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corporate governance manager

risk and compliance manager

Confidential Careers

<div>
 <p>
  <strong>
   Overview
  </strong>
 </p>
 <p>
  We are looking to recruit an experienced Compliance Manager, responsible for ensuring compliance with all regulatory requirements specific to real estate brokerage services in the region. This includes oversight of Anti-Money Laundering (AML)/Combating the Financing of Terrorism (CFT) obligations, client onboarding, brokerage licensing, regulatory compliance matters, and operational adherence to real estate regulations. The role ensures the business meets all standards set by regulatory authorities and contributes to a robust risk and compliance culture within brokerage operations.
 </p>
 <p>
  <br/>
 </p>
 <p>
  The Compliance Manager will be appointed as Money Laundering Reporting Officer (MLRO) for the company and registered with the Ministry.
 </p>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Responsibilities
  </strong>
 </p>
 <ul>
  <li>
   Manage and oversee all compliance programs.
  </li>
  <li>
   Oversee compliance for brokerage documentation and agent licensing.
  </li>
  <li>
   Serve as the primary AML/CFT focal point for brokerage activities.
  </li>
  <li>
   Implement and manage Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), onboarding processes, risk assessments, sanctions checks, and verification processes according to established procedures.
  </li>
  <li>
   Provide CDD and AML support to stakeholders at all levels and external clients.
  </li>
  <li>
   Assist with ongoing monitoring of clients.
  </li>
  <li>
   Coordinate internal Suspicious Activity Reports (SARs) and external Suspicious Transaction Reports (STRs) using AML systems and portals.
  </li>
  <li>
   Conduct continuous training and assessments for brokerage team members to ensure compliance awareness.
  </li>
  <li>
   Maintain the AML risk register, training records, and reporting obligations.
  </li>
  <li>
   Perform general administrative tasks, including file creation and maintenance of ongoing administrative projects.
  </li>
  <li>
   Review brokerage agreements and transactions in the context of CDD and AML compliance.
  </li>
  <li>
   Support the Head of Operations in ensuring compliant workflows across brokerage teams.
  </li>
  <li>
   Conduct periodic file audits and operational compliance checks.
  </li>
  <li>
   Provide guidance on advisory and brokerage regulations, risk indicators, and compliant client engagement.
  </li>
  <li>
   Investigate and address compliance violations.
  </li>
  <li>
   Ensure adherence to complaint handling procedures; maintain records of complaints and actions taken.
  </li>
  <li>
   Document findings, implement remediation plans, and report outcomes to the Head of Operations.
  </li>
  <li>
   Maintain RERA/DLD compliance records and renewal schedules.
  </li>
  <li>
   Maintain up-to-date knowledge of relevant CDD and AML regulations.
  </li>
  <li>
   Monitor regulatory changes, relevant laws, and regulations across the business; prepare and present reports for management.
  </li>
  <li>
   Contribute to the continuous improvement of the CDD function.
  </li>
  <li>
   Other tasks as required.
  </li>
 </ul>
 <p>
  <br/>
 </p>
 <p>
  <strong>
   Skills and Qualifications
  </strong>
  <strong>
   required
  </strong>
 </p>
 <ul>
  <li>
   Bachelor&rsquo;s degree in Law or a related discipline, or a minimum of 5 years&rsquo; experience in a reputable company providing dedicated CDD and AML support for real estate brokerage activities.
  </li>
  <li>
   Knowledge of UAE Federal Law No. 20 of 2018 (AML Law), UAE Federal Law No. 7 of 2014 on Combating Terrorist Offences, UAE Cabinet Resolution No. 10 of 2019, and UAE Cabinet Resolution No. 74 of 2020 on sanctions lists.
  </li>
  <li>
   Strong knowledge of AML/CFT regulations, RERA/DLD rules, client onboarding processes and regulatory reporting.
  </li>
  <li>
   Experience as MLRO, responsible for producing reports reflecting risk assessments, suspicious activity, internal controls, and training.
  </li>
  <li>
   Experience and technical knowledge of onboarding, conducting AML to individuals, clients and various complex entities.
  </li>
  <li>
   Experience with brokerage transactions.
  </li>
  <li>
   Exceptional attention to detail.
  </li>
  <li>
   Excellent communication skills, both written and verbal.
  </li>
  <li>
   Professional presentation with a clear and confident speaking voice.
  </li>
  <li>
   Ability to handle confidential and sensitive information with discretion.
  </li>
  <li>
   Ability to work in a fast-paced environment.
  </li>
  <li>
   Understanding of regional business culture and regulations.
  </li>
  <li>
   The ability to understand and make use of computers and information technology
  </li>
  <li>
   Certifications and Licenses: Certified Anti-Money Laundering Specialist (CAMS) Certificate required. ICA certificate in AML, Financial Crime or Compliance is advantageous. Local driving license required.
  </li>
  <li>
   Software : Microsoft Office programs to a proficient level. Experience with Adobe (full version). Familiarity with third-party CDD or client onboarding screening tools.
  </li>
  <li>
   Language skills: Fluency in English, written and verbal. Fluency in Arabic or other languages is advantageous.
  </li>
  <li>
   Travel: Flexible attitude towards travelling.
  </li>
 </ul>
</div>


