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compliance officer

Confidential Careers

<div>
 
 
 
 Job Title: Compliance Officer
 
 
 
 
 
 
 
 
 
 Description:
 
 
 
 
 We are seeking a highly motivated and experienced
 
 Compliance Officer
 
 to join our team.
 
 
 
 
 
 
 
 Responsibilities:
 
 
 
 <ul>
 <li>
 Ensure that all staff, including senior management, receive adequate training on applicable laws and regulatory requirements, particularly those related to consumer protection and Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT).
 </li>
 <li>
 Develop and implement compliance policies and procedures, including a Business Continuity and Disaster Recovery Plan (BCDR Plan) as mandated by the Technology and Information Rulebook.
 </li>
 <li>
 Evaluate emerging compliance issues and risks.
 </li>
 <li>
 Provide regular compliance activity and audit reports to the Board.
 </li>
 <li>
 Ensure appropriate corrective measures are taken to address deficiencies in the Compliance Management System (CMS) or instances of non-compliance with applicable laws or regulations.
 </li>
 <li>
 Assist in conducting regular assessment to identify effectiveness of compliance policies
 </li>
 <li>
 Follow-up on industry relevant laws and regulations
 </li>
 <li>
 Generate regular reports on Compliance activities and based on results recommend corrective measures if needed
 </li>
 <li>
 Assist in any regulatory subject visit or inspection in the organization and provide the needed documents
 </li>
 </ul>
 
 
 
 
 
 
 Requirements:
 
 
 
 <ul>
 <li>
 5+ years of previous experience in the compliance function in the UAE.
 </li>
 <li>
 Bachelor degree in Law, Business Administration or any other related field
 </li>
 <li>
 Experience in Element Risk
 </li>
 <li>
 Experience in KYT software (such as Chainalysis or Elliptic) is a plus
 </li>
 <li>
 Must be a full-time employee of the VASP.
 </li>
 <li>
 Must be a resident of the UAE
 </li>
 <li>
 Good knowledge in compliance best practices
 </li>
 <li>
 Good written and verbal communication skills
 </li>
 </ul>
</div>

Compliance Officer

Franklin Templeton

Franklin Templeton is setting up a new entity in the UAE to be regulated by the UAE Securities and Commodities Authority (SCA), leading to the creation of a registered Compliance Officer &amp; MLRO position. The position will be a part of the larger EMEA Compliance team of the Franklin Templeton group. The team specialises in regulatory compliance across jurisdictions, with primary focus on asset management. Working with Franklin Templeton provides an opportunity to collaborate with global experts, shaping local fund structures, and gaining exposure to strategic projects across the region. The role will also require the individual to spend a considerable proportion of time in supporting the activities carried out by Franklin Templeton across the region including its DIFC operations leading to being a regional subject matter expert. This is an opportunity for an enthusiastic, proactive thinking individual who will ideally have a sound working knowledge of the SCA and DFSA regulatory framework within the asset management industry. Core Responsibilities <ul> <li>Fulfil Compliance Officer, MLRO &amp; Risk Officer responsibilities for the UAE entity.</li> <li>Maintain a robust compliance framework in line with regulatory requirements and market practice.</li> <li>Advise senior management and staff on compliance laws and standards.</li> <li>Develop and deliver compliance training and coordinate with HR and Risk teams.</li> <li>Develop and maintain written compliance and risk policies.</li> </ul> Strategic Responsibilities <ul> <li>Advise on development of new products, processes, establishment of new business and client relationships Implement and report on risk monitoring programmes.</li> <li>Develop strong partnerships with the business units</li> <li>Build strategic relationships with regulators, industry bodies and compliance peers.</li> </ul>

Nexus Insurance Brokers

<div><div>Job Summary:

Compliance Officer should ensure that the company&rsquo;s operations and business transactions comply with all relevant legal and internal regulations. This role involves contributing to the development and implementation of compliance programs, reviewing company policies, and advising management on potential risks. The Compliance Officer should have strong analytical skills, and a deep understanding of regulatory requirements specific to the financial advisory sector. Experience working with different UAE regulators (CBUAE, DFSA) would be an advantage.

