hr manager

compliance officer

quality manager

compliance manager

ethics and compliance manager Jobs in Dubai

ethics and compliance manager

risk and compliance manager

Majid Al Futtaim

<p><b>Key Responsibilities</b></p>
<ul>
<li>Assist in developing and updating enterprise-wide risk management and compliance policies.</li>
<li>Support the implementation of risk and compliance programs across all MAF Retail markets.</li>
<li>Monitor adherence to company policies, legal standards, and regulatory requirements.</li>
<li>Conduct risk assessments and recommend preventive actions for identified threats or irregularities.</li>
<li>Participate in investigations related to fraud, ethics violations, and non-compliance, ensuring all findings are documented and reported appropriately.</li>
<li>Develop and present reports on risk exposure, mitigation progress, and compliance status.</li>
<li>Support business continuity and crisis management planning across the organization.</li>
<li>Analyze retail data and compliance performance metrics to recommend process improvements.</li>
<li>Collaborate with cross-functional teams to align corporate risk strategy with operational goals.</li>
</ul>
<p><b>Skills Set</b></p>
<ul>
<li>Risk Identification and Mitigation</li>
<li>Corporate Governance and Policy Development</li>
<li>Fraud and Ethics Investigation</li>
<li>Compliance Monitoring and Reporting</li>
<li>Business Continuity and Crisis Management</li>
<li>Stakeholder Communication and Project Management</li>
</ul>

Risk and Compliance Manager

Nymcard

<div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;"><b>The Role</b></span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">We are hiring an Operational Risk Manager to build and run a practical, data led operational risk programme that protects day to day issuing operations and enables safe growth. You will turn policy into clear controls, keep RCSAs, KRIs, incidents, and loss events accurate and current, and provide concise risk insight to senior leaders and committees.</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">You will partner with Product, Engineering, Operations, Fraud, Finance, Customer Experience, Compliance, and Legal to assess risks in new products and changes, validate control design and effectiveness, and ensure NymCard stays inspection ready for CBUAE and partner expectations. Success looks like a living risk profile, fast and factual incident reviews, measurable reduction in repeat issues, and evidence that stands up to audit.</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;"><b>What You'll Be Doing</b></span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">Framework and policy: maintain NymCard's Operational Risk Management Framework aligned to CBUAE and international standards. Keep ownership, frequency, and evidence requirements explicit.</span></div><div><span style="font-size: 11px;">RCSAs and process reviews: run risk and control self assessments across payments operations, issuing, settlements, fraud, reconciliation, vendor risk, and support operations. Record design and effectiveness with clear actions and due dates.</span></div><div><span style="font-size: 11px;">KRIs and reporting: define and monitor KRIs, incidents, near misses, and control failures. Publish short MI with trends, thresholds, and owners.</span></div><div><span style="font-size: 11px;">Incidents and root cause: lead investigations, document root cause and contributing factors, agree corrective and preventive actions, and verify closure with evidence.</span></div><div><span style="font-size: 11px;">Change and new product risk: work with Tech and Product so risks are assessed during design, build, and rollout. Embed control checkpoints and sign offs into release plans.</span></div><div><span style="font-size: 11px;">Regulatory liaison: prepare operational risk returns, respond to RFIs, and keep working papers indexed for inspections in the UAE.</span></div><div><span style="font-size: 11px;">Training and awareness: deliver targeted training for high risk teams and new joiners. Track attendance and keep materials current.</span></div><div><span style="font-size: 11px;">Assurance coordination: partner with Compliance, Internal Audit, and first line QA to align coverage and reduce duplication.</span></div><div><span style="font-size: 11px;">Third party and outsourcing: contribute to vendor risk reviews and ongoing monitoring with clear SLAs, performance, and remediation tracking.</span></div><div><span style="font-size: 11px;">BCP and resilience inputs: support scenario reviews, failover drills, and readiness checks. Ensure lessons feed back into RCSAs and KRIs.</span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;"><b>What You Bring</b></span></div><div><span style="font-size: 11px;"><br></span></div><div><span style="font-size: 11px;">5 to 7 years in operational risk within fintech, banking, or payments, with UAE exposure preferred.</span></div><div><span style="font-size: 11px;">Working knowledge of CBUAE guidelines and comfort interacting with UAE regulators.</span></div><div><span style="font-size: 11px;">Familiarity with core payments processes: authorisations, settlements, chargebacks, fraud operations, and reconciliation.</span></div><div><span style="font-size: 11px;">Hands on with risk frameworks, incident logs, RCSAs, and practical control testing.</span></div><div><span style="font-size: 11px;">Strong analysis and documentation. You write clearly, keep tidy evidence, and focus on material risk.</span></div><div><span style="font-size: 11px;">Ability to collaborate with business and technical teams and explain risks in simple terms.</span></div><div><span style="font-size: 11px;">Awareness of Basel and ISO 31000 concepts.</span></div>

