investment banking analyst Jobs in New York

investment banking analyst

2026 investment banking analyst-. financial institutions group , nyc Jobs in New York

2026 investment banking analyst-. financial institutions group , nyc

analyst, finance

analyst/associate, strategic investor engagement Jobs in New York

analyst/associate, strategic investor engagement

capital markets associate (new york) Jobs in New York

capital markets associate (new york)

investment banker

JPMorganChase

<div>JOB DESCRIPTION 
Financial sponsors, sovereign wealth funds, family offices and their portfolio companies continue to be an important component of M&amp;A activity, accounting for $7.5 trillion or 33% of transaction volume globally over the last five years. Since 2019, J.P. Morgan has advised on over 1,000 announced sponsor-involved M&amp;A deals, and we continue to build momentum by enhancing our world-class Strategic Investor Group (SIG) M&amp;A franchise.
With $3 trillion of capital currently available across the asset class, we are committed to providing insightful advice and outstanding execution to our financial sponsor clients.
As a Vice President in Investment Banking, you&rsquo;ll have experience developing strong relationships with corporates and financial institution clients and working across the spectrum of M&amp;A, advising on public and private transactions, spin-offs, divestitures, activist-driven deals, sponsor-backed leveraged buyouts, and minority investments.
Job Responsibilities<ul>
<li>Acting as the primary day-to-day client point of contact and lead banker on deals
</li><li>Reviewing and coordinating the analytic work of junior bankers to move marketing/execution process forward
</li><li>Refining marketing/execution materials for maximum client impact
</li><li>Overseeing the creation of financial projection models
</li><li>Identifying and managing all risks in a given deal
</li><li>Liaising with other internal and external parties on transactions (eg. lawyers, accountants, counterparties)
</li><li>Leading client negotiations, Q&amp;A process and management interviews</li></ul>
Required qualifications, capabilities, and skills<ul>
<li>Prior work experience in an investment banking front office role.</li>
<li>Experience in training junior bankers</li>
<li>Exceptional written and verbal communication skills with specific ability to communicate concepts and ideas concisely and defend their validity</li>
<li>Very strong quantitative and analytical skills (including Excel modelling and valuation work)</li>
<li>Ability to work well under pressure and to tight deadlines, and have the aptitude to synthesize large amounts of information and to develop innovative solutions</li>
<li>Adaptability, able to manage projects independently and be ready to assume a high level of responsibility as a member of a team</li>
<li>Ability to comfortably interact with clients in a professional and mature manner</li>
<li>Excellent understanding of financial, legal and reputational risks facing large integrated investment banks in today's environment</li></ul>
ABOUT US 
<div>
<div>JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world&rsquo;s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
</div><div>We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
<div>We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants&rsquo; and employees&rsquo; religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase &amp; Co. is an Equal Opportunity Employer, including Disability/Veterans 
</div></div></div> 
 
ABOUT THE TEAM 
<div>
J.P. Morgan's Global Banking business is one of the largest wholesale banking client franchises in the world. We serve clients, including corporations, governments, states, municipalities, healthcare organizations, education institutions, banks and investors. 
 
Global Investment Banking supports a broad range of corporations, institutions and governments by providing strategic advice, capital raising and risk management expertise.</div></div>

Investment Banking - Strategic Investors Group (SIG) M&A - Vice President

PKF O'Connor Davies

<div>About PKF Investment Banking:

PKF Investment Banking is seeking an Investment Banking Summer Analyst for Summer 2026 to join our rapidly growing M&amp;A advisory practice. PKF Investment Banking (www.pkfib.com) is the investment banking affiliate of PKF O&rsquo;Connor Davies, LLP; focused on providing the highest level of M&amp;A advisory services to private and publicly owned companies across a broad range of industries. PKF Investment Banking is committed to building a leading investment banking firm serving the middle market with strong values and an outstanding work environment.

PKF O&rsquo;Connor Davies is a top-tier accounting, tax and advisory practice with a long history of serving domestic and international clients. &ldquo;Know Greater Value&rdquo; speaks to the confidence and guidance that our clients realize when they work with us. It reinforces our commitment to delivering the highest levels of value, expertise and service in everything we do. Our clients Know Greater Connections, Know Greater Insights and Know Greater Value. &ldquo;PKF O&rsquo;Connor Davies&rdquo; is the brand name under which PKF O&rsquo;Connor Davies LLP and PKF O&rsquo;Connor Davies Advisory LLC, independently owned entities, provide professional services in an alternative practice structure in accordance with applicable professional standards. PKF O&rsquo;Connor Davies LLP is a licensed CPA firm that provides attest services and PKF O&rsquo;Connor Davies Advisory LLC and its subsidiary entities provide tax and advisory services. For more information, please visit pkfod.com.