Key Responsibilities:
<ul>
<li>Regulatory Compliance:
<ul><li>Ensure adherence to all financial regulations and internal policies.</li>
<li>Monitor changes in relevant legislation and the regulatory environment.</li>
<li>Conduct regular compliance checks and audits to verify adherence to established protocols.</li>
</ul></li><li>Policy Development:
<ul><li>Contribute to the development and implementation of policies and procedures to meet compliance standards.</li>
<li>Review and update policies periodically to maintain their effectiveness and relevance.</li>
</ul></li><li>Risk Management:
<ul><li>Contribute to the identification of potential compliance vulnerabilities and risks.</li>
<li>Develop and implement corrective action plans for resolution of problematic issues.</li>
<li>Provide guidance on how to avoid or handle similar situations in the future.</li>
</ul></li><li>Training and Education:
<ul><li>Develop and deliver compliance training programs for employees.</li>
<li>Ensure all employees are educated on the latest regulations and processes.</li>
</ul></li><li>Reporting:
<ul><li>Prepare and present compliance reports to senior management and regulatory bodies as required.</li>
<li>Maintain documentation of compliance activities, including complaints received and investigation outcomes.</li>
</ul></li><li>Client Management:
<ul><li>Conduct due diligence and background checks on new clients.</li>
<li>Monitor ongoing client activities to ensure compliance with regulatory requirements.</li>
</ul>
</li></ul>Skills:
<ul>
<li>Excellent analytical and problem-solving abilities.</li>
<li>Strong attention to detail and organizational skills.</li>
</ul>
Personal Attributes:
<ul>
<li>A high level of integrity and professional ethics.</li>
<li>A high degree of initiative and self-motivation.</li>
<li>Ability to work independently as well as collaboratively in a team environment.</li>
<li>Fluency in English, with the ability to communicate clearly and professionally.</li></ul> 


Department: Compliance

Position Type: Full-Time
</div>
<div><div><div><div>Job Categories: Office Admin
</div><div>Job Types: Full Time
</div><div>Job Locations: Dubai</div></div></div></div></div>