Operational Risk Manager

<br>Job Details<br>Country: UAE<br>City: Dubai<br>Industry: Financial Services<br>Function: Risk Management-Compliance<br>Gender: Any<br>Candidate Nationality: Any<br>Job Type: Full-time<br> <br>Key Responsibilities<br> <br>* Design and implement a comprehensive operational and compliance control framework across the holding company and its six operating companies (Opcos).<br>* Develop, standardize, and enforce internal control policies and standard operating procedures (SOPs) aligned with global best practices and local regulations.<br>* Conduct risk and control assessments for core operational processes, identifying gaps, inefficiencies, and opportunities for improvement.<br>* Establish frameworks to monitor and ensure regulatory compliance across jurisdictions, incorporating applicable laws and industry regulations.<br>* Plan and execute regular control testing, compliance reviews, and internal audits, ensuring timely remediation of identified issues.<br>* Collaborate with internal and external auditors to facilitate operational and compliance reviews and ensure accurate documentation and follow-up.<br>* Deliver training programs to business units, enhancing awareness of operational risk management, compliance, and control responsibilities.<br>* Monitor and report on control performance, using data analytics and dashboards to track key metrics and emerging risk trends.<br>* Drive continuous improvement initiatives within operational processes to enhance efficiency and reduce control weaknesses.<br>* Partner with functional heads and leadership teams to embed a strong compliance and risk culture throughout the organization.<br>* Support alignment of operational control practices with enterprise-level governance, risk, and compliance (GRC) systems.<br> <br><b>Candidate Requirements</b><br> <br>* Bachelor s degree in Business Administration, Law, Compliance, Finance, or a related discipline.<br>* Minimum of 8 years of experience in internal controls, operational risk, compliance, or auditing, including at least 3 years in a group-level or leadership role.<br>* Strong understanding of control and quality management frameworks such as COSO, ISO 9001, ISO 45001, and ISO 14001.<br>* Hands-on experience in process mapping, SOP development, and control testing.<br>* Working knowledge of key regulatory domains such as HSE, anti-bribery and corruption, and data privacy.<br>* Strong analytical, data-driven mindset with the ability to develop KPI dashboards and identify performance trends.<br>* Proven ability to manage multiple stakeholders and projects in complex, cross-functional environments.<br>* Excellent communication, presentation, and leadership skills.<br>* High ethical standards and a proactive approach to compliance and risk management.<br><br>

