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regulatory compliance officer

Weekday AI (YC W21)

<div>
 
 This role is for one of the Weekday's clients
 
 
 
 JobType: full-time
 
 
 As a senior Compliance Professional, you will play a critical role in safeguarding the organization's global operations by ensuring adherence to regulatory, AML, and compliance frameworks across jurisdictions. Reporting directly to the Head of Compliance and based in Abu Dhabi, this role offers the opportunity to influence compliance strategy, engage with regulators, and strengthen risk governance in a growing, cross-border business environment. The scope and impact of the role will expand in line with business growth, making it ideal for an experienced Compliance Officer, MLRO, or Deputy MLRO seeking leadership responsibility and strategic exposure.
 
 
 
 Requirements
 
 
 
 
 Key Responsibilities
 
 
 
 <ul>
 <li>
 Provide expert compliance advisory support across international operations, ensuring alignment with regional and cross-border regulatory requirements
 </li>
 <li>
 Conduct AML due diligence and respond to AML/KYC-related inquiries from external parties, partners, and stakeholders
 </li>
 <li>
 Manage regulatory inquiries and maintain effective communication with regulatory authorities as required
 </li>
 <li>
 Perform regulatory reviews, monitoring, and reporting to ensure ongoing compliance with applicable laws and regulations
 </li>
 <li>
 Investigate transaction monitoring alerts, assess potential risks, and collaborate with internal teams to resolve issues
 </li>
 <li>
 Ensure all compliance reviews, investigations, and findings are accurately documented and auditable
 </li>
 <li>
 Develop, update, and maintain compliance policies, procedures, and frameworks in line with evolving regulatory standards
 </li>
 <li>
 Act as a key liaison between compliance, legal, risk management, and business teams to ensure a coordinated and consistent compliance approach
 </li>
 <li>
 Support ad hoc compliance projects and strategic initiatives, ensuring timely and effective execution
 </li>
 <li>
 Contribute to strengthening the organization's compliance culture through clear communication and proactive risk management
 
 
 </li>
 </ul>
 
 What Makes You a Great Fit
 
 
 
 <ul>
 <li>
 7-9 years of experience in a compliance role, preferably within regulated financial or cross-border business environments
 </li>
 <li>
 Currently serving as a Compliance Officer, MLRO, or Deputy MLRO, or having held similar senior compliance responsibilities
 </li>
 <li>
 Strong understanding of AML, KYC, regulatory, reputational, and compliance risk frameworks
 </li>
 <li>
 Excellent analytical and problem-solving skills with a proactive, hands-on mindset
 </li>
 <li>
 Ability to manage multiple priorities, meet deadlines, and deliver high-quality outcomes in a dynamic environment
 </li>
 <li>
 High attention to detail while maintaining a strategic, enterprise-level perspective
 </li>
 <li>
 Strong written and verbal communication skills, with confidence engaging regulators and senior stakeholders
 </li>
 <li>
 Self-driven professional with the ability to adapt, grow responsibilities, and support business expansion
 </li>
 </ul>
</div>