Duties and Responsibilities:

Successful candidates should have strong cognitive and interpersonal abilities, want to develop their professional and personal skills, and be motivated by the prospect of joining an entrepreneur-minded firm supported by a leading accounting and advisory platform.

As part of the PKF Investment Banking team you&rsquo;ll be working hands-on with family- and founder-owned businesses in the lower middle-market and be given exposure to a wide range of industries. Over the course of the summer, you will work closely with the team in preparing analyses and valuation materials, participating in due diligence, supporting the execution of M&amp;A transactions, in addition to ad hoc data and research requests related to our M&amp;A processes and market tracking.

Key Responsibilities:
<ul>
<li>Prepare business, financial, and operational analyses to assist deal teams on transactions and internal deal processes</li>
<li>Analyze industry and company-specific information, including conducting detailed research and financial statement analysis</li>
<li>Collaborate with senior professionals and deal teams on all aspects of investment banking transactions</li>
<li>Develop marketing materials and client presentations while engaging with senior bankers, clients, lawyers. accountants and other industry professionals</li>
</ul>
Knowledge, Skills &amp; Abilities:
<ul>
<li>Excellent communication skills, both written and oral, as well as the ability to develop meaningful relationships</li>
<li>Ability to manage multiple competing priorities and thrive in a fast-paced and challenging environment</li>
<li>Strong analytical skills and problem-solving abilities</li>
<li>Strong attention to detail and organization</li>
<li>Ability to work independently and as part of a broader team</li>
</ul>
Education and Experience:
<ul>
<li>Bachelor&rsquo;s degree in Finance, Economics, Accounting or a related field, with expected graduation in December 2026 or Spring 2027</li>
<li>Proficiency in Microsoft Excel, Word, PowerPoint, and Outlook</li>
<li>Working knowledge of financial statements and accounting information</li>
<li>Prior relevant internship experience considered a plus but not required</li>
</ul>
Location:

New York City, NY

Compensation:

The compensation for this position ranges from $25.00 - $30.00 per hour. Actual compensation will be dependent upon the specific role, office location as well as the individual&rsquo;s qualifications, experience, skills, and certifications.

Additional Information:

PKFOD is an equal opportunity employer. The Firm is committed to providing equal employment opportunity to all persons in connection with hiring, assignment, promotion, compensation or other conditions of the employment relationship regardless of race, color, age, sex, marital status, disability, pregnancy, citizenship, philosophy/religion, national origin, sexual orientation, gender identity, military or veteran status, political affiliation or belief, or any other status protected by federal, state or local law.

To all staffing agencies: PKF O'Connor Davies, LLP (&ldquo;PKFOD&rdquo;) will not be utilizing agencies to staff this position. Please do not forward resumes to PKFOD partners and/or employees at any of our locations regarding this position. Any recruiter who would like to partner with PKFOD on other positions must have an updated contractual agreement with PKFOD through the Director of Talent Acquisition. Please be reminded, PKFOD is not responsible for any fees related to unsolicited resumes. All unsolicited resumes will become the property of PKFOD.

We are only considering individuals who are authorized to work in the United States. We will not sponsor work visas.

#LI-TK1
Equal Opportunity Employer 
This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice from the Department of Labor.</div>

Investment Banking Summer Analyst – Summer 2026

Paulson Investment Company, LLC

<div>
 
 
 About Us:
 
 
 
 Paulson Investment Company is a leading boutique investment bank specializing in providing financial advisory and capital raising services to growth companies. With a legacy of supporting innovative and transformative businesses, we are seeking an Investment Banking Analyst to join our dynamic team.
 
 
 
 
 
 
 Primary Responsibilities:
 
 
 <ul>
 <li>
 Support equity financings, debt financings, and other corporate finance transactions.
 </li>
 <li>
 Conduct financial valuations, precedent transactions, and comparable company analyses.
 </li>
 <li>
 Prepare materials such as pitch books, offering memoranda, management presentations, and financial models.
 </li>
 <li>
 Perform due diligence, analyze corporate and financial information, and develop detailed industry insights.
 </li>
 <li>
 Build and refine operating and valuation models to support transaction processes.
 </li>
 <li>
 Research market trends and competitive dynamics to inform strategic recommendations.
 </li>
 </ul>
 
 
 
 
 
 Collaboration and Client Interaction:
 
 
 
 This role provides direct exposure to senior client executives, allowing Analysts to actively participate in client meetings and contribute to relationship-building efforts. Analysts will work collaboratively with colleagues across various teams to develop tailored solutions that meet client objectives.
 