Senior Manager Group Operations Controls

<div>
 <strong>
  Who We Are
  <br/>
  <br/>
 </strong>
 At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles:
 <em>
  We Before Me
 </em>
 ,
 <em>
  Do the Right Thing
 </em>
 , and
 <em>
  Get Things Done
 </em>
 . These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.
 <br/>
 <br/>
 <strong>
  About The Opportunity
  <br/>
  <br/>
 </strong>
 Join OKX at the forefront of innovation in the cryptocurrency space as a Compliance Manager, a pivotal role where you&rsquo;ll help shape and strengthen our global compliance framework. This opportunity is ideal for someone passionate about building clarity and structure within regulatory operations, particularly in Know Your Customer (KYC) and Know Your Business (KYB) processes. You will take the lead in mapping, refining, and operationalizing these critical processes to ensure seamless integration across the business. Beyond foundational KYC/KYB responsibilities, you will also contribute to safeguarding the platform by supporting the ongoing implementation and maintenance of Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) controls. Working closely with cross-functional teams, this role offers the chance to influence internal standards, engage with regulatory developments, and contribute to global best practices in crypto compliance. You will also have the chance to influence industry standards through collaboration with regulatory industry groups. Engaging with cutting-edge technology, this role allows for continuous learning and adaptation in a fast-paced environment.
 <br/>
 <br/>
 <strong>
  What You&rsquo;ll Be Doing
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Policy Development : Maintain compliance policies and procedures that align with industry best practices and regulatory requirements.
  </li>
  <li>
   Risk Assessment: Conduct regular risk assessments and assurance reviews to identify potential compliance risks and recommend corrective actions.
  </li>
  <li>
   Reporting and Documentation: Prepare and submit compliance reports to senior management, ensuring timely and accurate documentation of compliance activities.
  </li>
  <li>
   Collaboration: Work closely with various departments, including legal, finance, and operations, to ensure a cohesive approach to compliance and risk management.
  </li>
  <li>
   Incident Management: Investigate compliance incidents or breaches, manage the response process, and implement corrective measures to prevent future occurrences.
  </li>
  <li>
   Monitoring and Enforcement: Establish monitoring mechanisms to ensure ongoing compliance with policies and regulations, and assist Head of Compliance to take necessary enforcement actions.
  </li>
  <li>
   Training and Education: Provide training and resources to employees on compliance matters, fostering a culture of awareness and ethical behavior.
  </li>
  <li>
   Oversee QA review processes, ensuring casework is accurate, complete, and aligned with internal standards, regulatory requirements, and AML best practices.
  </li>
  <li>
   Analyze data to identify process gaps and opportunities, and partner with Compliance Leaders.
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Requirements
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   5+ years of experience in compliance, AML/CTF, or regulatory roles within financial services, fintech, or virtual asset businesses, with a strong focus on KYC/KYB program ownership.
  </li>
  <li>
   In-depth understanding of UAE regulatory requirements, particularly the Virtual Assets Regulatory Authority (VARA) framework and broader UAE AML laws and Cabinet Decision No. (10) of 2019.
  </li>
  <li>
   Proven experience in mapping, documenting, and enhancing onboarding processes (KYC/KYB) for both individual and corporate clients in a regulated environment.
  </li>
  <li>
   Strong working knowledge of international AML/CTF standards (e.g., FATF), and their application in the context of virtual assets and VASPs (Virtual Asset Service Providers).
  </li>
  <li>
   Experience working with cross-functional teams including Legal, Product, Operations, and Engineering to embed compliance into scalable business processes.
  </li>
  <li>
   Ability to design and implement risk-based due diligence procedures, including customer risk rating models, enhanced due diligence (EDD), and ongoing monitoring.
  </li>
  <li>
   Prior involvement in regulatory engagements, inspections, or audits, ideally with VARA, the UAE Central Bank, or other local regulatory bodies.
  </li>
  <li>
   Strong analytical and problem-solving skills; comfortable handling complex regulatory interpretations and operationalizing them into clear procedures.
  </li>
  <li>
   Excellent communication skills (written and verbal) with the ability to engage confidently with internal stakeholders, regulators, and partners.
  </li>
  <li>
   Professional certifications such as CAMS, ICA, CRCMP, or equivalent are strongly preferred.
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Perks &amp; Benefits
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Competitive total compensation package
  </li>
  <li>
   L&amp;D programs and Education subsidy for employees' growth and development
  </li>
  <li>
   Various team building programs and company events
  </li>
  <li>
   Comprehensive healthcare schemes for employees and dependants
  </li>
  <li>
   More that we love to tell you along the process!
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 Information collected and processed as part of the recruitment process of any job application you choose to submit is subject to OKX's Candidate Privacy Notice.
 <br/>
 <br/>
</div>


