and is responsible for cultivating a robust compliance culture within the firm.
Responsibilities:
<div>
Primary duties will include:</div><div> 
</div><ul><li>Regulatory Compliance: Develop, implement, and maintain compliance policies and procedures aligned with DFSA requirements and broader regulatory obligations applicable to the firm&rsquo;s business activities. Keeps abreast of new rules and regulations, as well as regulatory disciplinary actions, and how they affect the business activities of the firm to ensure the firm&rsquo;s policies and procedures are up to date.</li><li>
Ongoing Monitoring: Responsible for developing the annual compliance monitoring programme. Conduct regular reviews, monitoring, and testing of business processes to ensure compliance with relevant laws, regulations, and DFSA issued guidelines.</li><li>
License Maintenance: Oversee the firm&rsquo;s continued compliance with DFSA authorisation conditions and any ongoing obligations arising from its licensed activities.</li><li>
Reporting: Prepare and submit all required compliance and regulatory reports, notifications, and returns to the DFSA in a timely and accurate manner.</li><li>
Management Information: Compile and circulate periodic compliance management information.</li><li>
Advisory: Act as a key point of reference for all staff, brokers and management with regards to compliance issues or initiatives, offering guidance on new regulatory developments, and ensuring awareness of compliance responsibilities across the organisation.</li><li>
Change Management: Develop, coordinate, implement, and review processes enhancing regulatory compliance and reducing risk.</li><li>
Training and Awareness: Devise and deliver regular compliance training for all employees, tailored to their roles, to embed a strong compliance culture and ensure understanding of DFSA regulations and firm policies.</li><li>
Incident Management: Investigate, document, and report compliance breaches or suspicious activities in accordance with DFSA requirements. Oversee remediation actions and implement preventative measures where needed.</li><li>
Risk Assessment: Conduct compliance risk assessments and maintain a regulatory risk register, highlighting key risks and their mitigants.</li><li>
Policy Reviews: Periodically evaluate and update compliance policies and procedures to reflect legal and regulatory changes, business development, and best practices.</li><li>
Relationship Management: Serve as the main liaison between the firm and the DFSA, responding to all regulatory queries and requests, and managing regulatory inspections and audits.</li><li>
Record Keeping: Ensure that all records related to compliance matters are accurate, comprehensive, and readily available for DFSA inspection.</li><li>
AML/CTF: Work with the Money Laundering Reporting Officer (MLRO) to assist with the implementation of anti-money laundering (AML) and counter-terrorist financing (CTF) controls and reporting obligations.</li><li>
Ethical Standards: Promote the highest standards of integrity and ethical conduct within the firm, upholding the reputation of the business and the DFSA &amp; DIFC.</li></ul>
Qualifications:

To land this role you will need: 
<ul><li>
Bachelor&rsquo;s degree in law, Finance, Business Administration, or a related field (Master&rsquo;s degree is an advantage).</li><li>
Professional compliance certification (e.g., ICA, ACAMS, CISI) is highly desirable.</li><li>
Minimum of 5 years&rsquo; experience in a compliance role within the financial services sector, ideally within a DFSA regulated entity or similar jurisdiction.</li><li>
Experience and strong understanding of futures and options.</li><li>
Strong knowledge of the DFSA regulations and rules and the UAE regulations applicable to financial services firms.</li><li>
Experience in dealing with regulatory authorities and handling regulatory inspections.</li><li>
Experience and ability in dealing with senior management.</li><li>
Experience in dealing with senior compliance and regulatory staff at the various exchanges and regulatory agencies.</li><li>
Some experience and understanding of AML/CTF frameworks and reporting obligations.</li></ul> 
What makes you stand out: 
<ul><li>
In-depth Knowledge: Detailed and current understanding of DFSA rulebooks, legislation, and regulatory expectations, including the Regulatory Law and Conduct of Business (COB), rules. Knowledge of local Anti-Money Laundering (AML) rules and other relevant modules.</li><li>
Attention to Detail: High level of accuracy and attention to detail, particularly when interpreting regulatory requirements and preparing reports.</li><li>
Analytical Thinking: Ability to analyse complex regulatory issues, identify risks, and develop practical solutions.</li><li>
Communication: Excellent written and verbal communication skills, with the ability to clearly explain compliance matters to all levels of staff and external stakeholders.</li><li>
Ethical Judgement: Strong ethical compass and ability to act independently when making compliance decisions.</li><li>
Problem-Solving: Proactive approach to problem identification and resolution in a regulatory context.</li><li>
Organisational Skills: Ability to manage multiple projects and deadlines, prioritising tasks to meet regulatory timeframes.</li><li>
Management Skills: Lead, mentor, and develop a compliance team to ensure high performance, professional growth, and alignment with organisational objectives</li><li>
Collaboration: Team player who is able to work effectively with other departments, particularly brokers, risk, legal, and audit functions.</li><li>
Confidentiality: Maintain strict confidentiality of sensitive compliance and business information.</li></ul> 
Working environment: 
<ul><li>
Hybrid</li></ul><div> 
#LI-Hybrid #LI-AS1</div></div>