 
 
 
 
 
 Requirements:
 
 
 <ul>
 <li>
 Bachelor&rsquo;s degree from an accredited institution.
 </li>
 <li>
 Based in New York or willing to relocate.
 </li>
 <li>
 
 1+ years of investment banking experience or relevant professional financial experience, ideally in Healthcare and/or Biotechnology.
 
 </li>
 <li>
 Strong analytical and problem-solving skills with keen attention to detail.
 </li>
 <li>
 Ability to handle multiple projects and deadlines in a fast-paced environment.
 </li>
 <li>
 Self-motivated and resourceful team player with strong interpersonal skills.
 </li>
 <li>
 Exceptional technical, written, and verbal communication abilities.
 </li>
 </ul>
 
 
 
 
 If you are passionate about investment banking and eager to contribute to a team that values innovation and excellence, we encourage you to apply.
 
 
 
 
 
 Please note that candidates
 
 should not follow up via phone or email
 
 regarding application status. All applicants will receive communication
 
 within two weeks
 
 if selected to move forward in the process.
 
</div>

Investment Banking Analyst

Scotiabank

<div>Requisition ID: 244278
Salary Range: 120,000.00 - 120,000.00
Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate&rsquo;s relevant knowledge, skills, and experience. 
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.<div><div> 
2026 Investment Banking Analyst- Financial Institutions Group , Full Time</div><div> 
New York City, United States</div></div> 
Why work for Scotiabank?
Scotiabank is a leading bank in the Americas. We are powered by our 97,000 high-performing teammates who make a real difference across the globe as a leading provider of advice, products, digital experiences, and financial services. At Scotiabank, we&rsquo;re passionate about bringing our whole selves to work, allowing us to create inclusive work environments for everyone to enjoy. 
Front Office Analysts have access to Capital Ideas, the Global Banking and Markets Learning Program, as well as frequent interactive learning sessions led by our experienced professionals. Analysts will also have access to our Mentorship program where students will be teamed-up with a mentor who will serve as a guide for professional and personal development.
We are committed to offering you extensive opportunities for training, hands-on experience, and career advancement. Simply put, your future is our investment. 
Is this role right for you?<div><div> 
Global Banking and Markets (GBM) provides a full range of credit, risk management and investment banking products and services relevant to the financing and strategic development needs of our clients. Our products include investment banking, mergers &amp; acquisitions, corporate banking, institutional equity sales, trading and research, debt products, derivatives, foreign currencies, and commodities. We also cross-sell the full range of wholesale products and services offered by Scotiabank.
Within our Corporate and Investment Banking division, analysts can pursue roles within execution or origination across sector groups including Energy, Technology, LATAM Banking, Real Estate Gaming and Leisure, Power and Utilities, Infrastructure, and more! Analysts provide support to the Investment Banking teams globally and develop the skillset to pursue careers in Investment Banking.</div></div> 
What will my responsibilities look like?<ul><li>
Generally supporting client pitches and deal execution efforts</li><li>
Evaluating and analyzing the financial needs of corporate clients, including the development of financial models, marketing materials and presentations</li><li>
Financial and written analysis of companies and industries, including the development of valuation models, pro-forma financial statements and comparable company analysis, etc.</li><li>
Sourcing the data required to perform financial analysis</li><li>
Drafting prospectuses and marketing presentations for transactions</li><li>
Preparing client presentations</li><li>
 Applying product and capital markets knowledge to help clients achieve their financial objectives.</li></ul> 
Do you have the skills that will enable you to succeed in this role? We&rsquo;d love to work with you if:<ul><li>
You have an undergraduate or graduate Degree in Business, Finance, Science, Technology, Engineering, Economics or Mathematics discipline or related fields to be completed between December 2025 and July 2026</li><li>
You have a demonstrated interest and knowledge of the financial markets</li><li>
You have a proven record of outstanding achievement in academic and extracurricular activities</li><li>
The ability to manage multiple projects simultaneously while maintaining a high standard of work</li><li>
You have strong interpersonal skills and ability to work in a collaborative environment</li><li>
You work seamlessly within MS Office Suite with expertise in Excel and PowerPoint</li><li>
You have strong quantitative skills focused on financial analysis, accounting, and financial theory</li><li>
You are a team player with strong interpersonal skills</li></ul> 
How to apply:
You must apply via the Scotiabank career portal and complete all steps outlined below to be considered for this position.<ul><li>
Fill out an application by clicking the &ldquo;Apply&rdquo; button.
</li><li>Submit your resume and transcript as a single PDF when prompted.</li><li>
Successful applicants will be contacted for next steps, including a video interview.</li><li>
We thank all candidates for taking the time to apply; however only those candidates selected for an interview will be contacted.</li></ul> 
As Canada&rsquo;s Most International Bank, we are a leader when it comes to inclusion. We are a diverse and global team, speaking more than 100 languages with backgrounds from more than 120 countries. We value the unique skills and experiences everyone brings to the bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation during the recruitment and selection process, please let us know. We will work with you to provide as seamless a recruitment experience as possible.
Location(s): United States : New York : New York City
Scotiabank is a leading bank in the Americas. Guided by our purpose: &quot;for every future&quot;, we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.</div>