Compliance Manager

MetLife

<div><div><div><div><div><div>City/Cities
</div><div>Dubai
</div></div><div><div>Working Schedule
</div><div>Full-Time
</div></div><div><div>Work Arrangement
</div><div>Hybrid
</div></div><div><div>Relocation Assistance Available
</div><div>Yes
</div></div><div><div>Posted Date
</div><div>26-Nov-2025
</div></div><div><div>Job ID
</div><div>13985
</div></div></div></div></div><div><div><div><h3 class="jobSectionHeader"><b>Description and Requirements
</b></h3></div></div><div><div><div><div><p>Job Purpose:</p><p>
The Risk and Compliance Manager will be responsible for:</p><div><ul><li>
 overseeing that all company activities, processes, and operations comply with relevant UAE laws and regulations. This position requires a thorough understanding of UAE labor law, compliance frameworks, and risk management practices.</li><li>
 providing an independent and comprehensive framework to appropriately identify, measure, manage, monitor and report the different risks across the company.</li><li>
 monitoring and analysis of the organization&rsquo;s overall risks &ndash; whether financial, operational, reputational, regulatory, compliance risks &ndash; from a day-to-day and long-term basis and recommends actions to reduce risk.</li></ul></div><p>
The role also involves establishing a culture of compliance across the organization, leading audits, and driving continuous improvements in the company's governance and compliance processes.</p><p>
This role involves developing and implementing risk management frameworks, policies, and processes that ensure the company&rsquo;s activities are administered within acceptable risk levels, while meeting legal and regulatory requirements in the UAE.<br>
<br>
Job Description:</p><div><ul><li><h2 class="jobSectionHeader"><b><i>
Regulatory Oversight</i></b></h2></li></ul></div><div><ul><li><h2 class="jobSectionHeader"><b><i>
Oversee that the company complies with all applicable UAE laws and regulations.</i></b></h2></li></ul></div><div><ul><li><h2 class="jobSectionHeader"><b><i>
Strategy &amp; Leadership</i></b></h2></li></ul></div><div><ul><li><h2 class="jobSectionHeader"><b><i>
Develop and implement the company&rsquo;s risk management and compliance strategy, policies, and procedures specific to the management of the company&rsquo;s activity.</i></b></h2></li><li><h2 class="jobSectionHeader"><b><i>
Provide strategic leadership and work closely with other departments (e.g., Legal, Finance, HR) to ensure all operations align with regulatory and corporate standards.</i></b></h2></li><li><h2 class="jobSectionHeader"><b><i>
Work closely with the GM, senior management, and other departments to ensure risk considerations are incorporated into decision-making processes</i></b></h2></li></ul></div><ul><li>
Risk Management</li></ul><div></div><div><br>
<ul><li>
Identify, assess, and mitigate the different risks associated with the company&rsquo;s activity, ensuring effective controls are in place.</li><li>
Lead internal reviews and investigations into potential compliance breaches or regulatory violations, and risk incidents.</li><li>
Develop and manage a comprehensive risk management and compliance training program for employees, focusing on regulatory requirements and company policies.</li><li>
Continuously monitor internal and external risk factors, including changes in legislation, market conditions, and industry best practices.</li><li>
Conduct risk assessments for new products, services, or business initiatives.</li><li>
Develop and implement robust risk mitigation strategies to address identified risks, including internal controls, contingency plans, and risk-reducing measures.</li><li>
Monitor the effectiveness of risk controls and recommend improvements where required.</li><li>