Trade Quo Global Ltd

The Compliance Officer ensures full adherence to Securities and Commodities Authority (SCA) regulations and serves as the company's Money Laundering Reporting Officer (MLRO) in the UAE. This role is critical under SCA licensing requirements. Additionally, the Compliance Officer will oversee and coordinate compliance practices across the broader global group, including Malaysia, Thailand, South Africa, Cyprus, and Colombia, ensuring consistent standards and adherence to local regulatory frameworks.Key Responsibilities:UAE / SCA Responsibilities <ul><li>Develop, implement, and maintain a comprehensive compliance framework aligned with SCA regulations.</li><li>Submit required SCA reports, including compliance statements, STRs (Suspicious Transaction Reports), and other regulatory filings.</li><li>Act as the main point of contact with the SCA and other UAE regulators.</li><li>Monitor marketing materials and client onboarding processes for regulatory compliance. Conduct internal compliance audits and risk assessments.</li><li>Maintain and enforce the company&rsquo;s AML/CTF policies; ensure risk-based client reviews and KYC procedures.</li><li>Train UAE staff on compliance, AML, and SCA rules.</li><li>Stay updated on regulatory changes and ensure policies are updated accordingly.</li></ul>Global Group Responsibilities <ul><li>Oversee compliance operations across the group (Malaysia, Thailand, South Africa, Cyprus, and Colombia), ensuring alignment with local regulatory requirements and international standards (FATF).</li><li>Provide guidance to local teams on developing policies, risk assessments, and AML/CTF procedures in line with each jurisdiction&rsquo;s legal requirements.</li><li>Review and approve local compliance reporting, including suspicious transaction reports, audits, and regulatory filings.</li><li>Coordinate training programs and compliance workshops for global teams.</li><li>Monitor emerging regulatory developments in all group jurisdictions and assess impact on policies and processes.</li><li>Support local teams in regulatory inspections or audits and act as a liaison with international regulators when necessary.</li><li>Ensure consistent risk-based client due diligence and KYC across all markets.</li><li>Promote a strong compliance culture across the group and advise management on compliance-related strategic decisions.</li></ul>Requirements:<ul><li>Bachelor&rsquo;s degree in Law, Finance, Business, or related discipline.</li><li>Must hold or be willing to obtain ACAMS, CISI / ICA certifications (as required by SCA).</li><li>3&ndash;5 years of experience in compliance, ideally within a regulated financial services firm. Deep understanding of SCA rules, UAE AML laws, and international standards (FATF). Knowledge of regulatory requirements in Malaysia, Thailand, South Africa, Cyprus, and Colombia is highly desirable.</li><li>Strong attention to detail, independence, and ethical judgment.</li><li>Excellent communication skills for cross-jurisdiction coordination.</li><li>Must be resident in the UAE and pass the SCA fit &amp; proper test.</li></ul>Job Type: Full-timePay: From AED25,000.00 per monthApplication Question(s):<ul><li>How many years of professional experience do you have in compliance, AML/CTF, or regulatory affairs within financial services or brokerage firms?</li><li>Do you currently reside in the UAE and hold valid work authorization?</li></ul>(This role requires an on-site presence as part of SCA licensing compliance.)<ul><li>What is your expected monthly salary in AED ?</li><li>What is your current notice period or earliest availability to start?</li><li>In one or two sentences, please describe how you would promote a strong compliance culture within a global organization.</li><li>Are you currently certified or in the process of obtaining any compliance or AML certifications (ACAMS, CISI, ICA)?</li></ul>(Please indicate which certifications you hold or plan to obtain.)<ul><li>Do you have experience managing or coordinating compliance operations across multiple jurisdictions (Malaysia, Thailand, Cyprus, South Africa, Colombia)?</li></ul>

Daman Investments

<div>
 
 Daman Investments are currently recruiting for a seasoned Compliance Officer to join their team in Dubai.
 
 
 
 
 
 
 
 Overview
 
 
 
 
 The Compliance Officer assists the organisation manage risks and avoid liability by ensuring business operations are performed in compliance with all laws and regulations. This job develops company policies, creating metrics to help track compliance and performs compliance audits. Furthermore, the job role conducts enforcement services to ensure adherence to set improvement and internal company policies, regulations, and procedures in line with the law and regulations.
 
 
 
 
 
 
 
 Key Duties &amp; Responsibilities
 
 
 
 <ul>
 <li>
 Create compliance policies and protocols on behalf of the organisation.
 </li>
 <li>
 Determine compliance metrics and establish a system for tracking them.
 </li>
 <li>
 Sign off on any marketing and advertising collateral to ensure it is compliance.
 </li>
 <li>
 Remain up to date on all regulations and laws related to the organisation and update policies accordingly.
 </li>
 <li>
 Perform compliance audits to determine whether establish protocols are being followed and where they can be improved.
 </li>
 <li>
 Maintain up to date written documentation and policies related to the organisation's business activities.
 </li>
 <li>
 Create compliance resource library for staff members to reference when they have questions.
 </li>
 <li>
 Create sound internal controls and monitor adherence to them.
 </li>
 <li>
 Draft and revise company policies.
 </li>
 <li>
 Evaluate business activities to assess compliance risk.
 </li>
 <li>
 Collaborate with external auditors and other stakeholders when needed.
 </li>
 <li>
 Set plans to manage a crisis or compliance violation.
 </li>
 <li>
 Educate and train employees on regulations and industry practices.
 </li>
 <li>
 Address employee concerns or questions on legal compliance.
 </li>
 <li>
 Keep abreast of internal standards and business goals.
 </li>
 <li>
 Monitor all operational processes or procedures using a compliance management system to ensure that the company adheres to all legal regulations and ethical standards.
 </li>
 <li>
 Manage the way information flows by researching, recording, and assessing data and information and conducting compliance risk assessment.
 </li>
 <li>
 Train and educate other employees so that they are updated on any legal change to compliance guidelines.
 </li>
 <li>
 Resolve the company&rsquo;s concerns about legal compliance.
 </li>
 <li>
 Participate in seminars conferences, and workshops to improve job knowledge.
 </li>
 <li>
 Perform various general administrative duties such as file creation and maintenance of ongoing administrative projects.
 </li>
 <li>
 Collaborate with other departments to create a culture of compliance.
 </li>
 <li>
 Uphold company values throughout business practices and use sound judgment in decision making.
 </li>
 <li>
 Any other additional duties as may be required by management based on needs of the business.
 </li>
 </ul>
 