Compliance officer - Abhay

Al Jaber Exchange

Job Title: Alternative Compliance Officer (ACO) Department: Compliance / AML Location: UAE Reporting To: Compliance Officer (CO)Job PurposeThe Alternative Compliance Officer (ACO) supports the Compliance Officer in managing and maintaining the organization&rsquo;s AML/CFT framework in line with UAE laws, Central Bank of the UAE (CBUAE) standards, and international best practices. The ACO ensures effective implementation of policies, transaction monitoring, reporting, training, and continuity of the compliance function, especially during the absence of the CO.Key ResponsibilitiesPolicy &amp; Program Support<ul><li>Support the CO in designing, implementing, and maintaining the AML/CFT compliance program in line with UAE laws, CBUAE standards, and international best practices.</li><li>Assist in establishing and maintaining AML/CFT policies, procedures, processes, and internal controls.</li><li>Ensure day-to-day business compliance with internal AML/CFT/PF policies.</li><li>Support in developing and updating the institution&rsquo;s AML/CFT/PF risk assessment.</li><li>Conduct gap analyses and propose corrective actions to align procedures with current laws, regulations, and standards.</li></ul>Transaction Monitoring &amp; Reporting Support<ul><li>Support ongoing monitoring of transactions to identify high-risk, unusual, or suspicious customers and activities.</li><li>Receive and review transaction alerts and provide analysis to the CO.</li><li>Assist in preparing Suspicious Transaction Reports (STRs)/SARs and other regulatory reports for submission by the CO.</li><li>Ensure transaction monitoring systems (TMS) are appropriate and functioning as designed.</li><li>Escalate critical or urgent compliance matters to the CO in a timely manner.</li></ul>Regulatory &amp; Documentation Support<ul><li>Act as the point of contact for AML/CFT matters during the absence of the CO.</li><li>Maintain supporting documentation for transactions, KYC, monitoring, STR/SAR reporting, and AML training.</li><li>Maintain trackers for CBUAE notices, regulatory updates, and TMS changes under CO supervision.</li><li>Support preparation of AML Management Reports, Monthly MIS, Compliance Committee materials, and Bi-Annual Compliance Reports.</li><li>Should be able to draft policy and other compliance related documents.</li></ul>Training &amp; Awareness<ul><li>Assist in developing and executing AML/CFT training programs for staff.</li><li>Support induction and refresher training, including updates on new CBUAE notices, guidance, and typologies.</li><li>Maintain training records and ensure staff awareness of regulatory changes.</li><li>Complete a minimum of 48 hours of external AML/CFT training annually as part of Continuous Professional Development (CPD).</li></ul>Continuity of Compliance Function<ul><li>Ensure seamless continuation of AML/CFT operations during the CO&rsquo;s absence, including monitoring, reporting, and governance activities.</li><li>Support execution of corrective actions recommended by the CO, internal audit, or regulators.</li><li>Assist in implementing changes to the TMS in coordination with the CO.</li></ul>Qualifications &amp; Experience<ul><li>Bachelor&rsquo;s degree in Finance, Accounting, Business, Law, or a related field.</li><li>Prior experience in AML/CFT, compliance, or risk management within financial services/exchange houses preferred.</li><li>Knowledge of UAE AML/CFT regulations and CBUAE guidelines.</li></ul>Skills &amp; Competencies<ul><li>Strong analytical and investigation skills.</li><li>High attention to detail and accuracy.</li><li>Good communication and reporting skills.</li><li>Ability to handle confidential information with integrity.</li><li>Strong organizational and time-management abilities.</li><li>Team-oriented with the ability to work independently.</li></ul>Job Type: Full-timePay: AED5,000.00 - AED7,000.00 per month

Alternative Compliance Offier

Marex

<div>
 
 About Marex
 
 
 
 Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. It listed on Nasdaq Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics.
 
 
 For more information visit www.marex.com
 
 
 
 Role Summary
 
 
 
 The Deputy Chief Compliance Officer will play a pivotal role in supporting the Chief Compliance Officer in overseeing the firm's compliance efforts and ensuring adherence to regulatory requirements. This position requires strong leadership skills and the ability to effectively manage compliance functions within the organization.
 
 
 
 Key Responsibilities
 
 
 