Lead the design of risk management frameworks and tools to help the business identify and manage risk proactively.</li></ul></div><br>
<div></div><ul><li>
Regulatory Compliance &amp; Governance</li></ul><div></div><div><br>
<ul><li>
Oversee compliance with all relevant UAE laws and regulations.</li><li>
Liaise with external auditors, regulators, and other stakeholders to ensure adherence to governance standards.</li></ul></div><div></div><div><ul><li><h2 class="jobSectionHeader"><b><i><br>
Reporting &amp; Documentation</i></b></h2></li></ul></div><div><ul><li><h2 class="jobSectionHeader"><b><i>
Prepare and present regular risk management and compliance reports to senior leadership and the board of directors.</i></b></h2></li><li><h2 class="jobSectionHeader"><b><i>
Maintain accurate documentation of all risk management and compliance activities, including risk assessments, audit findings, and regulatory correspondence.</i></b></h2></li><li><h2 class="jobSectionHeader"><b><i>
Maintain comprehensive documentation of risk management activities, including risk assessments, mitigation strategies, and incident reports.</i></b></h2></li><li><h2 class="jobSectionHeader"><b><i>
Ensure timely reporting to government bodies and other stakeholders as required by UAE law.</i></b></h2></li></ul></div><div><ul><li><h2 class="jobSectionHeader"><b><i>
Stakeholder Engagement</i></b></h2></li></ul></div><div><ul><li><h2 class="jobSectionHeader"><b><i>
Liaise with regulatory bodies, industry associations, and other external stakeholders to ensure the company remains well-positioned within the regulatory landscape.</i></b></h2></li><li><h2 class="jobSectionHeader"><b><i>
Act as the primary point of contact for any compliance-related inquiries from clients, government entities, and auditors.</i></b></h2></li></ul></div><br>
<div></div><ul><li>
Training &amp; Awareness</li></ul><div></div><div><br>
<ul><li>
Foster a risk-aware culture throughout the organization by providing training and awareness programs for staff at all levels.</li><li>
Provide ongoing guidance and support to departments in managing risk within their areas of responsibility.</li></ul></div><div></div><div><ul><li><h2 class="jobSectionHeader"><b><i><br>
Continuous Improvement</i></b></h2></li></ul></div><div><ul><li><h2 class="jobSectionHeader"><b><i>
Continuously review and improve the company's risk management and compliance policies, procedures, and internal controls, ensuring they are robust, practical, and in line with best practices.</i></b></h2></li><li><h2 class="jobSectionHeader"><b><i>
Stay abreast of emerging risks, trends, and best practices in risk management and apply this knowledge to enhance the company&rsquo;s risk management framework.</i></b></h2></li></ul></div><p><i>
Foster a culture of compliance and ethical behavior throughout the organization.</i></p><p></p><p><br>
COMMUNICATIONS &amp; WORKING RELATIONSHIPS:</p><ul><li>
Work collaboratively with key functions and maintain positive relationships including Legal, Audit, Operations, Finance, General Manager and Sales.</li><li>
Escalate identified risks and issues on a timely basis to the relevant stakeholders.</li><li>
Prepare risk reports for local and regional governance forums and Home Office as and when required.</li></ul><p><br>
FRAMEWORKS, BOUNDARIES, &amp; DECISION MAKING AUTHORITY:</p><ul><li>
Work within the framework and policy guidelines governing the MetLife group. Ensures full compliance with internal controls within company&rsquo;s standards and audit requirements</li><li>
Operate in adherence with applicable regulation and MetLife Compliance framework and related policies.</li><li>