 
 
 
 
 
 Position Requirements
 
 
 
 <ul>
 <li>
 A minimum of 5+ years in related field.
 </li>
 <li>
 Full and practical knowledge of the regulations and policies of the UAE Securities and Communities (SCA is fundamental).
 </li>
 <li>
 Authority and the UAE related laws.
 </li>
 <li>
 Proven experience in risk management or compliance roles.
 </li>
 <li>
 Proven knowledge of industry best practices and cross-border transactions.
 </li>
 <li>
 Experience and published research with fixed income, equity, and currency markets.
 </li>
 </ul>
 
 
 
 
 
 
 Educational Qualifications
 
 
 
 <ul>
 <li>
 Relevant bachelor&rsquo;s degree in related field.
 </li>
 </ul>
 
 
 
 
 
 
 Attributes
 
 
 
 <ul>
 <li>
 Knowledge of legal requirements and controls.
 </li>
 <li>
 Investigating and analysing data skills.
 </li>
 <li>
 Expert in credit risk strategies.
 </li>
 <li>
 Able to integrate new data resources.
 </li>
 <li>
 Risk management capability.
 </li>
 <li>
 Familiarity with industry practices and professional standards.
 </li>
 <li>
 Excellent communication skills.
 </li>
 <li>
 Integrity and professional ethics.
 </li>
 <li>
 Business acumen.
 </li>
 <li>
 Teamwork skills.
 </li>
 <li>
 Mindfulness
 </li>
 </ul>
 
 
</div>

Meydan Free Zone

<div>
 
 Meydan Free Zone offers entrepreneurs and start-up businesses the opportunity to set up and run their own businesses right in the heart of Dubai. We provide access to exceptional talent, entrepreneur expertise, and a wide range of start-up support services.
 
 
 
 
 
 As we continue our exciting growth plans, we seek talented people to join us. We are currently hiring a dynamic
 
 Compliance Officer
 
 who will be responsible to ensure adherence to regulatory standards and industry best practices. The role will possess specialized knowledge, skills, abilities, and experience in the area of compliance, to use independent judgment in the performance of their duties and be capable of carrying out work with little guidance or supervision as per the set standards.
 
 
 
 
 
 
 Key Accountabilities:
 
 
 <ol>
 <li>
 Monitor compliance with laws, regulations, and internal policies.
 </li>
 <li>
 Conduct compliance monitoring and testing reviews to assess the effectiveness of internal controls and ensure ongoing adherence to regulatory requirements.
 </li>
 <li>
 Support internal and external audits by preparing documentation, coordinating responses, and implementing corrective actions based on audit findings and recommendations
 </li>
 <li>
 Follow and monitor KYC, risk assessment, due diligence, and policies around AML and UBO framework and processes.
 </li>
 <li>
 Follow proper compliance industry standards, including Compliance Committee practices, delegation of authority, and maintaining a strong compliance culture.
 </li>
 <li>
 Perform other tasks as directed by the line manager as needed.
 </li>
 </ol>
 
 
 
 
 
 To join our team, you will have:
 
 
 <ul>
 <li>
 ACAMS certification.
 </li>
 <li>
 Bachelor&rsquo;s Degree.
 </li>
 <li>
 Minimum 2 years of relevant experience.
 </li>
 <li>
 High proficiency and understanding of Microsoft Office.
 </li>
 <li>
 Compliance and knowledge of AML laws and regulation and Economic Substance Regulation procedures.
 </li>
 <li>
 Attention to detail.
 </li>
 <li>
 Integrity.
 </li>
 </ul>
 
 
 
 
 
 Language skills:
 
 
 <ul>
 <li>
 English.
 </li>
 <li>
 Any second language is desirable.
 </li>
 </ul>
 
 
 
 
 Our Vision is to be the world-class hub for entrepreneurship and innovation in the region. If you are ready to be a part of that journey, we would love to hear from you!
 