 <ul>
 <li>
 Assist in the development, implementation, and maintenance of a comprehensive compliance program to ensure adherence to regulatory standards.
 </li>
 <li>
 Support the Chief Compliance Officer in liaising with regulatory authorities, maintaining effective communication, and ensuring timely compliance.
 </li>
 <li>
 Contribute to the development and enforcement of Anti-Money Laundering (AML) policies, procedures, and controls.
 </li>
 <li>
 Assist in conducting regular compliance risk assessments and implementing measures to mitigate risks.
 </li>
 <li>
 Collaborate with compliance team members to provide guidance and support in daily activities.
 </li>
 <li>
 Assist in overseeing compliance training programs for employees to ensure understanding of regulatory obligations.
 </li>
 <li>
 Contribute to the preparation and submission of regulatory reports and filings.
 </li>
 <li>
 Stay informed about regulatory developments and assess their impact on the firm.
 </li>
 <li>
 Assume the responsibilities of the Chief Compliance Officer in their absence or as delegated.
 </li>
 <li>
 Ensure the effective implementation of the firm&rsquo;s compliance and AML/Counter-Terrorist Financing (CTF) policies and procedures.
 </li>
 <li>
 Design and implement the compliance monitoring plan, performing monitoring and surveillance subsequent reviews.
 </li>
 <li>
 Provide support and guidance to staff on regulatory, policy, and procedural issues and application.
 </li>
 <li>
 Assist with client inquiries and regulatory requests for information.
 </li>
 <li>
 Identify, log, and resolve compliance issues, client complaints, and policy and regulatory breaches.
 </li>
 <li>
 Review and update Compliance and AML/CTF policies and procedures in line with regulatory changes.
 </li>
 <li>
 Provide compliance and AML/CTF training to staff.
 </li>
 <li>
 Ensure timely completion and filing of regulatory and AML reports with the regulator.
 </li>
 <li>
 Provide the Chief Compliance Officer, SEO, and Group Senior Management with compliance management information, ensuring their full awareness of all salient matters and advising on regulatory implications of future business strategies.
 </li>
 <li>
 Stay up to date with AML/CTF and regulatory developments both locally and internationally, including the Securities and Commodities Authority Rulebook, FSRA&rsquo;s AML Rulebook, and international best practices.
 </li>
 <li>
 Develop and maintain a positive and constructive relationship with Regulators and promptly respond to any request for information made by the FSRA or any other competent authorities of the UAE.
 
 
 </li>
 </ul>
 
 Skills And Experience
 
 
 
 <ul>
 <li>
 Bachelor's degree in a relevant field; advanced degrees or certifications preferred.
 </li>
 <li>
 Substantial experience in compliance within financial services.
 </li>
 <li>
 Knowledge of local and international regulatory requirements in AML and KYC.
 </li>
 <li>
 Strong communication and teamwork skills.
 </li>
 <li>
 Strong understanding of regulatory requirements in financial services, particularly in the Abu Dhabi region.
 </li>
 <li>
 Ability to collaborate effectively with internal and external stakeholders.
 </li>
 <li>
 Proven track record of working in financial services.
 </li>
 <li>
 Experience in building working relationships with Regulators, with direct experience working with FSRA and/or SCA.
 </li>
 <li>
 Ability to advise Group colleagues on complex regulatory issues.
 </li>
 <li>
 Ability to work to short timelines in a fast-paced environment.
 </li>
 <li>
 Fluent in English
 </li>
 <li>
 Fluent in Arabic (both written and spoken) will be considered as advantage
 </li>
 <li>
 Prior registration with SCA as Compliance Officer will be considered as advantage.
 
 
 </li>
 </ul>
 
 Competencies
 
 
 
 <ul>
 <li>
 Excellent verbal and written communication skills
 </li>
 <li>
 A collaborative team player, approachable, self-efficient and influences a positive work environment
 </li>
 <li>
 Demonstrates curiosity
 </li>
 <li>
 Resilient in a challenging, fast-paced environment
 </li>
 <li>
 Ability to take a high level of responsibility in a fast pace and high-volume environment
 </li>
 <li>
 Excels at building relationships, networking and influencing others
 </li>
 <li>
 Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness
 
 
 </li>
 </ul>
 
 Conduct Rules
 
 
 
 You must:
 
 
 <ul>
 <li>
 Act with integrity
 </li>
 <li>
 Act with due skill, care and diligence
 </li>
 <li>
 Be open and cooperative with the FCA, the PRA and other regulators
 </li>
 <li>
 Pay due regard to the interests of customers and treat them fairly
 </li>
 <li>
 Observe proper standard of market conduct
 </li>
 <li>
 Act to deliver good outcomes for retail customers
 
 
 </li>
 </ul>
 
 Company Values
 
 
 
 Acting as a role model for the values of the Company:
 
 
 
 Respect
 
 - Clients are at the heart of our business, with superior execution and superb client service the foundation of the firm. We respect our clients and always treat them fairly.
 
 
 
 Integrity
 
 - Doing business the right way is the only way. We hold ourselves to a high ethical standard in everything we do &ndash; our clients expect this and we demand it of ourselves.
 