Maintain a positive working relationship with key stakeholders.</li></ul><p><br>
QUALIFICATIONS, EXPERIENCE, &amp; SKILLS:</p><p><br>
Qualification and experience:</p><div><ul><li>
A university degree with at least five (5) years of experience in the financial Markets or related fields.</li><li>
Or a diploma or less degree with at least ten (10) years of experience in the financial Markets or related fields.</li></ul><p></p><p><br>
Alternative qualification and experience:</p><p>
An experience of at least five (5) years in the financial Markets or related fields, with availability of any of the following alternative qualifications:</p><div><ul><li>
For the compliance oversight:</li></ul></div><div><ul><li>
Master Financial</li><li>
ICA Certificate in Compliance</li><li>
ICA International Advanced Certificate in Regulatory Compliance</li><li>
ICA Advanced Certificate in legal Compliance</li><li>
ICA Certificate in Regulatory</li><li>
ICA International Advanced Certificate in Anti Money Laundering</li><li>
ICA Advanced Certificate in Partial Client Due Diligence</li><li>
ICA Advanced Certificate in Managing Fraud</li><li>
ICA Advanced Certificate in Managing Sanctions Risk.</li><li>
ICA Specialist Certificate in Financial Crime Risk in Global Banking and Markets.</li><li>
ICA Specialist Certificate in Money Laundering Risk in New Technology.</li><li>
Certified Anti-Money Laundering Specialist (ACAMS)</li></ul></div><p>
And</p><div><ul><li>
For the risk oversight:</li></ul></div><div><ul><li>
Master Financial Risk Manager (FRM).</li><li>
Master Financial Controller.</li><li>
Certified Internal Auditor (CIA).</li><li>
Chartered Development Finance Analyst.</li><li>
Certified Management Accountant (CMA).</li><li>
ICA Specialist Certificate in Conduct Risk.</li></ul><p></p><p><br>
COMPETENCIES REQUIRED:</p><div><br>
Skills and abilities:</div><ul><li>
Strong understanding of UAE labor laws and regulations,</li><li>
Proven track record of leading risk and compliance functions, managing cross-functional teams, and implementing robust risk and compliance frameworks.</li><li>
Excellent analytical, problem-solving, and decision-making skills.</li><li>
Strong communication and interpersonal skills, with the ability to influence and engage with senior management and external stakeholders.</li><li>
High level of integrity and professionalism with a commitment to ethical conduct and transparency.</li></ul><div><br>
Personal Attributes:</div><ul><li>
Detail-oriented with a strong ability to identify potential risks and resolve compliance issues.</li><li>
Proactive, with the ability to anticipate challenges and provide practical solutions.</li><li>
Ability to work under pressure and meet deadlines.</li></ul></div></div>
</div></div></div></div></div><div><div><div><div><div><b>About MetLife</b><br>
<div></div>
<p>Recognized on Fortune magazine's list of the &quot;World's Most Admired Companies&quot; and Fortune World&rsquo;s 25 Best Workplaces&trade;, MetLife, through its subsidiaries and affiliates, is one of the world&rsquo;s leading financial services companies; providing insurance, annuities, employee benefits and asset management to individual and institutional customers. With operations in more than 40 markets, we hold leading positions in the United States, Latin America, Asia, Europe, and the Middle East.
</p><p></p><p>Our purpose is simple - to help our colleagues, customers, communities, and the world at large create a more confident future. United by purpose and guided by our core values - Win Together, Do the Right Thing, Deliver Impact Over Activity, and Think Ahead - we&rsquo;re inspired to transform the next century in financial services. At MetLife, it&rsquo;s #AllTogetherPossible. Join us!</p></div></div></div></div></div></div>