2026 Investment Banking Analyst-. Financial Institutions Group , NYC

Truist

<div>The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status.
Need Help?
If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response).
Regular or Temporary:
Regular
Language Fluency: English (Required)
Work Shift:
1st shift (United States of America)<h3 class="jobSectionHeader">
Please review the following job description:</h3>
Responsible for providing client relationship management and investment banking services including strategic advisory services to corporate and private equity clients related to buyside and sellside M&amp;A, debt and equity capital raising, designated by industry/sector. Industry coverage includes industrials, financial sponsors, consumer and retail, healthcare, financial institutions, energy, and technology, media and telecom. Senior investment banking professionals are expected, over time, to generate a balanced mix of M&amp;A, debt and equity capital raising of $7 million to $30 million subject to the attributes of their sector coverage. In addition, senior investment banking professionals are expected to &quot;sell the bank&quot; by appropriately positioning the banks treasury and payment solutions product suite as well as floating rate and F/X, private wealth, insurance and other services. Senior investment banking professionals are also expected to serve the bank's corporate banking and commercial clients with strategic advisory and the aforementioned traditional investment banking services in partnership with the primary Commercial and Corporate Banking coverage professionals.<div>
Essential Duties and Responsibilities
Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.
1. Works closely with senior CIB professionals 
2. Performs assigned duties with some independence, including but not limited to, due diligence, document processing, financial modeling, statistical analysis, research, and presentation development 
3. Serve as a member of merger and acquisition and capital raising transaction teams, providing credit underwriting support, drafting information memoranda, developing management and investor presentations</div><div></div><div>
Required Qualifications: 
The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.</div><div>
1. BA/BS degree 
2. Proven analytical ability and attention to detail 
3. Solid leadership and interpersonal skills 
4. Proven ability to work well in a fast-paced, team-oriented environment 
5. Strong written and oral communication skills 
6. Some related work experience since graduation from an undergraduate program 
</div><div>
Preferred Qualifications</div><div>
1. 1 year of related work experience since graduation from an undergraduate program</div><div></div><div><ul><li>The annual base salary for this position in New York is $100,000</li></ul></div>
General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist&rsquo;s generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for Truist&rsquo;s defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non-temporary position for which you apply, based on full-time or part-time status, position, and division of work.
Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace.
EEO is the Law E-Verify IER Right to Work</div>

Citi

<div><h2 class="jobSectionHeader">Discover your future at Citi</h2>
Working at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you&rsquo;ll have the opportunity to grow your career, give back to your community and make a real impact.
<h2 class="jobSectionHeader">Job Overview</h2>
Citi Investment Management (CIM) is a group within Citi Private Bank (CPB) that manages assets on a discretionary and advisory basis for high and ultra-high net worth clients. With approximately $70 billion in assets under management and advisement globally, CIM manages a broad suite of investment strategies within single and multi-asset class products. CIM is currently seeking a Research Analyst to join our team of investment professionals and contribute to the investment research capabilities supporting CIM&rsquo;s strategies. The candidate will possess strong analytical and communication skills and be responsible for generating investment research of companies / industries for use in the management of CIM portfolios under the guidance of the team&rsquo;s senior analysts. 
 