 
 
 Collaborative
 
 - We work in teams - open and direct communication and the willingness to work hard and collaboratively are the basis for effective teamwork. Working well with others is necessary for us to succeed at what we do.
 
 
 
 Developing our People
 
 - Our people are the basis of our competitive advantage. We look to &ldquo;grow our own&rdquo; and make Marex the place ambitious, hardworking, talented people choose to build their careers.
 
 
 
 Adaptable and Nimble
 
 - Our size and flexibility is an advantage. We are big enough to support our client&rsquo;s various needs, and adaptable and nimble enough to respond quickly to changing conditions or requirements. A non-bureaucratic, but well controlled environment fosters initiative as well as employee satisfaction.
 
 
 
 Marex is fully committed to the elimination of unlawful or unfair discrimination and values the differences that a diverse workforce brings to the company.
 
</div>

Senior Compliance Officer - Marex AD (VN2295)

<div>QCP is Asia's leading digital asset partner, empowering clients to seamlessly integrate digital assets into their portfolios.
We offer a comprehensive range of solutions - from spot on/off ramping and fixed income strategies to vanilla options and bespoke exotics.
Driven by the vision to be the most trusted partner in digital asset markets, we provide innovative solutions that make digital assets a core component of every portfolio, balance sheet, and treasury.
Since our founding in 2017, we have witnessed the potential of digital assets to transform financial markets and the world at large. We exist at the centre of change, successfully navigating three market cycles and bridging institutional and crypto ecosystems.
We work to build trusted partnerships, putting client success and care at the heart of everything that we do.
Responsibilities:<ul>
<li>
Establish and maintain Compliance/AML policies, procedures, manuals and controls.</li>
<li>Provide regular reporting to senior management, Board and relevant committees.</li>
<li>Oversee risk assessments, compliance monitoring and thematic reviews.</li>
<li>Act as the main point of contact with regulators and and dealing with the regulators with unwavering integrity and to serve as the Money Laundering Reporting Officer.</li>
<li>Monitor regulatory developments and advise on impact to the business.</li>
<li>Manage financial crime risk assessments and support regulatory visits and external audits.</li>
<li>Establish monitoring programs to test control effectiveness and identify compliance gaps.</li>
<li>Showing collective strength by working with the compliance teams globally and with key stakeholders in the business.</li>
</ul>
Requirements<ul>
<li>
Deep knowledge of the end-to-end compliance process, governance, and risk controls.</li>
<li>Minimum 8 years of experience within a regulated Financial Institution entity with coverage in Financial Markets products.</li>
<li>Has exposure with Middle East compliance regulatory requirements (such as with the Abu Dhabi Financial Services Regulatory Authority).</li>
<li>Strong collective strength with the ability to work collaboratively and with people at all levels of the organization.</li>
<li>Able to manage a team of compliance officers.</li>
<li>Strong written and verbal communication and interpersonal skills.</li>
<li>Advanced analytical skills and cognitive process.</li>
<li>Ability to both work independently and collaborate with team members.</li>
<li>Excellent project management and organizational skills and capability to handle multiple projects and portfolios.</li>
<li>Indomitable attitude and strong desire to succeed web3/crypto compliance knowledge will be a huge plus.</li>
</ul>
Benefits
The Environment We Offer
As a growing firm with a tightly-knit team, we respect and listen to all our employees. You will get the chance to make an impact by having your voice heard by everyone, including the management.
Our employees enjoy a high level of autonomy at work. We focus on substance, not form - as long as you can perform, you will be recognized and rewarded. We are also dedicated to supporting our staff and ensuring they develop holistically to maximize their potential in the long- term.
We also provide flexible working arrangement as required and a casual and fun environment to boot!</div>

Compliance Officer / MLRO (ADGM)

First Abu Dhabi Bank (FAB)

<div>
 
 Key Accountabilities
 
 
 