Manager – Risk & Compliance

<div>
 <strong>
  Who We Are
  <br/>
  <br/>
 </strong>
 At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles:
 <em>
  We Before Me
 </em>
 ,
 <em>
  Do the Right Thing
 </em>
 , and
 <em>
  Get Things Done
 </em>
 . These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.
 <br/>
 <br/>
 <strong>
  About The Opportunity
  <br/>
  <br/>
 </strong>
 Join OKX at the forefront of innovation in the cryptocurrency space as a Compliance Manager, a pivotal role where you&rsquo;ll help shape and strengthen our global compliance framework. This opportunity is ideal for someone passionate about building clarity and structure within regulatory operations, particularly in Know Your Customer (KYC) and Know Your Business (KYB) processes. You will take the lead in mapping, refining, and operationalizing these critical processes to ensure seamless integration across the business. Beyond foundational KYC/KYB responsibilities, you will also contribute to safeguarding the platform by supporting the ongoing implementation and maintenance of Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) controls. Working closely with cross-functional teams, this role offers the chance to influence internal standards, engage with regulatory developments, and contribute to global best practices in crypto compliance. You will also have the chance to influence industry standards through collaboration with regulatory industry groups. Engaging with cutting-edge technology, this role allows for continuous learning and adaptation in a fast-paced environment.
 <br/>
 <br/>
 <strong>
  What You&rsquo;ll Be Doing
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Policy Development : Maintain compliance policies and procedures that align with industry best practices and regulatory requirements.
  </li>
  <li>
   Risk Assessment: Conduct regular risk assessments and assurance reviews to identify potential compliance risks and recommend corrective actions.
  </li>
  <li>
   Business Risk Assessments: Participate in periodic and quarterly business-wide risk assessments, contributing compliance input on products, customers, geographies, and delivery channels, and helping to document and track mitigating actions.
  </li>
  <li>
   Reporting and Documentation: Prepare and submit compliance reports to senior management, ensuring timely and accurate documentation of compliance activities.
  </li>
  <li>
   Collaboration: Work closely with various departments, including legal, finance, and operations, to ensure a cohesive approach to compliance and risk management.
  </li>
  <li>
   Incident Management: Investigate compliance incidents or breaches, manage the response process, and implement corrective measures to prevent future occurrences.
  </li>
  <li>
   Monitoring and Enforcement: Establish monitoring mechanisms to ensure ongoing compliance with policies and regulations, and assist Head of Compliance to take necessary enforcement actions.
  </li>
  <li>
   Training and Education: Provide training and resources to employees on compliance matters, fostering a culture of awareness and ethical behavior.
  </li>
  <li>
   Oversee QA review processes, ensuring casework is accurate, complete, and aligned with internal standards, regulatory requirements, and AML best practices.
  </li>
  <li>
   Analyze data to identify process gaps and opportunities, and partner with Compliance Leaders.
  </li>
  <li>
   Support regulatory compliance activities, including maintaining up-to-date understanding of applicable regulations, assisting with regulatory change implementation, and supporting regulatory reporting, inspections, and inquiries as needed.
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Requirements
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   5+ years of experience in compliance, AML/CTF, or regulatory roles within financial services, fintech, or virtual asset businesses, with a strong focus on KYC/KYB program ownership.
  </li>
  <li>
   In-depth understanding of UAE regulatory requirements, particularly the Virtual Assets Regulatory Authority (VARA) framework and broader UAE AML laws and Cabinet Decision No. (10) of 2019.
  </li>
  <li>
   Proven experience in mapping, documenting, and enhancing onboarding processes (KYC/KYB) for both individual and corporate clients in a regulated environment.
  </li>
  <li>
   Strong working knowledge of international AML/CTF standards (e.g., FATF), and their application in the context of virtual assets and VASPs (Virtual Asset Service Providers).
  </li>
  <li>
   Experience working with cross-functional teams including Legal, Product, Operations, and Engineering to embed compliance into scalable business processes.
  </li>
  <li>
   Ability to design and implement risk-based due diligence procedures, including customer risk rating models, enhanced due diligence (EDD), and ongoing monitoring.
  </li>
  <li>
   Demonstrated participation in business-wide or enterprise risk assessments, preferably including quarterly risk assessment exercises, with the ability to translate assessment outcomes into practical controls and action plans.
  </li>
  <li>
   Proven regulatory compliance experience, including supporting regulatory reporting, responding to regulatory requests, and contributing to regulatory inspections, thematic reviews, or remediation projects.
  </li>
  <li>
   Prior involvement in regulatory engagements, inspections, or audits, ideally with VARA, the UAE Central Bank, or other local regulatory bodies.
  </li>
  <li>
   Strong analytical and problem-solving skills; comfortable handling complex regulatory interpretations and operationalizing them into clear procedures.
  </li>
  <li>
   Excellent communication skills (written and verbal) with the ability to engage confidently with internal stakeholders, regulators, and partners.
  </li>
  <li>
   Professional certifications such as CAMS, ICA, CRCMP, or equivalent are strongly preferred.
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Perks &amp; Benefits
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Competitive total compensation package
  </li>
  <li>
   L&amp;D programs and Education subsidy for employees' growth and development
  </li>
  <li>
   Various team building programs and company events
  </li>
  <li>
   Comprehensive healthcare schemes for employees and dependants
  </li>
  <li>
   More that we love to tell you along the process!
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 Notice
 <em>
  <strong>
   :
  </strong>
 </em>
 All official OKX vacancies are posted on this site. We are not affiliated with other third-party job boards except Linkedin.com, listings on other sites may be inaccurate or outdated. This is the only source of truth for applications.
 <br/>
 <br/>
 Information collected and processed as part of the recruitment process of any job application you choose to submit is subject to OKX's Candidate Privacy Notice.
 <br/>
 <br/>
</div>