VisionFit FZ

Are you an experienced compliance professional with a strong background in brokerage? Join a leading financial services firm in Dubai and play a key role in ensuring our operations meet the highest regulatory and ethical standards.What you&rsquo;ll do:<ul><li>Oversee compliance with DFSA/ESCA regulations and internal policies</li><li>Monitor brokerage activities (trading, custody, settlement, reporting)</li><li>Advise management and staff on compliance matters and regulatory changes</li><li>Conduct reviews, risk assessments, and staff training on compliance &amp; AML</li><li>Act as the main point of contact with regulators and auditors</li></ul>What we&rsquo;re looking for:<ul><li>3&ndash;5+ years&rsquo; experience in compliance (brokerage or investment firms preferred)</li><li>Strong knowledge of DFSA/ESCA frameworks</li><li>AML/Compliance certification (e.g., ICA, ACAMS) is a plus</li><li>Excellent communication, problem-solving, and stakeholder management skills</li></ul>Location: Dubai, UAEIf you&rsquo;re passionate about compliance and want to grow your career in a dynamic brokerage environment, we&rsquo;d love to hear from you!Job Type: Full-timePay: AED15,000.00 - AED22,000.00 per month

Compliance Officer - FX Broker

Bureau Veritas

<div><div>Location: UAE
Department: Legal &amp; Compliance Department
Reports to: General Counsel &amp; Compliance Officer for Middle East, Caspian &amp; Africa
Employment title: Full time 
We are seeking a highly analytical and detail oriented Senior Officer - Investigation to lead investigations into internal and external incidents involving fraud, misconduct, regulatory violations, bribery, corruption, conflict of interest, labor rights violations, discrimination, harassment, breaches of data protection, and ethical concerns. 
Key Responsibilities<ul><li>
Conduct thorough investigations into allegations of fraud, bribery, conflict of interest, policy violations, and other forms of misconduct.</li><li>
Collect, examine and preserve physical and digital evidence in a legally compliant manner.</li><li>
Interview employees, witnesses, and relevant stakeholders to gather facts and insights.</li><li>
Work closely with Legal, HR, IT, other departments and external agencies when necessary.</li><li>
Prepare clear, concise and well documented investigation reports.</li><li>
Recommend corrective actions, process improvements, or disciplinary actions based on findings.</li><li>
Assist with due diligence activities, background checks, and corporate intelligence gathering.</li><li>
Maintain confidentiality and ensure investigations are conducted with integrity and impartiality.</li></ul><ul><li>
Monitor and track investigation trends to help identify systemic issues or emerging risks.</li></ul><ul><li>
Develop and maintain investigation procedures, interview protocols, evidence handling standards, and reporting templates aligned with best practices and legal requirements.</li><li>
Maintain a central case management log, ensure accurate documentation, and produce trend analyses and dashboards for senior leadership.</li><li>
Assist Compliance Function in the delivery of training on how to conduct effective investigations aimed at creating a network of investigation resources across the business.</li></ul> 
Qualifications
<ul><li>Versatile and seasoned investigator/Compliance or Internal Audit background professional.</li><li>
Professional qualification, such as Certified Fraud Examiner, Professional Certified Investigator or similar.</li><li>
5+ years investigating and/or other relevant experience gained in a multinational company or professional services firms.</li><li>
Experience with internal investigations, forensic accounting, regulatory compliance, or audit preferred</li></ul> 
Skills<ul><li>
Strong analytical and problem-solving skills.</li><li>
Excellent written and verbal communication skills.</li><li>
Familiarity with data privacy regulations and anti-corruption legislation (e.g.: FCPA, UK Bribery Act, Sapin 2 law).</li><li>
Fluent in English; Arabic is advantageous.</li></ul> 
Preferred Attributes<ul><li>
High ethical standards and attention to detail.</li><li>
Ability to manage multiple investigations simultaneously.</li><li>
Ability to handle sensitive matters with discretion and professionalism.</li><li>
Prior experience working in a multinational corporation.</li><li>
Willingness and ability to travel within the region to support or lead on-site investigations.</li></ul></div></div>

Senior Officer - Investigation

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2665 senior compliance officer jobs IN Dubai

Senior Compliance Officer (Dubai)

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Compliance Officer - FX Broker

Senior Officer - Investigation