 Job Specific Accountabilities
 
 
 <ul>
 <li>
 Regulatory Horizon Scanning2. Continuously monitor and identify upcoming regulatory changes that may affect the bank.
 </li>
 <li>
 Conduct regular horizon scanning for new regulations, guidelines, and financial services industry standards.
 </li>
 <li>
 Keep internal stakeholders informed of potential regulatory changes and provide early warnings where necessary.
 </li>
 <li>
 Prepare reports for senior management highlighting key upcoming regulations and regulatory changes.
 </li>
 <li>
 Review of Draft Regulations7. Analyse draft regulations and provide impact assessments to ensure that the bank is aware of future regulatory requirements.
 </li>
 <li>
 Work closely with legal and business units to assess the implications of new and draft regulations on the bank's operations, products, and services.
 </li>
 <li>
 Provide feedback and recommendations to the Head of Regulatory Compliance and other team members within the Regulatory Compliance team regarding regulatory changes and their potential impact.
 </li>
 <li>
 Regulatory Gap Analysis11. Conduct regulatory gap analysis to assess the bank&rsquo;s current compliance levels against new or evolving regulations.
 </li>
 <li>
 Identify areas of non-compliance or improvement within the bank&rsquo;s current policies and procedures and notify the same to the Head of Regulatory Change and Risk Management.
 </li>
 <li>
 Collaborate with business units and other compliance colleagues to develop plans to address any gaps and ensure alignment with regulatory requirements.
 </li>
 <li>
 Regulatory Initiatives Implementation15. Oversee the implementation of regulatory initiatives across the bank by coordinating with relevant stakeholders.
 </li>
 <li>
 Monitor the progress of regulatory implementation projects and report any delays or issues to the Head of Regulatory Compliance.
 </li>
 <li>
 Centralised Tracking of Regulatory Projects18. Collaborate with CPMO on progress updates of their centralised tracking for all regulatory projects within the bank.
 </li>
 <li>
 Ensure that CPMO adequately document and track all regulatory projects (including overdue projects and action plans) from initiation to completion.
 </li>
 <li>
 Provide regular updates and reports on the status of regulatory projects to senior management and Regulatory Compliance Team.
 </li>
 <li>
 Overview of Regulations Tracking and Reporting22. Oversee the tracking of ongoing and upcoming regulations, ensuring that the bank is compliant with all current regulatory requirements.
 </li>
 <li>
 Prepare and deliver regular reports to the Head of Regulatory Compliance and other stakeholders, summarising regulatory developments, key risks, and the status of compliance initiatives.
 </li>
 <li>
 Ensure that all regulatory changes are communicated clearly and promptly to the relevant internal stakeholders.
 </li>
 <li>
 Stakeholder Engagement
 </li>
 <li>
 Build strong relationships with internal and external stakeholders, to ensure effective collaboration on regulatory changes.
 </li>
 </ul>
</div>

VP, Regulatory Compliance Enterprise

Terminals Holding LLC

<div>
 
 
 We are Hiring for " Procurement &amp; Contracts Officer "
 
 
 
 
 
 
 We are looking for a "
 
 Procurement &amp; Contracts Officer"
 
 to support procurement and contract management for our construction projects. You will coordinate with vendors, manage tenders, administer contracts, and ensure compliance with company policies and regulatory guidelines.
 
 
 
 
 
 
 Key Responsibilities:
 
 
 <ul>
 <li>
 Assist in procuring materials, services, and subcontractors.
 </li>
 <li>
 Support contract lifecycle management and supplier coordination.
 </li>
 <li>
 Conduct market research, assist in tendering, and evaluate suppliers.
 </li>
 <li>
 Ensure compliance with legal, financial, and regulatory requirements.
 </li>
 <li>
 Maintain procurement records and support ERP/procurement automation tools.
 </li>
 </ul>
 
 
 
 
 
 Requirements:
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree or equivalent; procurement/contract certification preferred.
 </li>
 <li>
 3&ndash;5 years of experience in procurement &amp; contract management, preferably in large-scale projects.
 </li>
 <li>
 Strong skills in strategic sourcing, contract negotiation, supplier management, and procurement analytics.
 </li>
 <li>
 Familiarity with ERP procurement modules and legal/regulatory requirements.
 </li>
 </ul>
 
 
 
 
 If you are proactive, detail-oriented, and ready to contribute to impactful construction projects, we want to hear from you!
 
 
 
 
 
 
 Apply Now.
 