Responsibilities:<ul><li>
Conduct and maintain research on companies/industries</li><li>
Generate content to communicate research to other analysts and portfolio managers</li><li>
Collaborate with CIM&rsquo;s portfolio management team and recommend attractive investment opportunities based upon our investment process</li><li>
Stay abreast of trends and news, maintain pro-active views, and communicate conclusions/recommendations concerning pertinent sectors and macroeconomic trends and developments</li><li>
Attend sell side conferences and corporate management meetings</li><li>
Develop and maintain financial models</li><li>
Participate in investment meetings and work closely with other CIM portfolio managers and analysts to share views on market events and analysis</li><li>
Monitor existing investments and industry developments</li><li>
Prepare specific industry reviews</li><li>
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.</li></ul>
Qualifications:<ul><li>
6-10 years of direct experience in the asset management industry, preferably in an investment research role</li><li>
Strong academic record</li><li>
Bachelor's/University degree, Master's degree preferred</li><li>
CFA preferred</li><li>
Strong written and verbal communication skills, analytical skills and technical insight</li><li>
Ability to effectively handle multiple assignments</li><li>
Strong attention to detail</li><li>
Demonstrated ability to work both independently and as part of a team</li></ul>
Education:<ul><li>
Bachelor&rsquo;s/University degree, Master&rsquo;s degree preferred</li></ul>
-
Job Family Group:
Private Client Product Services
-
Job Family:
Investment Manager Research
-
Time Type:
Full time
-
Primary Location:
New York New York United States
-
Primary Location Full Time Salary Range:
$157 040,00 - $235 560,00 
In addition to salary, Citi&rsquo;s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental &amp; vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.
-
Most Relevant Skills
Please see the requirements listed above.
-
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.
-
Anticipated Posting Close Date:
dic 22, 2025
-
Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. 
 
View Citi&rsquo;s EEO Policy Statement and the Know Your Rights poster.</div>

Investment Manager Research - Vice President

Sumitomo Group

<div>SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG&rsquo;s shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. 
In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization&rsquo;s extensive global network. The Group&rsquo;s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd. 
The anticipated salary range for this role is between $244,000.00 and $285,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.<div><div><div><h2 class="jobSectionHeader">
Role Description</h2></div><div>
SMBC Group is seeking a seasoned inhouse attorney to provide comprehensive legal coverage and oversight for its affiliated U.S. investment adviser. This is a leadership position requiring sound judgment and a deep sense of organizational stewardship. The position presents an opportunity to help build a business from the ground up, design and implement a robust legal and regulatory compliance framework in partnership with Compliance colleagues, and educate the internal client base (ranging from junior staff to senior management) on the US regulatory requirements for investment advisers.</div></div><div><div><h2 class="jobSectionHeader">
Role Objectives</h2></div><div><ul><li>
Provide legal, regulatory, and strategic advice on proposed business activities of a newly launched investment adviser, initially focusing on loan and credit assets, with the potential to expand to other asset classes.</li><li>
Advise on a broad range of issues under U.S. investment management laws and regulations. Support business objectives while managing legal, regulatory, and franchise risks. Assess and respond to regulatory changes impacting the investment management business. Collaborate closely with legal and compliance colleagues across SMBC Group.</li><li>
Draft, review, and negotiate transaction documents for the investment management business, including advisory agreements and fund documents.</li><li>
Manage outside counsel and apply legal risk management standards and practices consistently with SMBC Group&rsquo;s Americas Division Legal Department requirements</li></ul></div></div><div><div><h2 class="jobSectionHeader">
Qualifications and Skills</h2></div><div><ul><li>
Active membership in good standing with the New York State Bar, or eligible to waive in. Juris Doctor degree from an accredited U.S. law school.</li><li>
At least 15 years of experience inhouse and/or at a leading law firm advising SEC-registered investment advisers, with a focus on institutional asset management.</li><li>
Deep expertise in SEC compliance, fiduciary standards, Investment Advisers Act, and other asset management regulations. Experience working at a bank-affiliated investment adviser preferred.</li><li>
Ability to provide adaptive, proactive legal coverage for a nascent investment adviser. Self-motivated, independent, and able to multi-task and prioritize effectively in a fast-paced environment.</li><li>
Strong organizational and written/oral communication skills. Ability to identify and diagnose legal and business issues, and explain decision points clearly and succinctly. Excellent critical thinking skills.
</li><li>Ability to work collaboratively with clients and colleagues across a broad range of seniority and experience levels in a large, complex global organization.</li><li>
Detail-oriented and thoughtful.</li></ul></div></div></div>
SMBC&rsquo;s employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required. 
SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com.</div>

Executive Director, Assistant General Counsel - Asset Management

Explore 112+ Investment banker in New York this December. Find roles across top companies and apply now to boost your career.

112 investment banker jobs IN New York

Investment Banking - Strategic Investors Group (SIG) M&A - Vice President

Investment Banking Summer Analyst – Summer 2026

Investment Banking Analyst

2026 Investment Banking Analyst-. Financial Institutions Group , NYC

Investment Banking Analyst

Investment Manager Research - Vice President

Executive Director, Assistant General Counsel - Asset Management