Senior Compliance Analyst, Dubai

<div>
 <strong>
  Who We Are
  <br/>
  <br/>
 </strong>
 At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles:
 <em>
  We Before Me
 </em>
 ,
 <em>
  Do the Right Thing
 </em>
 , and
 <em>
  Get Things Done
 </em>
 . These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er. OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.
 <br/>
 <br/>
 <strong>
  About The Opportunity
  <br/>
  <br/>
 </strong>
 Join OKX at the forefront of innovation in the cryptocurrency space as a Compliance Manager, a pivotal role where you&rsquo;ll help shape and strengthen our global compliance framework. This opportunity is ideal for someone passionate about building clarity and structure within regulatory operations, particularly in Know Your Customer (KYC) and Know Your Business (KYB) processes. You will take the lead in mapping, refining, and operationalizing these critical processes to ensure seamless integration across the business. Beyond foundational KYC/KYB responsibilities, you will also contribute to safeguarding the platform by supporting the ongoing implementation and maintenance of Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) controls. Working closely with cross-functional teams, this role offers the chance to influence internal standards, engage with regulatory developments, and contribute to global best practices in crypto compliance. You will also have the chance to influence industry standards through collaboration with regulatory industry groups. Engaging with cutting-edge technology, this role allows for continuous learning and adaptation in a fast-paced environment.
 <br/>
 <br/>
 <strong>
  What You&rsquo;ll Be Doing
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Policy Development : Maintain compliance policies and procedures that align with industry best practices and regulatory requirements.
  </li>
  <li>
   Risk Assessment: Conduct regular risk assessments and assurance reviews to identify potential compliance risks and recommend corrective actions.
  </li>
  <li>
   Reporting and Documentation: Prepare and submit compliance reports to senior management, ensuring timely and accurate documentation of compliance activities.
  </li>
  <li>
   Collaboration: Work closely with various departments, including legal, finance, and operations, to ensure a cohesive approach to compliance and risk management.
  </li>
  <li>
   Incident Management: Investigate compliance incidents or breaches, manage the response process, and implement corrective measures to prevent future occurrences.
  </li>
  <li>
   Monitoring and Enforcement: Establish monitoring mechanisms to ensure ongoing compliance with policies and regulations, and assist Head of Compliance to take necessary enforcement actions.
  </li>
  <li>
   Training and Education: Provide training and resources to employees on compliance matters, fostering a culture of awareness and ethical behavior.
  </li>
  <li>
   Oversee QA review processes, ensuring casework is accurate, complete, and aligned with internal standards, regulatory requirements, and AML best practices.
  </li>
  <li>
   Analyze data to identify process gaps and opportunities, and partner with Compliance Leaders.
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Requirements
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   5+ years of experience in compliance, AML/CTF, or regulatory roles within financial services, fintech, or virtual asset businesses, with a strong focus on KYC/KYB program ownership.
  </li>
  <li>
   In-depth understanding of UAE regulatory requirements, particularly the Virtual Assets Regulatory Authority (VARA) framework and broader UAE AML laws and Cabinet Decision No. (10) of 2019.
  </li>
  <li>
   Proven experience in mapping, documenting, and enhancing onboarding processes (KYC/KYB) for both individual and corporate clients in a regulated environment.
  </li>
  <li>
   Strong working knowledge of international AML/CTF standards (e.g., FATF), and their application in the context of virtual assets and VASPs (Virtual Asset Service Providers).
  </li>
  <li>
   Experience working with cross-functional teams including Legal, Product, Operations, and Engineering to embed compliance into scalable business processes.
  </li>
  <li>
   Ability to design and implement risk-based due diligence procedures, including customer risk rating models, enhanced due diligence (EDD), and ongoing monitoring.
  </li>
  <li>
   Prior involvement in regulatory engagements, inspections, or audits, ideally with VARA, the UAE Central Bank, or other local regulatory bodies.
  </li>
  <li>
   Strong analytical and problem-solving skills; comfortable handling complex regulatory interpretations and operationalizing them into clear procedures.
  </li>
  <li>
   Excellent communication skills (written and verbal) with the ability to engage confidently with internal stakeholders, regulators, and partners.
  </li>
  <li>
   Professional certifications such as CAMS, ICA, CRCMP, or equivalent are strongly preferred.
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 <strong>
  Perks &amp; Benefits
  <br/>
  <br/>
 </strong>
 <ul>
  <li>
   Competitive total compensation package
  </li>
  <li>
   L&amp;D programs and Education subsidy for employees' growth and development
  </li>
  <li>
   Various team building programs and company events
  </li>
  <li>
   Comprehensive healthcare schemes for employees and dependants
  </li>
  <li>
   More that we love to tell you along the process!
   <br/>
   <br/>
   <br/>
  </li>
 </ul>
 Notice
 <em>
  <strong>
   :
  </strong>
 </em>
 All official OKX vacancies are posted on this site. We are not affiliated with other third-party job boards except Linkedin.com, listings on other sites may be inaccurate or outdated. This is the only source of truth for applications.
 <br/>
 <br/>
 Information collected and processed as part of the recruitment process of any job application you choose to submit is subject to OKX's Candidate Privacy Notice.
 <br/>
 <br/>
</div>