 
 
</div>

Everllence

<div>
 
 Everllence (formerly MAN Energy Solutions) is at the forefront of propulsion, decarbonization, and efficiency solutions for shipping, the energy economy, and industry. Guided by our motto, &lsquo;Moving big things to zero,&rsquo; we empower key industries to reduce hard-to-abate emissions and drive the global energy transition. Our innovative technologies include ship and power-plant engines, retrofit solutions using climate-neutral fuels, large-scale heat pumps for decarbonizing heat supply, and carbon-capture and storage technologies. Through our subsidiary, Quest One, we manufacture electrolyzers for green hydrogen production, contributing to the global hydrogen ramp-up. Headquartered in Germany, Everllence employs around 15,000 people across 140+ sites worldwide. Our after-sales brand, Everllence PrimeServ, offers comprehensive support through a global service-center network.
 
 
 
 
 
 
 
 
 
 We are looking for a Compliance Officer to cover these responsibilities
 
 
 <ul>
 <li>
 Managing, monitoring and enhancing a preventive Integrity &amp; Compliance Management System (ICMS) in the area of responsibility in our region MEA. Besides the United Arab Emirates (UAE), focus entities may include such in South Africa, Nigeria, Guinea, Kenya, Pakistan and others.
 </li>
 <li>
 Independently advising employees and management on integrity and compliance matters. Focus areas include anti-corruption, anti-money laundering, preventing fraud and breach of trust.
 </li>
 <li>
 Identifying, evaluating and mitigating integrity and compliance risks.
 </li>
 <li>
 Developing and implementing targeted integrity and compliance communication and training measures for employees regarding legal and internal requirements and ethics.
 </li>
 <li>
 Conducting business partner due diligences with focus on integrity and compliance.
 </li>
 <li>
 Examining major projects with focus on potential integrity and compliance risks.
 </li>
 <li>
 Monitoring, assessing and managing emerging compliance related risks, regulatory changes and industry best practices.
 </li>
 <li>
 Cooperating closely within Everllence&acute;s integrity and compliance team and with other stakeholders.
 </li>
 </ul>
 
 
 
 
 
 
 You can help us with these qualifications
 
 
 <ul>
 <li>
 Degree in law (preferred), business administration or similar university degree.
 </li>
 <li>
 Several years of experience with integrity and compliance, ideally in an international environment.
 </li>
 <li>
 Being familiar with local rules and regulations, business practices and cultures.
 </li>
 <li>
 Preferably experience includes project and risk management, audit and or compliance or similar areas in an international company, law firm or professional services provider.
 </li>
 <li>
 Excellent analytical and conceptual skills for identifying and understanding integrity and compliance risks.
 </li>
 <li>
 Strong communication, presentation, negotiation and motivation skills.
 </li>
 <li>
 Being a people person, trustworthy, demonstrating a very high level of integrity and responsibility.
 </li>
 <li>
 Results and solutions-oriented way of working and advising. Organizational skills.
 </li>
 <li>
 Positive and confident demeanor, assertiveness and persistence. Ability to cooperate and work in a team. Intercultural skills.
 </li>
 <li>
 Fluent in English. Arabic desirable. Ability to communicate in other local languages is an advantage.
 </li>
 <li>
 Professional qualification in compliance (e.g. ICA, ACAMS, CCEP-I or equivalent) is desirable.
 </li>
 <li>
 Willingness to travel.
 </li>
 </ul>
 
 
</div>

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