 
</div>

Procurement Officer

Trifecta Advisory Group Limited

<div>
 
 Trifecta Advisory Group is a consultancy firm proudly based in the Abu Dhabi Global Market. Rooted in excellence and collaboration, Trifecta provides meticulous guidance and effective solutions, empowering entities to navigate ADGM, DIFC, VARA, and Onshore regulatory frameworks seamlessly. As architects of success, we blend expertise and innovative strategies, ensuring our clients thrive in the dynamic business landscape while complying with regulations.&ZeroWidthSpace;&nbsp;
 
 
 
 
 
 Reporting to the Director of Compliance, the Senior Manager will be an integral part of the team&rsquo;s success.&nbsp;
 
 
 &nbsp;
 
 
 
 Duties &amp; Responsibilities
 
 &nbsp;
 
 
 
 
 <ul>
 <li>
 Undertake the regulatory functions of Compliance Officer and Money Laundering Reporting Officer for a range of regulated financial services firms.&nbsp;
 </li>
 <li>
 Provide consultancy services and advice to Trifecta clients.&nbsp;
 </li>
 <li>
 Manage a number of frameworks across a portfolio of clients, including compliance, financial crime and risk frameworks. Such work includes, but is not limited to:&nbsp;
 </li>
 <li>
 Ensuring and maintaining compliance with all federal legislation and applicable regulations of a client&rsquo;s jurisdiction;&nbsp;
 </li>
 <li>
 Identifying, managing, and mitigating regulatory risk by conducting periodic review and monitoring programmes;&nbsp;
 </li>
 <li>
 Provision of training on regulatory compliance, financial crime, and other topics;&nbsp;
 </li>
 <li>
 Presenting management information and reports to senior management and governing bodies of clients;&nbsp;
 </li>
 <li>
 Review and approval of clients, ensuring KYC and CDD is conducted in accordance with the relevant framework(s);&nbsp;
 </li>
 <li>
 Regulatory reporting to the regulator, and completion of any federal level reports.&nbsp;
 </li>
 <li>
 Providing regulatory compliance and financial crime training to other employees of Trifecta.&nbsp;
 </li>
 <li>
 Undertake regulatory horizon scanning and analyses, identifying the impact of regulatory changes across a portfolio of clients and Trifecta.&nbsp;
 </li>
 <li>
 Provide coaching, mentoring, and support to other employees of Trifecta.&nbsp;
 </li>
 <li>
 Completion of weekly and monthly timesheets to ensure accurate and efficient charging to Trifecta clients.&nbsp;
 </li>
 </ul>
 
 &nbsp;
 
 
 
 Key Competencies
 
 &nbsp;
 
 <ul>
 <li>
 Strong ethical and moral individual, who is able to build relationships with clients, regulators and the wider Trifecta group.&nbsp;
 </li>
 <li>
 Ability to communicate effectively and confident, with external and internal stakeholders, in both written and verbal communications.&nbsp;
 </li>
 <li>
 Exceptional attention to detail.&nbsp;
 </li>
 <li>
 Able to multi-task and handle a book of clients, with a wide range of business needs.&nbsp;
 </li>
 <li>
 Good commercial awareness, with the ability to determine good outcomes for all parties involved.&nbsp;
 </li>
 </ul>
 
 &nbsp;
 
 
 
 Education
 
 &nbsp;
 
 <ul>
 <li>
 An internationally recognised professional qualification.&nbsp;
 </li>
 <li>
 A strong academic background, including a degree in a relevant field, including but not limited to Law/Economics/Finance, or equivalent thereof.&nbsp;
 </li>
 </ul>
 
 &nbsp;
 
 
 
 Experience
 
 &nbsp;
 
 
 
 
 <ul>
 <li>
 A minimum of 5 years&rsquo; experience in financial services in a compliance or financial crime role, or at a financial services regulator.&nbsp;
 </li>
 <li>
 The individual should have a solid understanding of the compliance, financial crime and risk management space, who is able to act in an independent and confident manner to develop policy and culture across the Trifecta group.&nbsp;
 </li>
 </ul>
 
 &nbsp;
 
</div>

Senior Compliance Consultant

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