Commercial Bank of Dubai

<p><strong>Job Purpose:</strong></p> <p>To lead and manage the governance framework for external sales agencies (specifically for Credit Cards and Mortgages), design and oversee internal and external incentive governance processes, and own the end-to-end vendor governance responsibilities for the Personal Banking Group (PBG). This role is critical in ensuring that all sales practices align with regulatory expectations, internal policies, and conduct risk standards.</p> <p><strong>Principal Accountabilities:</strong></p> <p><strong>External Agency Governance (Credit Cards &amp; Mortgages)</strong></p> <p>Establish and maintain a robust governance framework for third-party sales agencies.</p> <p>Oversee periodic quality reviews, including:</p> <ul> <li>Call audits and scoring validation.</li> <li>Visa and documentation checks for agency staff.</li> <li>DNCR (Do Not Call Registry) compliance and telemarketing adherence.</li> <li>Monitoring of agency contract validity and renewal cycles.</li> <li>Complaints analysis and outlier performance reviews.</li> </ul> <p>Collaborate with Business Development Managers (BDMs) and Risk teams to ensure agency performance aligns with internal standards and regulatory requirements</p> <p><strong>Incentive Governance (Internal &amp; External)</strong></p> <p>Design and implement incentive structures that promote ethical sales behavior and customer-centric outcomes.</p> <p>Ensure incentive plans are compliant with conduct risk frameworks and regulatory guidance.</p> <p>Monitor incentive effectiveness and recommend adjustments to mitigate mis-selling or conduct risk.</p> <p>Partner with HR, Sales, and Compliance to align incentive governance with broader organizational goals.</p> <p><strong>Vendor Governance (PBG-wide)</strong></p> <p>Own the governance of all vendors supporting PBG operations, including onboarding, performance monitoring, and contract compliance.</p> <p>Lead periodic vendor reviews and risk assessments.</p> <p>Ensure adherence to internal policies, service level agreements (SLAs), and regulatory obligations.</p> <p>Act as the primary liaison between BRG and Procurement/Legal for vendor-related matters.</p> <p><strong>Conduct Risk Oversight</strong></p> <p>Monitor and assess behaviors across customer-facing teams to ensure alignment with ethical standards and regulatory expectations.</p> <p>Identify and mitigate risks related to market conduct, mis-selling, and inappropriate customer interactions.</p> <p>Support the implementation of the Market Conduct Policy to uphold fair consumer outcomes and protect market integrity.</p> <p><strong>Customer Experience Risk Management</strong></p> <p>Evaluate customer journeys and touchpoints to identify operational or behavioral risks that could negatively impact customer satisfaction.</p> <p>Collaborate with product, service, and compliance teams to ensure customer-centric design and delivery of banking services.</p> <p>Drive initiatives that enhance transparency, responsiveness, and personalization in customer interactions.</p> <p><strong>Stakeholder Engagement</strong></p> <p>Act as a key point of contact for internal audits, regulatory reviews, and customer complaints escalations.</p> <p>Provide training and guidance to frontline staff on conduct risk awareness and customer experience standards.</p> <p><strong>Continuous Improvement</strong></p> <p>Lead reviews of conduct-related incidents and customer feedback to identify root causes and implement corrective actions.</p> <p>Promote a culture of ethical behavior, accountability, and continuous learning across the organization.</p> <p><strong>Other</strong></p> <p>Expert understanding of CPR regulations.</p> <p>Experience with Market Conduct-related initiatives &amp; audits</p> <p>Root-Cause Analysis skills and ability to turn issues into opportunities</p>

Manager, Sales Governance & Oversight

Client of Aventus Global Talent

<p>Title: Head of Regulatory Compliance &amp; AssuranceLocation: Dubaibr&gt;
<br>
<b>Key Responsibilities:</b></p>
<ul>
<li>Develop and maintain a regulatory compliance framework and obligations register</li>
<li>Serve as the main liaison with UAE and international regulators</li>
<li>Lead compliance monitoring, thematic reviews, and remediation efforts</li>
<li>Manage regulatory filings, license renewals, inspections, and attestations</li>
<li>Update compliance policies and advise on emerging regulatory issues (e.g., crypto, tokenization)</li>
<li>Conduct risk assessments, horizon scanning, and review control designs</li>
<li>Design and deliver compliance training to executives and staff</li>
<li>Supervise the compliance team and report to senior risk and compliance committees</li>
<li>Ensure alignment with CBUAE, SCA, and VARA rulebooks and requirements</li>
</ul>

Head of Compliance

Explore 10000+ Risk and compliance manager in Dubai this November. Find roles across top companies and apply now to boost your career.

10000 risk and compliance manager jobs IN Dubai

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