Senior Compliance Analyst, Dubai

FxPro Group

<div><p><b>Join FxPro </b>: a leading international fintech company. Be a part of our expanding international team, with offices in Limassol, London, Nassau, and Dubai. FxPro boasts a diverse workforce of over 500 employees representing 40 nationalities, making it an exciting and dynamic workplace. At <b>FxPro </b>, we see each team member as an integral part of our success story.<br>
</p><p></p><br>
<p><b>Responsibilities<br>
</b></p><p></p><br>
<ul><li>Develop, implement, and maintain compliance frameworks, policies, and procedures.
</li><li>Oversee AML/CFT regulations and ensure proper KYC onboarding and ongoing monitoring.
</li><li>Conduct compliance risk assessments and audits, escalating issues when needed.
</li><li>Liaise with regulators and external auditors; prepare compliance reports for senior management.
</li><li>Train and support staff on compliance obligations.
</li><li>Monitor regulatory changes and ensure timely adaptation of company policies.
</li><li>Provide legal advice and guidance on contracts, business initiatives, and company policies.
</li><li>Draft, review, and negotiate agreements with clients, vendors, and partners.
</li><li>Ensure company activities comply with local and international laws (financial, data protection, corporate, employment, etc.).
</li><li>Support dispute resolution and litigation matters when required.
</li>Identify legal risks and propose mitigating strategies.<br>
<li>
</li></ul><br>
<p><b>Requirements<br>
</b></p><p></p><br>
<ul><li>Master's degree in Law or Finance
</li><li>Previous compliance experience in a senior position in financial services, audit or risk.
</li><li>Strong understanding of banking, electronic money and payments
</li><li>Excellent stakeholder management skills
</li><li>Strong analytical and problem solving skills
</li><li>High ethical standards and the ability to work independently with sound judgment
</li><li>Fluent English</li></ul></div>

Legal and Compliance Manager

Commercial Bank of Dubai

<p>Oversee day-to-day operations, including transaction processing, settlement activities, Rate fixing, and service delivery, both internally and with clients</p><br><p>Responsibilities include Trade Finance, DCM, Syndications, Cash management, and Treasury business.</p><br><p>Preparing reports, metrics, and analysis for senior management and regulatory bodies.</p><br><p>Assign tasks, to team members as per business need</p><br><p>Handling escalated customer queries and complex service issues.</p><br><p>Monitoring the bank exposures including Sovereign risk periodically, to ensure accurate reporting and ongoing quality of the portfolio.</p><br><p>Closing data gaps on the system</p><br><p>Monitoring the trade volume and credit facilities on an ongoing basis.</p><br><p>Handling documentations at FI level, including MRPA, MTLA, Syndications, FOLs,</p><p>Follow up on the Agenda of FI credit files, save credit committee minutes</p><br><p>Provide support in the preparation of the FI credit files</p><br><p>Update dept. Country / Bank credit limits</p><br><p>Provide reports on current exposure by bank, country, etc.</p><br><p>Support SRM and RM for compliance tasks.</p><br><p>In charge of the KYC database (new, renewals  ) under EDMS.</p><br><p>In charge of coordinating with compliance dept. for any counterpart inquiry</p><p>Support SRM and RM for all customer positions / reservations and process transactions.</p><br><p>Manage the dept. Country / Bank credit limits (new transactions, reservations, repay.)</p><br><p>Initiate approval process for the booking of a transaction</p><br><p>Inform back offices of approvals of transactions</p><br><p>Inform and Follow up with SRM / RM on any payment delays of capital, interest, fees</p><p>Provide frequent activity / portfolio and on demand reports:</p><br><p>Daily FI balance funded assets</p><br><p>Weekly FI transactions / Pipeline report</p><br><p>Monthly Repayment report, monthly vostro activity</p><br><p>Quarterly RMCC pack</p><br><p>Bi annually Profitability MIS</p><br><p>Follow up with correspondent banks on pending / recall payments</p><br><p>Provide support to the NBFI segment (delayed payments, etc.)</p><br><p>Follow up with correspondent banks unpaid charges (fees ..)</p><br><p>Handling queries of the AED Vostro accounts</p><p>Act as the custodian of the department Policies and Procedures,</p><br><p>Recommend amendments when and if required,</p><p>Manage &amp; guide ARMs in handling daily transactions &amp; credit approvals</p><p>Manage public domain info related to FI (SSIs, list of correspondents, Almanac)</p><br><p>Manage and Renew US and UK process agents mandates</p><br><p>Forward / Follow up audit requests from / to banks</p><br><p>Safe keeping of various agreements: MRPA, loans, terms and conditions  </p><br><p>Manage SWIFT Alliance for RMAs, summary extractions, KYC registry</p><br>

Team Leader, FI & Operations

Phemex

<div>
 <p>
  Role Overview
 </p>
 <p>
  We are seeking an experienced and regulatory-savvy General Manager to lead a Dubai-based Virtual Asset Service Provider (VASP) licensed under the Virtual Assets Regulatory Authority (VARA). This role must be based full-time in the UAE and approved by VARA as a Designated Role Holder. The GM will serve as the local legal representative and accountable person under VARA regulations, responsible for regulatory compliance, governance, strategic execution, and operational oversight. This position is pivotal to ensuring full compliance with VARA&rsquo;s 2025 Rulebooks, including the Company Rulebook, VASP Rulebook, and Activity Specific Services Rulebooks.
 </p>
 <p>
  Key Responsibilities
 </p>
 <p>
  Regulatory Governance &amp; Compliance
 </p>
 <p>
  &bull; Serve as the designated General Manager and Accountable Individual under VARA regulations and act as the principal point of contact with the regulator.
 </p>
 <p>
  &bull; Ensure full compliance with all requirements set out in the applicable VARA Rulebooks, including regulatory reporting, internal control frameworks, AML/CTF obligations, technology governance, and disclosure requirements.
 </p>
 <p>
  &bull; Maintain the entity&rsquo;s Minimum Capital, local substance, governance structures, and business continuity readiness as per VARA standards.
 </p>
 <p>
  &bull; Ensure the VASP operates with operational independence from other group entities and mitigates any potential conflicts of interest. Strategic &amp; Operational Leadership
 </p>
 <p>
  &bull; Oversee the setup, implementation, and growth of the VASP&rsquo;s licensed operations in the UAE. &bull; Drive local business planning, budgeting, and performance management in alignment with group-level strategies.
 </p>
 <p>
  &bull; Lead commercial expansion initiatives, client acquisition plans, and strategic partnerships in the MENA region. People Management &amp; Governance
 </p>
 <p>
  &bull; Build and lead the UAE-based team, including compliance, risk, operations, and client-facing roles.
 </p>
 <p>
  &bull; Ensure all Key Individuals (e.g., MLRO, Compliance Officer, CTO) meet the Fit and Proper standards required by VARA.
 </p>
 <p>
  &bull; Oversee implementation and adherence to internal policies and procedures covering compliance, risk, onboarding, marketing, and client services. Risk &amp; Incident Management
 </p>
 <p>
  &bull; Maintain an up-to-date Enterprise Risk Management (ERM) framework, including ongoing risk assessments and control testing.
 </p>
 <p>
  &bull; Ensure readiness and execution of the Business Continuity Plan (BCP) and IT Disaster Recovery Plan, and maintain effective response protocols for material incidents and breaches.
 </p>
 <p>
  &bull; Implement and monitor the Technology and Cybersecurity Risk Framework required for VASPs, with appropriate testing and documentation.
 </p>
 <p>
  <br/>
 </p>
 <p>
  Required Qualifications &amp; Experience
 </p>
 <p>
  &bull; At least 8 years of senior leadership experience in a regulated financial services, fintech, or digital assets environment.
 </p>
 <p>
  &bull; Strong familiarity with the UAE regulatory landscape, particularly the frameworks of VARA, DFSA, FSRA, or equivalent global regulators.
 </p>
 <p>
  &bull; Demonstrated experience overseeing compliance, operations, and governance functions in a licensed entity.
 </p>
 <p>
  &bull; Expertise in AML/CFT, Information Security, Technology Risk, and Governance Controls.
 </p>
 <p>
  &bull; Proven ability to interact with regulators, auditors, financial institutions, and strategic partners.
 </p>
 <p>
  &bull; Bachelor&rsquo;s degree required; advanced qualifications (MBA, LLM, CAMS, ICA) preferred.
 </p>
 <p>
  <br/>
 </p>
 <p>
  Preferred Qualifications
 </p>
 <p>
  &bull; Experience launching or managing a regulated Virtual Asset Exchange or similar financial platform in the UAE or GCC.
 </p>
 <p>
  &bull; Prior involvement with VARA application and licensing processes. &bull; Established UAE network including banks, regulators, advisors, and service providers.
 </p>
 <p>
  &bull; Proficiency in Arabic or Mandarin is advantageous. Personal Attributes
 </p>
 <p>
  &bull; Strategic leadership mindset with operational pragmatism.
 </p>
 <p>
  &bull; Excellent stakeholder management and regulatory communication skills.
 </p>
 <p>
  &bull; Capable of navigating complex and evolving regulatory requirements with integrity and discipline.
 </p>
 <p>
  &bull; Proactive, accountable, and commercially astute.
 </p>
 <p>
 </p>
</div>


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